BREAD FINANCIAL HOLDINGS, INC. — Director's Dealing 2021

Jul 16, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ALLIANCE DATA SYSTEMS CORP (ADS)
CIK: 0001101215
Period of Report: 2021-07-15

Reporting Person: Beberman Perry S (EVP, Chief Financial Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-07-15	Common Stock	A	9808	—	Acquired	9808	Direct
2021-07-15	Common Stock	A	3121	—	Acquired	12929	Direct

Footnotes

F1: The new grant is for 9,808 shares of common stock represented by time-based restricted stock units. The restrictions will lapse on 3,236 units on 7/15/22 , on 3,237 units on 7/17/23 and on 3,335 units on 7/15/24, subject to continued employment by the Reporting Person on the vesting dates.

F2: The new grant is for 3,121 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down at the time the performance restriction lapses. The restriction may lapse with respect to 100% of such shares on 7/15/24 contingent on meeting predetermined performance measures and subject to continued employment by the Reporting Person on the vesting date.

F3: The total number of securities beneficially owned includes: (a) the new grant for 9,808 time-based restricted stock units; and (b) the new grant for 3,121 performance-based restricted stock units.