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Braze, Inc. Director's Dealing 2022

Sep 20, 2022

31240_dirs_2022-09-20_60724cce-a029-484d-b222-f9ddffd4d42a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Braze, Inc. (BRZE)
CIK: 0001676238
Period of Report: 2022-09-16

Reporting Person: Pepper Douglas A (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-09-16 Class A Common Stock P 55558 $34.3741 Acquired 377948 Indirect
2022-09-16 Class A Common Stock P 81609 $34.3741 Acquired 483937 Indirect
2022-09-16 Class A Common Stock P 96816 $35.3551 Acquired 474764 Indirect
2022-09-16 Class A Common Stock P 142920 $35.3551 Acquired 626857 Indirect
2022-09-19 Class A Common Stock P 15053 $35.1223 Acquired 489817 Indirect
2022-09-19 Class A Common Stock P 22181 $35.1223 Acquired 649038 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 3326610 Indirect
Class A Common Stock 3554523 Indirect
Class A Common Stock 62549 Indirect

Footnotes

F1: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $34.01 to $35.00. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.

F2: The shares are held by ICONIQ Strategic Partners VI, L.P. ("ICONIQ VI").

F3: The shares are held by ICONIQ Strategic Partners VI-B, L.P. ("ICONIQ VI-B").

F4: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $35.05 to $35.50. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.

F5: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $34.51 to $35.50. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.

F6: The shares are held by ICONIQ Strategic Partners III, L.P. ("ICONIQ III").

F7: The shares are held by ICONIQ Strategic Partners III-B, L.P. ("ICONIQ III-B").

F8: ICONIQ Strategic Partners III GP, L.P. ("ICONIQ III GP") is the sole general partner of each of ICONIQ III and ICONIQ III-B. ICONIQ Strategic Partners III TT GP, Ltd. ("ICONIQ III Parent GP") is the sole general partner of ICONIQ III GP. ICONIQ Strategic Partners VI GP, L.P. ("ICONIQ VI GP") is the sole general partner of each of ICONIQ VI and ICONIQ VI-B. ICONIQ Strategic Partners VI TT GP, Ltd. ("ICONIQ VI Parent GP") is the sole general partner of ICONIQ VI GP. Divesh Makan ("Makan") and William J.G. Griffith ("Griffith") are the sole equity holders of ICONIQ III Parent GP. Makan, Griffith and Matthew Jacobson ("Jacobson") are the sole equity holders of ICONIQ VI Parent GP.

F9: The Reporting Person is a partner at ICONIQ Capital and may have limited partner or other interests in one or more of the entities described herein. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his pecuniary interest therein, if any, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 of the Exchange Act or any other purpose.

F10: Shares held by a family trust of which the Reporting Person serves as trustee. Represents an aggregate of 62,549 shares of Class A Common Stock received in prior distributions-in-kind made in accordance with the exemptions afforded under Rule 16a-9(a) and Rule 16a-13 of the Exchange Act.