AI assistant
Braze, Inc. — Director's Dealing 2021
Nov 17, 2021
31240_dirs_2021-11-16_8ff9fdf3-ba05-4a78-a36e-6a3ae17c821d.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Braze, Inc. (BRZE)
CIK: 0001676238
Period of Report: 2021-11-16
Reporting Person: Wiseman Susan (General Counsel)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 169233 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $3.46 | 2029-03-11 | Common Stock (69735) | Direct | |
| Stock Option (Right to Buy) | $4.88 | 2030-02-03 | Common Stock (80000) | Direct | |
| Stock Option (Right to Buy) | $35.01 | 2031-04-19 | Common Stock (35000) | Direct | |
| Stock Option (Right to Buy) | $35.01 | 2031-04-19 | Common Stock (75000) | Direct |
Footnotes
F1: Each share of Common Stock shall be reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering.
F2: The original option award was for 70,000 shares. One forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on a monthly basis on the first day of each month commencing on March 1, 2019, subject to the Reporting Person's continuous service through such vesting date.
F3: The original option award was for 90,000 shares. One forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on a monthly basis on the first day of each month commencing on March 1, 2020, subject to the Reporting Person's continuous service through such vesting date.
F4: One fourth (1/4th) of the shares subject to the option award shall vest on August 1, 2022, and one thirty-sixth (1/36th) of the remaining shares subject to the option award shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service through such vesting date.
F5: One fourth (1/4th) of the shares subject to the option award shall vest on August 1, 2023, and one thirty-sixth (1/36th) of the remaining shares subject to the option award shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service through such vesting date.