Braze, Inc. — Director's Dealing 2021

Nov 17, 2021

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Braze, Inc. (BRZE)
CIK: 0001676238
Period of Report: 2021-11-16

Reporting Person: Kleeger Myles (Pres & Chief Customer Officer)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	858333	Direct
Common Stock	111111	Indirect
Common Stock	111111	Indirect
Common Stock	166667	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right to Buy)	$0.26	2024-12-16	Common Stock (257448)		Direct
Stock Option (Right to Buy)	$1.64	2028-02-14	Common Stock (231449)		Direct
Stock Option (Right to Buy)	$3.46	2029-03-11	Common Stock (220615)		Direct
Stock Option (Right to Buy)	$35.01	2031-04-19	Common Stock (150000)		Direct
Stock Option (Right to Buy)	$35.01	2031-04-19	Common Stock (180000)		Direct

Footnotes

F1: Each share of Common Stock shall be reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering.

F2: The securities are held by a family trust. The Reporting Person shares voting and investment control of the shares and may be deemed to beneficially own the shares. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his proportionate pecuniary interest therein.

F3: The securities are held by a family GRAT. The Reporting Person shares voting and investment control of the shares and may be deemed to beneficially own the shares. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his proportionate pecuniary interest therein.

F4: The original option award was for 887,448 shares and all such shares have vested

F5: One forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on a monthly basis on the first day of each month commencing on February 1, 2018, subject to the Reporting Person's continuous service through such vesting date.

F6: The original option award was for 224,615 shares. One forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on a monthly basis on the first day of each month commencing on March 1, 2019, subject to the Reporting Person's continuous service through such vesting date.

F7: One fourth (1/4th) of the shares subject to the option award shall vest on February 1, 2022, and one thirty-sixth (1/36th) of the remaining shares subject to the option award shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service through such vesting date.

F8: One fourth (1/4th) of the shares subject to the option award shall vest on February 1, 2023, and one thirty-sixth (1/36th) of the remaining shares subject to the option award shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service through such vesting date.