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Braze, Inc. Director's Dealing 2021

Nov 17, 2021

31240_dirs_2021-11-16_c81ee670-433d-4dbb-b6aa-c0d879900e36.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Braze, Inc. (BRZE)
CIK: 0001676238
Period of Report: 2021-11-16

Reporting Person: InterWest Management Partners X, LLC (10% Owner)
Reporting Person: INTERWEST PARTNERS X LP (10% Owner)
Reporting Person: Kliman Gilbert H (10% Owner)
Reporting Person: NASR KHALED (10% Owner)
Reporting Person: Desai Keval (10% Owner)

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Series B Preferred Stock $ Common Stock (2824395) Indirect
Series C Preferred Stock $ Common Stock (1603848) Indirect
Series D Preferred Stock $ Common Stock (95976) Indirect

Footnotes

F1: Each share of Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock will automatically convert into shares of Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and have no expiration date.

F2: Each share of Common Stock shall be reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering.

F3: The reported securities are owned directly by InterWest Partners X, L.P. ("IW X"). The general partner of IW X is InterWest Management Partners X, LLC ("IMP X") and may be deemed to beneficially own the shares held by IW X. Gilbert H. Kliman is the managing director of IMP X and Keval Desai and Khaled A. Nasr are venture members of IMP X. The managing director and venture members of IMP X share voting and investment control with respect to the securities held by IW X. Each of IMP X, Mr. Kliman, Mr. Desai and Mr. Nasr disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein.