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BRASKEM SA — Director's Dealing 2016
Sep 12, 2016
32076_ffr_2016-09-12_79fed2fb-cf83-4fe6-b5c7-1e68d087e440.zip
Director's Dealing
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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934
For the month of September, 2016
(Commission File No. 1-14862 )
BRASKEM S.A.
(Exact Name as Specified in its Charter)
N/A
(Translation of registrant's name into English)
Rua Eteno, 1561, Polo Petroquimico de Camacari Camacari, Bahia - CEP 42810-000 Brazil
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F. Form 20-F X Form 40-F ______
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1). _____
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7). _____
Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934. Yes __ No _X___
If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82- _____.
ATTACHMENT II “B”
CONSOLIDATED FORM
Management and Related Person’s Trading of Securities Issued by the Company
Article 11 - CVM Instruction #358/2002
In August/2016 no transactions involving securities and derivatives were executed, pursuant to Article 11 - CVM Instruction #358/2002.
| Company’s Name: Braskem S.A. — Group and Related Persons | ( X ) Board of Directors | ( ) Fiscal Council | ( ) Controlling Shareholders | |
|---|---|---|---|---|
| Opening Balance | ||||
| Securities/ Derivatives | Securities Characteristics (2) | Quantity | Interest % | |
| Same Type/ Class | Total | |||
| Share | Common Share | 0 | - | - |
| Share | Class “A” Preferred Share | 76,526 | 0.02% | 0.01% |
| Closing Balance | ||||
| Securities/ Derivatives | Securities Characteristics (2) | Quantity | Interest % | |
| Same Type/ Class | Total | |||
| Share | Common Share | 0 | - | - |
| Share | Class “A” Preferred Share | 76,526 | 0.02% | 0.01% |
1
ATTACHMENT II “B”
CONSOLIDATED FORM
Management and Related Persons’ Trading of Securities Issued by the Company
Article 11 – CVM Instruction #358/2002
In August/2016, no transactions involving securities and derivatives were executed, pursuant to Article 11 - CVM Instruction #358/2002.
| Company’s Name: Braskem S.A. — Group and Related Persons | ( ) Board of Directors | ( ) Fiscal Council | ( ) Controlling Shareholders | |
|---|---|---|---|---|
| Opening Balance | ||||
| Securities/ Derivatives | Securities Characteristics (2) | Quantity | Interest % | |
| Same Type/ Class | Total | |||
| Share | Common Share | 0 | - | - |
| Share | Class “A” Preferred Share | 510 | 0.0001% | 0.0001% |
| Closing Balance | ||||
| Securities/ Derivatives | Securities Characteristics (2) | Quantity | Interest % | |
| Same Type/ Class | Total | |||
| Share | Common Share | 0 | - | - |
| Share | Class “A” Preferred Share | 510 | 0.0001% | 0.0001% |
2
*ATTACHMENT II “B”*
CONSOLIDATED FORM
Management and Related Persons’ Trading of Securities Issued by the Company
Article 11 – CVM Instruction #358/2002
In August/2016 no transactions involving securities and derivatives were executed, pursuant to Article 11 - CVM Instruction #358/2002.
| Company’s Name: Braskem S.A. — Group and Related Persons | ( ) Board of Directors | (X) Fiscal Council | ( ) Controlling Shareholders | |
|---|---|---|---|---|
| Opening Balance | ||||
| Securities/ Derivatives | Securities Characteristics (2) | Quantity | Interest % | |
| Same Type/ Class | Total | |||
| Share | Common Share | 0 | - | - |
| Share | Class “A” Preferred Share | 0 | - | - |
| Closing Balance | ||||
| Securities/ Derivatives | Securities Characteristics (2) | Quantity | Interest % | |
| Same Type/ Class | Total | |||
| Share | Common Share | 0 | - | - |
| Share | Class “A” Preferred Share | 0 | - | - |
3
ATTACHMENT II “B”
CONSOLIDATED FORM
Management and Related Persons’ Trading of Securities Issued by the Company
Article 11 – CVM Instruction #358/2002
In August/2016 no transactions involving securities and derivatives were executed, pursuant to Article 11 - CVM Instruction #358/2002.
| Company’s Name: Braskem S.A. — Group and Related Persons | ( ) Board of Directors | ( ) Fiscal Council | (X) Controlling Shareholders | |
|---|---|---|---|---|
| Opening Balance | ||||
| Securities/ Derivatives | Securities Characteristics (2) | Quantity | Interest % | |
| Same Type/ Class | Total | |||
| Share | Common Share | 226,334,623 | 50.11% | 28.39% |
| Share | Class “A” Preferred Share | 79,182,498 | 22.95% | 9.93% |
| Closing Balance | ||||
| Securities/ Derivatives | Securities Characteristics (2) | Quantity | Interest % | |
| Same Type/ Class | Total | |||
| Share | Common Share | 226,334,623 | 50.11% | 28.39% |
| Share | Class “A” Preferred Share | 79,182,498 | 22.95% | 9.93% |
4
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Date: September 12, 2016
| /s/ Pedro Van Langendonck Teixeiras de Freitas | |
|---|---|
| Name: | Pedro Van Langendonck Teixeiras de Freitas |
| Title: | Chief Financial Officer |
FORWARD-LOOKING STATEMENTS
This press release may contain forward-looking statements. These statements are statements that are not historical facts, and are based on management's current view and estimates offuture economic circumstances, industry conditions, company performance and financial results. The words "anticipates", "believes", "estimates", "expects", "plans" and similar expressions, as they relate to the company, are intended to identify forward-looking statements. Statements regarding the declaration or payment of dividends, the implementation of principal operating and financing strategies and capital expenditure plans, the direction of future operations and the factors or trends affecting financial condition, liquidity or results of operations are examples of forward-looking statements. Such statements reflect the current views of management and are subject to a number of risks and uncertainties. There is no guarantee that the expected events, trends or results will actually occur. The statements are based on many assumptions and factors, including general economic and market conditions, industry conditions, and operating factors. Any changes in such assumptions or factors could cause actual results to differ materially from current expectations.