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BRAMBLES LIMITED Major Shareholding Notification 2018
64593_rns_2018-02-05_17a63b56-b96c-4154-8f73-39c478af1357.pdf
Major Shareholding Notification
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MFS Investment Management Service Cats PO Box 55824 Boston, MA 02205-5824 617-954-5000
Facsimile Cover Sheet
Date: Monday. February 06, 2018 4:23:06 PM
To: Fax User
Company: Australian Securities Exchange
Fax Number. 901 161297780999
Sends's Name Walkup
Semder's cne:
S,mder's Fax:
Total Pages: 08 ([ad[,gling cover mheet)
Subject
THE INFORMATION CONTAINED IN THIS FACSIMILE MISSAGE E ATTORNEY P]UVILEGIED AND INFORMATION INTENDED ONLY FOR THE INE OF THE INDIVIDUAL OR ENTInr NAM¤ ABOVE. IF THE READER 01 THES MESSAGE IS NOT THI DrOTTIED RECBMENT, YOU ARE HIRIBY NOTIBIID mAT ANY UNAUTHORIZED DISSEMINAm]N, DISTRIBUTION OR COPY OF THIS COMENCATION m SrmCILY PRO IF YOU HAVE RECEIVZI) mIS COMMUNICATION IN MROR,MZASEIMMENATELYNOTIFY US BY TEUPHONL THANKYOU
DATE: 5 February 2018
FROM: Christine M. Porcello VP, Investment Compliance Senior Manager MFS Investment Management, Boston, MA, USA
PHONE: (617)-954-5000
$FAX:$ $(617)$ 210-8935
TOTAL NUMBER OF PAGES TRANSMITTED INCLUDING COVER: 7
TRANSMISSION BEING SENT TO:
Australian Securities Exchange NAME:
FORM 604-NOTICE OF CHANGE OF INTERESTS OF $RE:$ SUBSTANTIAL SHAREHOLDER
FAX NUMBER: +61 2 9347 0005 or +61 2 9778 0999
COMMENTS:
Please find attached Form 604 – Notice of change of interests of substantial shareholder for Brambles Ltd. from MFS Investment Management on behalf of Sun Life Financial, Inc.
Please do not hesitate to contact me at (617)-954-5000 should you have any questions
Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
| To Company Name/Scheme | BRAMBLES LTD --------------------------------------- |
|---|---|
| ACN/ARSN | 118 896 021 |
1. Details of substantial holder (1)
| Name | Massachusetts Financial Services Company ("MFS") on behalf of Sun Life Financial Inc. | |
|---|---|---|
| ACN/ARSN (if applicable) | N/A | |
| There was a change in the interests of the substantial holder on | 02-Feb-2018 | |
| The previous notice was given to the company on | 13-Oct-2017 | |
| The previous notice was dated | 13-Oct-2017 |
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| 1 Class of securities (4) . |
l Previous Notice I | Present Notice | ||
|---|---|---|---|---|
| Person's votes | Voting power (5) | Person's votes | t Votina power (5) | |
| l Ordinary Shares | 119.029.303 | 46% | 102.817.589 | 16.46% |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose l relevant interest changed |
t Nature of change (6) | I Consideration given i in relation to change |
I Class and number of I securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| See Annexure "A" |
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| l Holder of relevant | Registered holder of I Person entitled to | I be registered as | l Nature of relevant | I Class and number | l Person's |
|---|---|---|---|---|---|
| l interest | securities | holder (8) | l interest (6) | l of securities | votes |
| "See Annexure "A" |
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as fo
| ---- . Name and AD N .⊲DIC I ______ ______ . |
--------- --------------- Nature - association. ----------- _________ |
|---|---|
| N/A _________ |
--------------------------------------- _____ ______ |
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| l See Annexure "A" . |
|
| . --------------------------------------- . . |
Signature
| print name | Christine M. Porcello | capacity | Investment Compliance Snr Mgr - Vice President |
|---|---|---|---|
| sign here Chusters M Possello | 05-Feb-2018 |
ANNEKURE A
This is Annexure A of 3 pages referred to in Form 604 Notice of change of interests of Substantial Holder lodged on behalf of MFS Investment Management in relation to: BRAMBLES LTD.
NAME: Christine M. Porcello
CAPACITY: INVESTMENT COMPLIANCE SNR MIGR - VICE PRESIDENT
SIGN Thuster 397 Post eld one SIZION
Fax Server
- PREVIOUS AND PRESENT VOTING POWER
The total rumber of votes attached to all the voting interest in the manical state that and a countered (2) had a relevant interest (3) in when last required, and when now required, to give a
substantial holding notice to
| CLASS OF SECURITIES: PREVIOUS NOTICE | NUMBER OF SECURITIES | PERSON'S VOTE | |
|---|---|---|---|
| ORD IMES INVESTMENT MANAGEMENT LUX S.a.r.L) | 155,194.00 | VOTING POWER 0.0.0.1% 6.0.3% |
|
| ORD LINES INVESTMENT MANAGEMENT CANADA LTD.) | 00'902'599 | 00' b6£'916'58 00' 302' S59 00' 912' S39 |
|
| ORD IMASSACHUSETTS FINANCIAL SERVICES COMPANY) | 1976,394.00 | ||
| CRANG HERITAGE TRUST COMPANY | 4,085,157.00 | 0.26% | |
| DRD (MFS INSTITUTIONAL ADVISORS, INC.) | 14,852,478.00 | $\frac{0.948}{0.20}$ | |
| ADR (MF5 INSTITUTIONAL ADVISORS, INC.) | (137,053 x 2.0) 274,106 | 137,053 x | 0.02% |
| ORD (MFS INTERNATIONAL AUSTRALIA PTY LTD.) | 13,058.00 | $\begin{array}{l} \frac{1}{16180000000000000000000000000000000000$ | $-2008$ |
| DRD (MFS INTERMATIONAL (U.K.) LTD.] | 1,651,939.00 | $\frac{1}{2010}$ | |
| ORD (INFS INVESTIGATION I NATIONALIST NEXT) | 1,325,771.00 | 0.03% | |
| DTAL: | 119,029,303.00 | 7.48% |
Z. PREVIOUS AND PRESENT VOTING POWER (continued)
| CLASS OF SECURITIES: PRESENT NOTICE | NUMBER OF SECURITIES | PERSON'S VOTI | N3MOd SNILDP |
|---|---|---|---|
| ORD (MFS INVESTMENT MANAGEMENT LUX 5.a.r.L) | 127,888.00 | ||
| ORD IMES INVESTMENT MANAGEMENT CANADA LTD. | 564,453.00 | $\frac{127,888.00}{1,241,510.00}$ | $\frac{0.01\%}{0.04\%}$ |
| ORD IMASSACHUSETTS FINANCIAL SERVICES COMPANY) | 81,241,510.00 | %11% | |
| ORD (MFS HERITAGE TRUST COMPANY) | 4,467,366.00 | 1882 | |
| DRD (MES INSTITUTIONAL ADVISORS, INC.) | 13,752,903.00 | 88.9% | |
| ADR (MFS INSTITUTIONAL ADVISORS, INC.) | 1147,799 x 2.0) 295,598 | $(147, 799 \times 2)$ $\begin{array}{l} \textbf{00'58'218'201} \ \hline 00 \text{b5} \text{c} \textbf{311'1} \ \hline 00 \text{b} \textbf{37'2} \text{c} \textbf{71} \ \hline 00 \text{c} \textbf{37'2} \text{c} \textbf{71} \ \hline 00 \text{c} \textbf{37'2} \textbf{7} \textbf{61} \ \hline 00 \text{c} \textbf{60'25'2} \textbf{161} \ \hline 00 \text{c} \textbf{60'25'2} \textbf{17 \ \hline $ |
2.02% |
| ORD IMES INTERNATIONAL AUSTRALIA PTY LTD. | 7,263.00 | $-0.0056$ | |
| GRD (MFS INTERNATIONAL (U.K.) LTD.) | 1,242,254.00 | ||
| ORD LAFS INVESTIGEMENT EXPLASEMENT K.Y. | 1,118,354.00 | $\frac{1}{2500}$ | |
| LOTAL | 102,817,589,00 | 5,46% |
| Í | |
|---|---|
Pariculars of each change in, or change in the network of a substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding
not
| -1.02% | [16,211,714.00 | TOTAL: | ||||
|---|---|---|---|---|---|---|
| ALD.P | [207,417.00 | C 공 |
ORD Average price of 10.02 AUD | Market Sale | DRD (MYS INVENTIVER IN ANDENESS) | 16/10/2017-2/2/2018 |
| ACO D | 1409,685.00 | 8 공 |
ORD Average price of 10.02 AUD | Market Sale | GRD (MF5 INTERNATIONAL (U.K.) LTD.) | 16/10/2017-2/2/2018 |
| 500% | 15,795.00 | 3 3 |
ORD Average price of 10.02 AUD | Market Sale | GRD (MYFS INTERNATIONAL AUSTRALIA PTY LTD.) | 16/10/2017-2/2/2018 |
| 200% | 21,492.00 | a 8 |
ADR Average price of 15.34 USD | Market Sale | ADA (MFS INSTITUTIONAL ADVISORS, INC.) | 16/10/2017-2/2/2018 |
| ች ዐ.ም | (1,139,575.00) | $\frac{1}{10}$ | ORD Average price of 10.02 AUD | Market Sale | ORD (MFS INSTITUTIONAL ADVISORS, INC.) | 16/10/2017-2/2/2018 |
| DO% | 382,209.00 | 음 금 |
ORD Average price of 10.02 AUD | Market Purchase | ORD (MFS HERITAGE TRUST COMPANY) | 16/10/2017-2/2/2018 |
| 16/10/2017-2/2/2018 | ||||||
| NE60 | (44,734,884.00) | ORD | ORD Average price of 10.02 AUD | Market Sale | DRD IMASACHUSETTS FINANCIAL SERVICES COMPANY | |
| 10.01% | (90,753.00) | ខ្លួ | ORD Average price of 10.02 AUD | Matket Sale | ORD (MFS INVESTMENT MANAGEMENT CANADA LTD.) | 16/10/2017 2/2/2018 |
| $0.00\%$ | 03,306.00 | aso B |
ORD Average price of 10.02 AUD | Market Sale | ORD IMPS INVESTMENT MANAGEMENT LUX S.a.r.L) | 16/10/2017-2/2/2018 |
| AFFECTED | ||||||
| AFFECTED | SECURITIES | CHANGE | ||||
| PERSON'S VOTES | NUMBER OF | CLASS | CONSTRATION NEW RELATION TO A 1991 | NATURE OF CHAI ត្ត |
PERIOD NO SERVICE IN THE RESERVED ON A SERVICE D | DATE OF CHANGE |
6/008
| 6.46% | 102,817,589.00 | TATAL | ||||
|---|---|---|---|---|---|---|
| portfolios (e.g., popled products and/or institutional accounts). dispose of the shares on behalf of its client |
||||||
| 9.07% | 1,118,354.00 | GRD | capacity to exercise the power to vote and/or Each "Holder of Relevant Interest" has the |
pooled Products Various Institutional Clients and/or |
Various Custodian Banks | ORD IMFS INVESTMENT MANAGEMENT K.K.) |
| 9,380° | 1,242,254.00 | $rac{1}{3}$ | Each "Holder of Relevant Interest" has the institutional accounts). dispose of the shares on behalf of its client capacity to exercise the power to vote and/or portfolios (e.g., pooled products and/or |
Pooled Products Various Institutional Clents and/or |
Various Custodian Banks | ORD (MFS INTERNATIONAL (U.K.) LTD.) |
| %0070 | 7,263.00 | CRO | capacity to exercise the power to vote and/or portfolios (e.g., pooled products and/or dispose of the shares on behalf of its client Each "Holder of Relevant Interest" has the institutional accounts). |
Paoled Products Various Institutional Clients and/or |
Various Custodian Banks | ORD (MFS INTERNATIONAL AUSTRALIA PTY LTD.) |
| 8.02% | (147,799 x 2.0) 295,598 |
ORD | dispose of the shares on behalf of its client institutional accounts). portfolios (e.g., pooled products and/or capacity to exercise the power to vote and/or Each "Holder of Relevant Interest" has the |
Pooled Products Various Institutional Clients and/or |
Various Custodian Banks | ADR (MFS INSTITUTIONAL ADVISORS, INC.) |
| 9830 | 13,752,903.00 | BRD | dispose of the shares on behalf of its client Each "Holder of Relevant Interest" has the portfolios (e.g., pooled products and/or capacity to exercise the power to vote and/or institutional accounts). |
Pooled Products Various Institutional Clients and/or |
Various Custodian Banks | ORD (MES INSTITUTIONAL ADVISORS, INC.) |
| 2.28% | 4,467,366.00 | ORD 10 | Each "Holder of Relevant Interest" has the portfolios (e.g., pooled products and/or dispose of the shares on behalf of its client capacity to exercise the power to vote and/or institutional accounts). |
pooled Products Various Institutional Clients and/or |
Various Custodian Banks | ORD (MFS HERITAGE TRUST COMPANY) |
| 2.11% | 81,241,510.00 | a RD | dispose of the shares on behalf of its client institutional accounts). portfolios (e.g., pooled products and/or capacity to exercise the power to vote and/or Each "Holder of Relevant Interest" has the |
Pooled Products Various Institutional Clients and/or |
Various Custodian Banks | ORD (MASSACHUSETTS FINANCIAL SERVICES COMPANY) |
| 0.04% | 564,453.00 | 380 | portfolios (e.g., pooled products and/or dispose of the shares on behalf of its client capacity to exercise the power to vote and/or Each "Holder of Relevant Interest" has the institutional accounts). |
Pooled Products Various Institutional Clients and/or |
Various Custodian Banks | ORD (MFS INVESTMENT MANAGEMENT CANADA LTD.) |
| 2.01% | 127,888.00 | ORD | dispose of the shares on behalf of its client Each "Holder of Relevant Interest" has the portolos (e.g., pooled products and/or capacity to exercise the power to vote and/or institutional accounts). |
Poofed Products Various Institutional Clents and/or |
Various Custodian Banks | ORD (MFS INVESTMENT MANAGEMENT LUX S.a.r.L) |
| PERSON'S VOTES | NUMBER OF SECURITIES |
CLASS | NATURE OF RELEVANT INTEREST | REGISTERED AS HOLDER PERSON ENTITLED TO BE |
REGISTERED HOLDER OF SECURITIES | HOLDER OF RELEVANT INTEREST |
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
- PRESENT RELEVANT INTERESTS
5. CHANGES IN ASSOCIATION
The persons who have become associates (b), the controlation of the paramet of the discussion (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows
| NAME AND CAN/ARSN IIF APPLICABLE) | NATURE DF ASSOCIATION |
|---|---|
| SUS LIFE FINANCIAL INC. | Sun Life is a related Body Corporate of MFS and its |
| Subsidiaries | |
| MASSACHUSETTS FINANCIAL SERVICES COMPANY (MFS) | laves is a related Body Corporate of Sun Life Financial, Inc. |
| MFS INVESTMENT MANAGEMENT (LUX) S.a.r.L. | LUX is a related Body Corporate of MFS |
| IMES INVESTMENT MANAGEMENT CANADA LIMITED (MICL) MICL is a related Body Corporate of MFS | |
| IMFS HERITAGE TRUST COMPANY (MFSHE) | MFSHE is a related Body Corporate of MFS |
| MESTITUTIONAL ADVISORS, INC. (MFSI) | MFSI is a related body Corporate of MFS |
| MFS INTERNATIONAL AUSTRALIA PTY LTD. (MFSIA) | MFSIA is a related 8ody Corporate of MFS |
| NES ENERANCIDAM (D.K.) LTD. (MIL-UX) | MIL-UK is a related Body Corporate of MFS |
| INIES INTERINTENT NICENTENT K.K. (MINESTINES) | NIMXXXXXX is a refated body Corporate of MFS |
8/008
- ADDRESSES
The addresses of persons named in this form are as follows:
| NARRA CARLARY (IF APSIUCARLE) | ADDRESSES |
|---|---|
| SUN LIFE FINANCIAL INC. | 1 York Street, Toronto, Ontario M5J 086, Canada |
| IMASSACHUSETTS FINANCIAL SERVICES COMPANY | 111 Huntington Avenue, Boston, Massachusetts 02199 U.S.A. |
| IMFS INVESTIMENT MARNAGEMENT (LUX) S.a.r.L. | 35 Boulevard Prince Henri, Luxembourg City L-1724 |
| Luxembourg; incorporated in Luxembourg | |
| MFS INVESTIMENT MANAGEME CANADA LIMITED | T7 King Street West, 35th floor, Toronto, ON M35 X 197 |
| [Canada; amalgamated in Canada | |
| MFS HERITAGE TRUST COMPANY | [111 Huntington Avenue, Boston, Massachusetts 02199 U.S.A. |
| MFS INSTITUTIONAL ADVISORS, INC. | [11] Huntington Avenue, Boston, Massachusetts 02199 U.S.A. |
| MES INTERNATIONAL AUSTRALIA PTY LTD. (MFSIAL) | 20 Martin Place, 15th Floor, Sydney, NSW 2000 |
| MFS INTERNATIONAL (U.K.) LTD. | One Carter Lane, London, EC4V SER |
| IMFS INVESTMENT MANAGEMENT K.K. | [Daido Seimei Kasumigaseki Building, 1-4-2 Kasumigaseki, \ |
| jChiyoda-Ku, Tokyo 100-0013, Japan; incorporated in Japan |