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BRAMBLES LIMITED Major Shareholding Notification 2017
64593_rns_2017-10-17_95ec4c2d-0491-4a70-9688-0e0a9e6caedb.pdf
Major Shareholding Notification
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MFS Investment Management Service Cats PO Box 55824 Boston, MA 02205-5824 617-954-5000
Facsimile Cover Sheet
Date: Tuesday. October 17, 2017 11:18:38 AM
To: ASX
Compe,y: ASX
Fax Number. 901 161297780999
Semds's Name: Fax Sender
Semder's Phcne: 64726
S,mder's Fax:
Total Pages: 08 ([ad[,gling cover mheet)
Subject
THE INFORMATION CONTAINED IN THIS FACSIMILE MISSAGE E ATTORNEY P]UVILEGIED AND INFORMATION INTENDED ONLY FOR THE INE OF THE INDIVIDUAL OR ENTInr NAM¤ ABOVE. IF THE READER 01 THES MESSAGE IS NOT THI DrOTTIED RECBMENT, YOU ARE HIRIBY NOTIBIID mAT ANY UNAUTHORIZED DISSEMINAm]N, DISTRIBUTION OR COPY OF THIS COMENCATION m SrmCILY PRO IF YOU HAVE RECEIVZI) mIS COMMUNICATION IN MROR,MZASEIMMENATELYNOTIFY US BY TEUPHONL THANKYOU
DATE: 17 October 2017
FROM: Robert R. Flaherty VP. Compliance Officer MFS Investment Management. Boston, MA, USA
PHONE: (617)-954-5000
$FAX:$ $(617)$ 210-8935
TOTAL NUMBER OF PAGES TRANSMITTED INCLUDING COVER: 7
TRANSMISSION BEING SENT TO:
Australian Securities Exchange NAME:
FORM 604-NOTICE OF CHANGE OF INTERESTS OF $RE:$ SUBSTANTIAL SHAREHOLDER
FAX NUMBER: +61 2 9778 0999
COMMENTS:
Please find attached Form 604 - Notice of change of interests of substantial shareholder for Brambles Ltd. from MFS Investment Management on behalf of Sun Life Financial, Inc.
Please do not hesitate to contact me at (617)-954-5000 should you have any questions
604 page 1/2 15 July 2001
Form 604
Corporations Act 2001 Section 671B
Notice of change of interests of substantial holder
| . | |
|---|---|
| Io. Company Name/Scheme | BRAMBLES LTD |
| ###################################### . ******** |
|
| ACN/ARSN | 118 896 021 |
| ***** -------------------------------------- ***** |
|
1. Details of substantial holder(1)
| Name. | MFS Investment Management on behalf of Sun Life Financial Inc. | |
|---|---|---|
| ACN/ARSN (if applicable) | N/A | 457000000000000000000000000000000000000 |
| There was a change in the interests of the |
| TROC AROS O CHORIG OF URS ORDER OF DIG. substantial holder on |
13/10/2017 10000000000000000000000000000000000000 |
|---|---|
| The previous notice was given to the company on | 12/11/2015 -------------------------------------- |
| The previous notice was dated | 11/11/2015 |
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the substantial the substantial holder or an associate (2) had a relevant interest (3) $\frac{1}{2}$ in when last required, and
| Class of securities (4) | Previous notice | Present notice | ||
|---|---|---|---|---|
| . | Person's votes | Voting power (5) | Person's votes! | Voting power (5) |
| . See Annexure A | ||||
| PERMIT AND RESOURCES AND RELEASED TO A RELEASE AND RELEASED FOR A STATISTIC CONTINUES. |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the
substantial holder was last required to give
| Date of change |
Person whose relevant interest changed |
Nature of change (6) |
Consideration given in relation to change (7) |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| See Annexure A | |||||
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Nature of relevant interest (6) |
Class and number of securities |
Person's votes |
|---|---|---|---|---|---|
| See Annexure A | |||||
604 page 2/2 15 July 2001
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| _____ Name and ACN/ARSN (if applicable) ______ |
________ . Nature of association |
|
|---|---|---|
| . See Annexure A _________ |
-------------------------------------- | |
====================================== مدادما والماطمة والمائمة لمنتقد المراد المراد والمتناقص المتناقصين |
6. Addresses
The addresses of persons named in this form are as follows:
| ********* | SERVICE CONTRACTOR | |
|---|---|---|
| Name 2010/00/0000000000000000000000000000000 |
###################################### ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, Address |
|
| See Annexure A | #540544646464444444444444444444444444444 ---- --------------- ARABIANS ARTICLES -------------------------------------- |
|
| ******** |
Signature
print name See Annexure A
capacity See Annexure A
sign here
See Annexure A
date See Annexure A
DIRECTIONS
- $(1)$ If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an in and are a number or substance needs in a number of course, more say of a copyright interest of persons are essentially similar, they may be referred to
equity trust), the names could be included in an annexure to the fo form - $(2)$ See the definition of "associate" in section 9 of the Corporations Act 2001.
- $\left{ 3\right}$ See the definition of "relevant interest" in sections 608 and 6718(7) of the Corporations Act 2001.
- $\left\langle 4 \right\rangle$ The voting shares of a company constitute one class unless divided into separate classes.
- $\binom{r}{r}$ The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
- $\overline{6}$ Include details of
- $(a)$ any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement, and
- Ы any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
- $\left( 7\right)$ Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, becom e entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
- $\left( 0 \right)$ If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown".
- $(9)$ Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
ANNEXURE.A
This is Annexure A of 3 pages referred to in Form 604 Notice of change of interests of Substanded on behalf of MFS Investment Management in relation to: BRAMBLES LTD.
NAME: Robert B. Flaherty
CAPACITY: COMPLIANCE OFFICER - VICE PRESIDENT
SIGNET AFE
DATE: 17/10/2017
- PREVIOUS AND PRESENT VOTING POWER
The total number of votes attached to all the voting shares in the company or voting interests in the state into the stubstantial holder or an associate (2) had a relevant interest (3) in when last required, and when now
| LASS OF SECURITIES: PREVIOUS NOTICE | NUMBER OF SECURITIES | PERSON'S VOTE | VOTING POWER |
|---|---|---|---|
| ORD (MFS INVESTMENT MANAGEMENT LUX S.a.r.L) | 133,322.00 | 133.322.00 | $0.01\%$ |
| ORD (MFS INVESTMENT MANAGEMENT CANADA LTD.) | 813,575.00 | 813,575.00 | $0.05\%$ |
| ORD (MASSACHUSETTS FINANCIAL SERVICES COMPANY) | 14,185,876.00 | 14,185,876.00 | 7.23% |
| RD (MFS HERITAGE TRUST COMPANY) | 4,163,774.00 | 0.26% | |
| ORD (MFS INSTITUTIONAL ADVISORS, INC.) | 19,362,251.00 | 4,163,774.00 19,362,251.00 |
1.23% |
| ADR (MFS INSTITUTIONAL ADVISORS, INC.) | 119,116 x 2.0} 238,232 | $(119, 116 \times 2.0)$ 238, 232 | 0.02% |
| DRD (MFS INTERNATIONAL AUSTRALIA PTY LTD.) | 0.00% | ||
| ORD (MFS INTERNATIONAL (U.K.) LTD.) | 2,401,085.00 | 2401086.00 | 0.15% |
| ORD (MFS INVESTMENT MANAGEMENT K.K.) | 1,064,703.00 | 1,064,703.00 | 0.07% |
| OTAL: | 142,362,819.00 | 42,362,819.00 | 9.02% |
2. PREVIOUS AND PRESENT VOTING POWER (continued)
| CLASS OF SECURITIES: PRESENT NOTICE | NUMBER OF SECURITIES | PERSON'S VOTE | JOTING POWER |
|---|---|---|---|
| ORD (MFS INVESTMENT MANAGEMENT LUX S.a.r.L) | 155,194.00 | 155,194.00 | 0.01% |
| ORD (MFS INVESTMENT MANAGEMENT CANADA LTD.) | 655,206.00 | 655,206.00 | 0.04% |
| ORD (MASSACHUSETTS FINANCIAL SERVICES COMPANY) | 95,976,394.00 | 95,976,394.00 | 6.03% |
| JRD (MFS HERITAGE TRUST COMPANY) | 4,085,157.00 | 4,085,157.00 | 0.26% |
| RD (MES INSTITUTIONAL ADVISORS, INC.) | 14,892,478.00 | 14,892,478.00 | 0.94% |
| IDR (MFS INSTITUTIONAL ADVISORS, INC.) | 137,053 x 2.0) 274,106 | $(137,053 \times 2.0)$ 274,106 | 0.02% |
| JRD (MFS INTERNATIONAL AUSTRALIA PTY LTD.) | 13,058.00 | 13,058.00 | 0.00% |
| JRD (MFS INTERNATIONAL (U.K.) LTD.) | 1,651,939.00 | 1,651,939.00 | $0.10\%$ |
| JRD (MFS INVESTMENT MANAGEMENT K.K.) | 1,325,771.00 | 1,325,771.00 | 0.08% |
| iki D |
19,029,303.00 | 19,029,303.00 | 748% |
PAGE
3. CHANGES IN RELEVANT INTERESTS
Particulars of each change in the nature of, a relevant interest of the substantial hobber or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial
| DATE OF CHANGE | PERSON WHOSE RELEVANT INTEREST CHANGED | NATURE OF CHANGE | CONSIDERATION GIVEN IN RELATION TO | ctAss | NUMBER OF | PERSON'S VOTES |
|---|---|---|---|---|---|---|
| CHANGE | SECURITIES | AFFECTED | ||||
| AFFECTED | ||||||
| 12/11/2015-13/10/2017 | IORD (MFS INVESTMENT MANAGEMENT LUX S.a.r.L) | Market Purchase | ORD Average price of 11.02 AUD | Э Э |
21,872.00 | 9,00% |
| 12/11/2015-13/10/2017 | ORD (MESTMEDINES) IN ANANGEMENT CANADALITD. | Market Sale | ORD Average price of 11.02 AUD | 3 Ə |
(158,369.00 | 2.01% |
| ORD (MASSACHUSETTS FINANCIAL SERVICES COMPANY) | Market Sale | ORD Average price of 11.02 AUD | 98 | (18,209,482.00) | -1.20% | |
| 12/11/2015-13/10/2017 | ||||||
| 12/11/2015-13/10/2017 | ORD INVESTIGATING TRUST COMPANY | Market Sale | ORD Average price of 11.02 AUC | 요 공 |
(78,617.00) | %10.6 |
| 12/11/2015-13/10/2027 | ORD (MFS INSTITUTIONAL ADVISORS, INC.) | alached Jale | ORD Average price of 11.02 AUC | 38 | (4,469,773.00 | 42.25% |
| 1102/01/ET-SID2/IT/2017 | ADRIMES INSTITUTIONAL ADVISORS, INC.) | Market Purchase | ADR Average price of 16.71 AUD | 요 경 |
35,874.00 | 8.00% |
| 12/11/2015-13/10/2017 | ORD (MFS INTERNATIONAL AUSTRALIA PTY LTD.) | Market Purchase | ORD Average price of 11.02 AUD | CRG | 13,058.00 | 900% |
| 12/11/2015-13/10/2017 | ORD IMPS INTERNATIONAL (U.K.) LTD.) | Market Sale | ORD Average price of 11.02 AUD | CR G |
(749,147.00 | %50° |
| 12/11/2015-13/10/2027 | ORD (PAFS EXVESTIVENT MANAGEMENT K.K.) | Market Purchase | ORD Average price of 11.02 AUD | 3 ទី |
261,068.00 | 2.02% |
| TOTAL: | 23,33,516.00 | MEST- |
| ٦ ׃ |
|
|---|---|
| Ξ I |
|
| j |
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| HOLDER OF RELEVANT INTEREST | REGISTERED HOLDER OF SECURITIES | PERSON ENTITLED TO BE REGISTERED AS HOLDER |
NATURE OF RELEVANT INTEREST | CLASS NUMBER OF SECURITIES |
PERSON'S VOTES | |
|---|---|---|---|---|---|---|
| ORD (MFS INVESTMENT MANAGEMENT LUX S.a.r.L) | Various Custodian Banks | Various Institutional Clients and/or | Each "Holder of Relevant Interest" has the | GRD | 155,194.00 | |
| Pooled Products | capacity to exercise the power to vote and/or | 0.01% | ||||
| dispose of the shares on behalf of its client | ||||||
| portfolios (e.g., pooled products and/or | ||||||
| institutional accounts) | ||||||
| ORD (MFS INVESTMENT MANAGEMENT CANADA LTD.) | Various Custodian Banks | Various Institutional Clients and/or | Each "Holder of Relevant Interest" has the | $rac{1}{2}$ | 655,206.00 | 0.04% |
| Pooled Products | capacity to exercise the power to vote and/or | |||||
| dispose of the shares on behalf of its client | ||||||
| portfolios (e.g., pooled products and/or | ||||||
| institutional accounts). | ||||||
| ORD (MASSACHUSETTS FINANCIAL SERVICES COMPANY) | Various Custodian Banks | Various Institutional Clients and/or | Each "Holder of Relevant Interest" has the | DRD | 95,976,394.00 | 6.03% |
| Pooled Products | capacity to exercise the power to vote and/or | |||||
| dispose of the shares on behalf of its client | ||||||
| portfolios (e.g., pooled products and/or | ||||||
| institutional accounts). | ||||||
| ORD (MFS HERITAGE TRUST COMPANY) | Various Custodian Banks | Various Institutional Clients and/or | Each "Holder of Relevant Interest" has the | ORD) | 4,085,157.00 | 0.26% |
| Pooled Products | capacity to exercise the power to vote and/or | |||||
| dispose of the shares on behalf of its client | ||||||
| portfolios (e.g., pooled products and/or | ||||||
| institutional accounts). | ||||||
| ORD (MFS INSTITUTIONAL ADVISORS, INC. | Various Custodian Banks | Various Institutional Clients and/or | Each "Holder of Relevant Interest" has the | $\overline{5}$ | 14,892,478.00 | 0.94% |
| Pooled Products | capacity to exercise the power to vote and/or | |||||
| dispose of the shares on behalf of its client | ||||||
| portfolios (e.g., pooled products and/or | ||||||
| institutional accounts). | ||||||
| ADR (MFS INSTITUTIONAL ADVISORS, INC.) | Various Custodian Banks | Various Institutional Clients and/or | Each "Holder of Relevant interest" has the | ORD 37,053 x 2.0) 274,10 | 0.02% | |
| Pooled Products | capacity to exercise the power to vote and/or | |||||
| dispose of the shares on behalf of its client | ||||||
| portfolios (e.g., pooled products and/or | ||||||
| ORD (MFS INTERNATIONAL AUSTRALIA PTY LTD.) | Various Custodian Banks | institutional accounts). | ||||
| Various Institutional Clients and/or | Each "Holder of Relevant Interest" has the | GRD | 13,058.00 | 0.00% | ||
| Pooled Products | capacity to exercise the power to vote and/or dispose of the shares on behalf of its client |
|||||
| portfolios (e.g., pooled products and/or nstitutional accounts). |
||||||
| ORD (MFS INTERNATIONAL (U.K.) LTD.) | Various Custodian Banks | Various Institutional Clients and/or | Each "Holder of Relevant Interest" has the | GRD | 1,651,939.00 | 0.10% |
| Pooled Products | capacity to exercise the power to vote and/or | |||||
| dispose of the shares on behalf of its client | ||||||
| portfolios (e.g., pooled products and/or | ||||||
| institutional accounts). | ||||||
| ORD (MFS INVESTMENT MANAGEMENT K.K.) | Various Custodian Banks | Various Institutional Clients and/or | Each "Holder of Relevant Interest" has the | $\overline{5}$ | 1,325,771.00 | 0.08% |
| Pooled Products | capacity to exercise the power to vote and/or | |||||
| dispose of the shares on behalf of its client | ||||||
| portfolios (e.g., pooled products and/or | ||||||
| TOTAL: | nstitutional accounts). | |||||
| 119,029,303.00 | 7.48% |
PAGE
7/008 Fax Server
5. CHANGES IN ASSOCIATION
The persons who have become associates(2) of, ceased to be associated the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows
| NAME AND CAN/ARSN (IF APPLICABLE) | NATURE OF ASSOCIATION |
|---|---|
| SUN UFE FINANCIAL INC. | Sun Life is a related Body Corporate of MFS and its |
| Subsidiaries. | |
| MASSACHUSETTS FINANCIAL SERVICES COMPANY (MFS) | MFS is a refated Body Corporate of Sun Life Financial, Inc. |
| MES INVESTMENT MANAGEMENT (LUX) S.a.r.L. | LUX is a retated Body Corporate of MFS. |
| MFS INVESTMENT MANAGEMENT CANADA LIMITED (MICL) MICLis a related Body Corporate of MFS | |
| MERITAGE TRUST COMPANY (MESHE) | MFSHE is a related Body Corporate of MFS |
| MFS INSTITUTIONAL ADVISORS, INC. (MFSI) | MFSI is a related Body Corporate of MFS |
| MFS INTERNATIONAL AUSTRALIA PTY LTD. (MFSIA) | MFSIA is a related Body Corporate of MFS |
| MFS INTERNATIONAL (U.K.) LTD. (MIL-UK) | MIL-UK is a related Body Corporate of MFS |
| Mits investigation of the second of the second of the second second in the second of the second of the second of the second is the second of the second in the second is the second of the second in the second is a second of | MINXX is a related gody Corporate or MFS |
- ADDRESSES
The addresses of persons named in this form are as follows:
| NAME AND CAN/ARSN (IF APPLICABLE) | ADDRESSES |
|---|---|
| ISUN LIFE FINANCIAL INC. | 150 King Street West, Toronto, ON MSH 199 Canada |
| IMASSACHUSETTS FINANCIAL SERVICES COMPANY | 1111 Huntington Avenue, Boston, Massachusetts 02199 U.S.A |
| INFS INVESTMENT MANAGEMENT (LUX) S.a.r.L. | 35 Boulevard Prince Henri, Luxembourg City L-1724 |
| tuxembourg; incorporated in Luxembourg | |
| AMFS IN VESTIMENT MANAGEMENT CANADA LINNTED | 77 King Street West, 35th floor, Torono, ON M5K 187 |
| Canada; amalgamated in Canada | |
| IMFS HERITAGE TRUST COMPANY | 111 Huntington Avenue, Boston, Massachusetts 02199 U.S.A. |
| IMFS INSTITUTIONAL ADVISORS, INC. | 1111 Huntington Avenue, Boston, Massachusetts 02199 U.S.A. |
| MFS INTERNATIONAL AUSTRALIA PTY LTD. (MFSIA) | 20 Martin Place, 15th Floor, Sydney, NSW 2000 |
| MFS INTERNATIONAL (U.K.) LTD. | One Carter Lane, London, EC4V SER |
| INFORMATION CONNECTIVENT KINGS | Daido Seimei Kasumigaseki Building, 1-4-2 Kasumigaseki, |
| Chiyoda-Ku, Tokyo 100-0013, Japan; incerporated in Japan |