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BP PLC — Regulatory Filings 2020
Mar 3, 2020
4622_ffr_2020-03-03_80a4729c-0c5b-4e83-90bc-729f344c2f42.zip
Regulatory Filings
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6-K 1 februarybatch.htm BATCH FILING Document created using Blueprint(R) - powered by Issuer Direct - www.issuerdirect.com Copyright 2020 Issuer Direct Corporation Blueprint
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 6-K
Report of Foreign Issuer
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
for the period ended February , 2020
BP p.l.c.
(Translation of registrant's name into English)
1 ST JAMES'S SQUARE, LONDON, SW1Y 4PD, ENGLAND
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual
reports under cover Form 20-F or Form 40-F.
Form 20-F |X| Form 40-F
Indicate by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of
1934.
Yes No |X|
| Exhibit
1.1 | Director/PDMR
Shareholding dated 12 February 2020 |
| --- | --- |
| Exhibit
1.2 | Director/PDMR
Shareholding dated 13 February 2020 |
| Exhibit
1.3 | Director/PDMR
Shareholding dated 18 February 2020 |
| Exhibit
1.4 | Director/PDMR
Shareholding dated 20 February 2020 |
| Exhibit
1.5 | Director/PDMR
Shareholding dated 20 February 2020 |
| Exhibit
1.6 | Total
Voting Rights dated 28 February 2020 |
Exhibit 1.1
BP p.l.c.
Notification of transactions of persons discharging managerial responsibility or persons closely associated
| 1 — a) | Details of the person discharging managerial
responsibilities/person closely associated — Name | Brian
Gilvary | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Chief
Financial Officer / Director | |
| b) | Initial
notification/Amendment | Initial
notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | BP
p.l.c. | |
| b) | LEI | 213800LH1BZH3DI6G760 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description
of the financial instrument, type of instrument Identification
code | Ordinary
shares of $0.25 GB0007980591 | |
| b) | Nature
of the transaction | Shares
acquired through participation in the BP ShareMatch UK
Plan | |
| c) | Price(s)
and volume(s) | Price(s) | Volume(s) |
| | | £4.7000 | 65 |
| d) | Aggregated
information -
Volume -
Price -
Total | 65 £4.7000 £305.50 | |
| e) | Date of
the transaction | 10
February 2020 | |
| f) | Place
of the transaction | Outside
a trading venue | |
| 1 — a) | Details of the person discharging managerial
responsibilities/person closely associated — Name | Bernard
Looney | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Chief
Executive Officer / Director | |
| b) | Initial
notification/Amendment | Initial
notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | BP
p.l.c. | |
| b) | LEI | 213800LH1BZH3DI6G760 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description
of the financial instrument, type of instrument Identification
code | Ordinary
shares of $0.25 GB0007980591 | |
| b) | Nature
of the transaction | Shares
acquired through participation in the BP ShareMatch UK
Plan | |
| c) | Price(s)
and volume(s) | Price(s) | Volume(s) |
| | | £4.7000 | 68 |
| d) | Aggregated
information -
Volume -
Price -
Total | 68 £4.7000 £319.60 | |
| e) | Date of
the transaction | 10
February 2020 | |
| f) | Place
of the transaction | Outside
a trading venue | |
This notice is given in fulfilment of the obligation under Article 19 of the Market Abuse Regulation.
Exhibit 1.2
BP p.l.c.
Notification of transactions of persons discharging managerial responsibility or connected persons
| 1 — a) | Details of the person discharging managerial
responsibilities/person closely associated — Name | Bernard
Looney | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Chief
Executive Officer / Director | |
| b) | Initial
notification/Amendment | Initial
notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | BP
p.l.c. | |
| b) | LEI | 213800LH1BZH3DI6G760 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description
of the financial instrument, type of instrument Identification
code | Ordinary
shares of $0.25 GB0007980591 | |
| b) | Nature
of the transaction | Shares
acquired pursuant to the release of Restricted Share Units under
the BP Share Value Plan, following adjustments for tax and
dividends. | |
| c) | Price(s)
and volume(s) | Price(s) | Volume(s) |
| | | Nil | 193,700 |
| d) | Aggregated
information -
Volume -
Price -
Total | 193,700 Nil
consideration (market value £4.697) Nil
(market value £909,808.90) | |
| e) | Date of
the transaction | 11
February 2020 | |
| f) | Place
of the transaction | Outside
a trading venue | |
| 1 — a) | Details of the person discharging managerial
responsibilities/person closely associated — Name | Bernard
Looney | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Chief
Executive Officer / Director | |
| b) | Initial
notification/Amendment | Initial
notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | BP
p.l.c. | |
| b) | LEI | 213800LH1BZH3DI6G760 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description
of the financial instrument, type of instrument Identification
code | Ordinary
shares of $0.25 GB0007980591 | |
| b) | Nature
of the transaction | Vesting
of restricted share units pursuant to the BP Restricted Share Plan
II award made in 2018, after adjustment for tax, dividends and
expenses. | |
| c) | Price(s)
and volume(s) | Price(s) | Volume(s) |
| | | Nil | 61,429 |
| d) | Aggregated
information -
Volume -
Price -
Total | 61,429 Nil
consideration (market value £4.697) Nil
(market value £288,532.01) | |
| e) | Date of
the transaction | 11
February 2020 | |
| f) | Place
of the transaction | Outside
a trading venue | |
| 1 — a) | Details of the person discharging managerial
responsibilities/person closely associated — Name | Mehmet
Tufan Erginbilgic | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Chief
Executive Downstream / PDMR | |
| b) | Initial
notification/Amendment | Initial
notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | BP
p.l.c. | |
| b) | LEI | 213800LH1BZH3DI6G760 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description
of the financial instrument, type of instrument Identification
code | Ordinary
shares of $0.25 GB0007980591 | |
| b) | Nature
of the transaction | Shares
acquired pursuant to the release of restricted share units under
the BP Share Value Plan, following adjustments for tax and
dividends. | |
| c) | Price(s)
and volume(s) | Price(s) | Volume(s) |
| | | Nil | 252,992 |
| d) | Aggregated
information -
Volume -
Price -
Total | 252,992 Nil
consideration (market value £4.697) Nil
(market value £1,188,303.42) | |
| e) | Date of
the transaction | 11
February 2020 | |
| f) | Place
of the transaction | Outside
a trading venue | |
This notice is given in fulfilment of the obligation under Article 19 of the Market Abuse Regulation.
Exhibit 1.3
BP p.l.c.
Notification of transactions of persons discharging managerial responsibility or connected persons
| 1 — a) | Details of the person discharging managerial
responsibilities/person closely associated — Name | Robert
John Sawers | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Non-Executive
Director | |
| b) | Initial
notification/Amendment | Initial
notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | BP
p.l.c. | |
| b) | LEI | 213800LH1BZH3DI6G760 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description
of the financial instrument, type of instrument Identification
code | Ordinary
shares of $0.25 GB0007980591 | |
| b) | Nature
of the transaction | Purchase
of shares. | |
| c) | Price(s)
and volume(s) | Price(s) | Volume(s) |
| | | £4.6097 | 3,247 |
| d) | Aggregated
information -
Volume -
Price -
Total | 3,247 £4.6097 £14,967.70 | |
| e) | Date of
the transaction | 13
February 2020 | |
| f) | Place
of the transaction | London
Stock Exchange XLON | |
| 1 — a) | Details of the person discharging managerial
responsibilities/person closely associated — Name | Avril
Shelley Helen Sawers | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Person
Closely Associated with Robert John Sawers | |
| b) | Initial
notification/Amendment | Initial
notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | BP
p.l.c. | |
| b) | LEI | 213800LH1BZH3DI6G760 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description
of the financial instrument, type of instrument Identification
code | Ordinary
shares of $0.25 GB0007980591 | |
| b) | Nature
of the transaction | Purchase
of shares. | |
| c) | Price(s)
and volume(s) | Price(s) | Volume(s) |
| | | £4.6097 | 3,247 |
| d) | Aggregated
information -
Volume -
Price -
Total | 3,247 £4.6097 £14,967.70 | |
| e) | Date of
the transaction | 13
February 2020 | |
| f) | Place
of the transaction | London
Stock Exchange XLON | |
This notice is given in fulfilment of the obligation under Article 19 of the Market Abuse Regulation.
Exhibit 1.4
BP p.l.c.
Notification of transactions of persons discharging managerial responsibility or person closely associated
The Company announces that, on 18 February 2020, a conditional share award and the vesting of shares previously awarded to Brian Gilvary under the BP Executive Directors' Incentive Plan (the " Plan ") occurred.
The grant of the EDIP deferred 2019 award
| Name | Award |
|---|---|
| Brian | |
| Gilvary | 126,110 |
| ordinary shares |
This is a conditional award of half of a director's annual bonus, required to be deferred into ordinary shares. The award will vest subject to the Remuneration Committee's assessment of the Company's safety and environmental sustainability over a three-year period, commencing on 1 January 2020 and ending on 31 December 2022. The Executive Director will be entitled to the value of reinvested dividends on those ordinary shares which vest.
Vesting of the EDIP deferred 2014 matching award
| Vested amount | Shares sold for tax and expenses | Released amount | |
|---|---|---|---|
| Brian | |||
| Gilvary (ordinary shares) | 246,359 | 116,021 | 130,338 |
This is the vesting of the matching element of the EDIP deferred plan awarded in 2015 in respect of the 2014 bonus and includes dividends accrued on the award . These share awards were subject to a review of safety and environmental performance over the period from 2015 to 2019 and will be retained for a period of one year. The compulsory and voluntary elements of the EDIP deferred 2014 award vested on 20 February 2018 and was announced under RNS 4373F.
Vesting of the EDIP deferred 2016 award
| Vested amount | Shares sold for tax and expenses | Released amount | |
|---|---|---|---|
| Brian | |||
| Gilvary (ordinary shares) | 86,176 | 40,585 | 45,591 |
This is the vesting and release of the deferred shares of the EDIP deferred plan awarded in 2017 in respect of the 2016 bonus and includes dividends accrued on the award. These share awards were subject to a review of safety and environmental performance over the three year period from 2017 to 2019.
Vesting of the EDIP Performance Share Award 2017-2019
The Company has determined that 71.2% of shares awarded under the EDIP performance share award 2017-2019 will vest. The rationale behind this determination will be detailed in the Directors' Remuneration Report contained in BP's Annual Report and Form 20-F 2019 to be published in March 2020. The released amount stated below will be retained for a period of three years.
| Vested amount | Shares sold for tax and expenses | Released amount | |
|---|---|---|---|
| Brian | |||
| Gilvary (ordinary shares) | 606,347 | 285,554 | 320,793 |
| 1 — a) | Details of the person discharging managerial
responsibilities/person closely associated — Name | Brian
Gilvary | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Chief
Financial Officer / Director | |
| b) | Initial
notification/Amendment | Initial
notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | BP
p.l.c. | |
| b) | LEI | 213800LH1BZH3DI6G760 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description
of the financial instrument, type of instrument Identification
code | Ordinary
shares of $0.25 GB0007980591 | |
| b) | Nature
of the transaction | 126,110
restricted share units (in the form of ordinary shares) awarded
under the BP Executive Directors' Incentive Plan. | |
| c) | Price(s)
and volume(s) | Price(s) | Volume(s) |
| | | Nil
consideration | 126,110 |
| d) | Aggregated
information -
Volume -
Price -
Total | 126,110 Nil
consideration. Market value £4.575 Nil.
Market value £576,953.25 | |
| e) | Date of
the transaction | 18
February 2020 | |
| f) | Place
of the transaction | Outside
a trading venue | |
| 1 — a) | Details of the person discharging managerial
responsibilities/person closely associated — Name | Brian
Gilvary | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Chief
Financial Officer / Director | |
| b) | Initial
notification/Amendment | Initial
notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | BP
p.l.c. | |
| b) | LEI | 213800LH1BZH3DI6G760 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description
of the financial instrument, type of instrument Identification
code | Ordinary
shares of $0.25 GB0007980591 | |
| b) | Nature
of the transaction | Shares
acquired pursuant to the vesting of shares under the BP Executive
Directors' Incentive Plan, following adjustments for tax, dividends
and expenses. | |
| c) | Price(s)
and volume(s) | Price(s) | Volume(s) |
| | | Nil
consideration | 496,722 |
| d) | Aggregated
information -
Volume -
Price -
Total | 496,722 Nil
consideration. Market value £4.54344 Nil.
Market value £2,256,826.60 | |
| e) | Date of
the transaction | 18
February 2020 | |
| f) | Place
of the transaction | Outside
a trading venue | |
This notice is given in fulfilment of the obligation under Article 19 of the Market Abuse Regulation.
Exhibit 1.5
BP p.l.c.
Notification of transactions of persons discharging managerial responsibility or persons closely associated
| 1 — a) | Details of the person discharging managerial
responsibilities/person closely associated — Name | Brian
Gilvary | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Chief
Financial Officer / Director | |
| b) | Initial
notification/Amendment | Initial
notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | BP
p.l.c. | |
| b) | LEI | 213800LH1BZH3DI6G760 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description
of the financial instrument, type of instrument Identification
code | Ordinary
shares of $0.25 GB0007980591 | |
| b) | Nature
of the transaction | Transfer
of shares | |
| c) | Price(s)
and volume(s) | Price(s) | Volume(s) |
| | | Nil | 4,123 |
| d) | Aggregated
information -
Volume -
Price -
Total | 4,123 Nil.
Market price £4.628 Nil.
Market value £19,081.24 | |
| e) | Date of
the transaction | 19
February 2020 | |
| f) | Place
of the transaction | Off-market | |
This notice is given in fulfilment of the obligation under Article 19 of the Market Abuse Regulation.
Exhibit 1.6
BP p.l.c.
Total voting rights and share capital
As at 28 February 2020, the issued share capital of BP p.l.c. comprised 20,256,101,105 ordinary shares (excluding treasury shares) par value US$0.25 per share, each with one vote; and 12,706,252 preference shares par value £1 per share with two votes for every £5 in nominal capital held.
The number of ordinary shares which have been bought back and are held in treasury by BP p.l.c. is 1,159,681,245. These treasury shares are not taken into consideration in relation to the payment of dividends and voting at shareholder meetings.
The total number of voting rights in BP p.l.c. is 20,261,183,605. This information may be used by shareholders for the calculations by which they will determine if they are required to notify their interest in, or a change to their interest in, BP p.l.c. under the FCA's Disclosure Guidance and Transparency Rules.
This announcement is made in accordance with the requirements of Disclosure Guidance and Transparency Rule 5.6.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| (Registrant) |
| Dated: 03 |
| March 2020 |
| /s/ Ben |
| J. S. Mathews |
| ------------------------ |
| Ben J. |
| S. Mathews |
| Company |
| Secretary |
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