AI assistant
BP PLC — Regulatory Filings 2017
Apr 6, 2017
4622_ffr_2017-04-06_9c580cbe-dcfd-4e47-a9c5-ca6dc45e0114.zip
Regulatory Filings
Open in viewerOpens in your device viewer
6-K 1 batchfiling-march2017.htm BATCH FILING Document created using Blueprint(R) - powered by Issuer Direct - www.issuerdirect.com Copyright 2017 Issuer Direct Corporation Blueprint
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 6-K
Report of Foreign Issuer
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
for the period ended 31 March, 2017
BP p.l.c.
(Translation of registrant's name into English)
1 ST JAMES'S SQUARE, LONDON, SW1Y 4PD, ENGLAND
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual
reports under cover Form 20-F or Form 40-F.
Form 20-F |X| Form 40-F
Indicate by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of
1934.
Yes No |X|
| Exhibit
1.1 | Director/PDMR
Shareholding dated 10 March 2017 |
| --- | --- |
| Exhibit
1.2 | Director/PDMR
Shareholding dated 13 March 2017 |
| Exhibit
1.3 | Director/PDMR
Shareholding dated 22 March 2017 |
| Exhibit
1.4 | Director/PDMR
Shareholding dated 22 March 2017 |
| Exhibit
1.5 | Total
Voting Rights dated 31 March 2017 |
Exhibit 1.1
BP p.l.c.
Notification of transactions of persons discharging managerial responsibility or connected persons
| 1 — a) | Details of the person discharging managerial
responsibilities/person closely associated — Name | Bernard
Looney | | |
| --- | --- | --- | --- | --- |
| 2 | Reason for the notification | | | |
| a) | Position/status | Chief
Executive Upstream / PDMR | | |
| b) | Initial
notification/Amendment | Initial
notification | | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | |
| a) | Name | BP
p.l.c. | | |
| b) | LEI | 213800LH1BZH3DI6G760 | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description
of the financial instrument, type of instrument Identification
code | Ordinary
shares of $0.25 GB0007980591 | | |
| b) | Nature
of the transaction | Shares
and restricted share units acquired pursuant to electing to
participate in the BP Annual Cash Bonus Deferral Plan. The shares
and restricted share units are subject to a three year retention
period and are expected to vest in early 2020. | | |
| c) | Price(s)
and volume(s) | Price(s) | Volume(s) | |
| | | £4.62125 | 29,161 | Shares |
| | | £4.62125 | 55,021 | Restricted
share units |
| d) | Aggregated
information -
Volume -
Price -
Total | 84,182 £4.62125 £389,026.07 | | |
| e) | Date of
the transaction | 8 March
2017 | | |
| f) | Place
of the transaction | Outside
a trading venue | | |
| 1 — a) | Details of the person discharging managerial
responsibilities/person closely associated — Name | Mehmet
Tufan Erginbilgic | | |
| --- | --- | --- | --- | --- |
| 2 | Reason for the notification | | | |
| a) | Position/status | Chief
Executive Downstream / PDMR | | |
| b) | Initial
notification/Amendment | Initial
notification | | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | |
| a) | Name | BP
p.l.c. | | |
| b) | LEI | 213800LH1BZH3DI6G760 | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description
of the financial instrument, type of instrument Identification
code | Ordinary
shares of $0.25 GB0007980591 | | |
| b) | Nature
of the transaction | Shares
and restricted share units acquired pursuant to electing to
participate in the BP Annual Cash Bonus Deferral Plan. The shares
and restricted share units are subject to a three year retention
period and are expected to vest in early 2020. | | |
| c) | Price(s)
and volume(s) | Price(s) | Volume(s) | |
| | | £4.62125 | 43,057 | Shares |
| | | £4.62125 | 71,288 | Restricted
share units |
| d) | Aggregated
information -
Volume -
Price -
Total | 114,345 £4.62125 £528,416.83 | | |
| e) | Date of
the transaction | 8 March
2017 | | |
| f) | Place
of the transaction | Outside
a trading venue | | |
This notice is given in fulfilment of the obligation under Article 19 of the Market Abuse Regulation.
Exhibit 1.2
BP p.l.c.
Notification of transactions of persons discharging managerial responsibility or connected persons
| 1 — a) | Details of the person discharging managerial
responsibilities/person closely associated — Name | Brian
Gilvary | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Chief
Financial Officer / Director | |
| b) | Initial
notification/Amendment | Initial
notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | BP
p.l.c. | |
| b) | LEI | 213800LH1BZH3DI6G760 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description
of the financial instrument, type of instrument Identification
code | Ordinary
shares of $0.25 GB0007980591 | |
| b) | Nature
of the transaction | Shares
acquired through participation in the BP ShareMatch UK
Plan | |
| c) | Price(s)
and volume(s) | Price(s) | Volume(s) |
| | | £4.54 | 68 |
| d) | Aggregated
information -
Volume -
Price -
Total | 68 £4.54 £308.72 | |
| e) | Date of
the transaction | 10
March 2017 | |
| f) | Place
of the transaction | Outside
a trading venue | |
| 1 — a) | Details of the person discharging managerial
responsibilities/person closely associated — Name | Bernard
Looney | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Chief
Executive Upstream / PDMR | |
| b) | Initial
notification/Amendment | Initial
notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | BP
p.l.c. | |
| b) | LEI | 213800LH1BZH3DI6G760 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description
of the financial instrument, type of instrument Identification
code | Ordinary
shares of $0.25 GB0007980591 | |
| b) | Nature
of the transaction | Shares
acquired through participation in the BP ShareMatch UK
Plan | |
| c) | Price(s)
and volume(s) | Price(s) | Volume(s) |
| | | £4.54 | 68 |
| d) | Aggregated
information -
Volume -
Price -
Total | 68 £4.54 £308.72 | |
| e) | Date of
the transaction | 10
March 2017 | |
| f) | Place
of the transaction | Outside
a trading venue | |
This notice is given in fulfilment of the obligation under Article 19 of the Market Abuse Regulation.
Exhibit 1.3
BP p.l.c.
Notification of transactions of persons discharging managerial responsibility or connected persons
| 1 — a) | Details of the person discharging managerial
responsibilities/person closely associated — Name | Mehmet
Tufan Erginbilgic | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Chief
Executive Downstream / PDMR | |
| b) | Initial
notification/Amendment | Initial
notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | BP
p.l.c. | |
| b) | LEI | 213800LH1BZH3DI6G760 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description
of the financial instrument, type of instrument Identification
code | Ordinary
shares of $0.25 GB0007980591 | |
| b) | Nature
of the transaction | Restricted
share units acquired pursuant to the BP Share Value Plan. The
number of restricted share units is awarded at 50% of the maximum
potential. The awards are subject to a three year performance
period, after which they are expected to vest. | |
| c) | Price(s)
and volume(s) | Price(s) | Volume(s) |
| | | £4.7349 | 236,550 |
| d) | Aggregated
information -
Volume -
Price -
Total | 236,550 £4.7349 £1,120,040.60 | |
| e) | Date of
the transaction | 21
March 2017 | |
| f) | Place
of the transaction | Outside
a trading venue | |
| 1 — a) | Details of the person discharging managerial
responsibilities/person closely associated — Name | Bernard
Looney | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Chief
Executive Upstream / PDMR | |
| b) | Initial
notification/Amendment | Initial
notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | BP
p.l.c. | |
| b) | LEI | 213800LH1BZH3DI6G760 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description
of the financial instrument, type of instrument Identification
code | Ordinary
shares of $0.25 GB0007980591 | |
| b) | Nature
of the transaction | Restricted
share units acquired pursuant to the BP Share Value Plan. The
number of restricted share units is awarded at 50% of the maximum
potential. The awards are subject to a three year performance
period, after which they are expected to vest. | |
| c) | Price(s)
and volume(s) | Price(s) | Volume(s) |
| | | £4.7349 | 202,435 |
| d) | Aggregated
information -
Volume -
Price -
Total | 202,435 £4.7349 £958,509.48 | |
| e) | Date of
the transaction | 21
March 2017 | |
| f) | Place
of the transaction | Outside
a trading venue | |
| 1 — a) | Details of the person discharging managerial
responsibilities/person closely associated — Name | Horace
Lamar McKay | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Deputy
Chief Executive Officer / PDMR | |
| b) | Initial
notification/Amendment | Initial
notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | BP
p.l.c. | |
| b) | LEI | 213800LH1BZH3DI6G760 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description
of the financial instrument, type of instrument Identification
code | American
Depositary Shares (each representing 6 ordinary shares of
$0.25) US0556221044 | |
| b) | Nature
of the transaction | Restricted
share units acquired pursuant to the BP Share Value Plan. The
number of restricted share units is awarded at 50% of the maximum
potential. The awards are subject to a three year performance
period, after which they are expected to vest. | |
| c) | Price(s)
and volume(s) | Price(s) | Volume(s) |
| | | $35.3877 | 73,472 |
| d) | Aggregated
information -
Volume -
Price -
Total | 73,472 $35.3877 $2,600,005.09 | |
| e) | Date of
the transaction | 21
March 2017 | |
| f) | Place
of the transaction | Outside
a trading venue | |
This notice is given in fulfilment of the obligation under Article 19 of the Market Abuse Regulation.
Exhibit 1.4
BP p.l.c.
Notification of transactions of persons discharging managerial responsibility or connected persons
| 1 — a) | Details of the person discharging managerial
responsibilities/person closely associated — Name | Horace
Lamar McKay | | |
| --- | --- | --- | --- | --- |
| 2 | Reason for the notification | | | |
| a) | Position/status | Deputy
Chief Executive Officer / PDMR | | |
| b) | Initial
notification/Amendment | Initial
notification | | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | |
| a) | Name | BP
p.l.c. | | |
| b) | LEI | 213800LH1BZH3DI6G760 | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description
of the financial instrument, type of instrument Identification
code | American
Depositary Shares (each representing 6 ordinary shares of
$0.25) US0556221044 | | |
| b) | Nature
of the transaction | Restricted
share units acquired pursuant to the BP Restricted Share Plan II.
The restricted share units are a conditional award, matched on a
one-for-one basis and subject to a three year performance period,
after which they are expected to vest. The matching element is
subject to a further 3 year retention period following
vesting. | | |
| c) | Price(s)
and volume(s) | Price(s) | Volume(s) | |
| | | $34.43 | 45,604 | Mandatory &
Matching |
| | | $34.43 | 45,604 | Voluntary &
Matching |
| d) | Aggregated
information -
Volume -
Price -
Total | 91,208 $34.43 $3,140,291.44 | | |
| e) | Date of
the transaction | 21
March 2017 | | |
| f) | Place
of the transaction | Outside
a trading venue | | |
This notice is given in fulfilment of the obligation under Article 19 of the Market Abuse Regulation.
Exhibit 1.5
BP p.l.c.
Total voting rights and share capital
As at 31 March 2017, the issued share capital of BP p.l.c. comprised 19,675,987,002 ordinary shares (excluding treasury shares) par value US$0.25 per share, each with one vote; and 12,706,252 preference shares par value £1 per share with two votes for every £5 in nominal capital held.
The number of ordinary shares which have been bought back and are held in treasury by BP p.l.c. is 1,488,795,668. These treasury shares are not taken into consideration in relation to the payment of dividends and voting at shareholder meetings.
The total number of voting rights in BP p.l.c. is 19,681,069,502. This information may be used by shareholders for the calculations by which they will determine if they are required to notify their interest in, or a change to their interest in, BP p.l.c. under the FCA's Disclosure Guidance and Transparency Rules.
This announcement is made in accordance with the requirements of Disclosure Guidance and Transparency Rule 5.6.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
BP p.l.c.
(Registrant)
Dated: 06 April 2017
/s/ J. BERTELSEN
J. BERTELSEN
Deputy Company Secretary
page break