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BP PLC — Regulatory Filings 2017
Aug 16, 2017
4622_ffr_2017-08-16_f3f40555-6d94-4dcb-8b53-2ae97578d9e2.zip
Regulatory Filings
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6-K 1 a1952o.htm HOLDING(S) IN COMPANY Document created using Blueprint(R) - powered by Issuer Direct - www.issuerdirect.com Copyright 2017 Issuer Direct Corporation Blueprint
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 6-K
Report of Foreign Issuer
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
for the period ended August 2017
BP p.l.c.
(Translation of registrant's name into English)
1 ST JAMES'S SQUARE, LONDON, SW1Y 4PD, ENGLAND
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual
reports under cover Form 20-F or Form 40-F.
Form 20-F |X| Form 40-F
Indicate by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of
1934.
Yes No |X|
BP p.l.c. Holding(s) in Company
BP p.l.c. received confirmation from BlackRock, Inc. on 15 August 2017 of the information contained below:
TR-1: S tandard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i
| 1a. Identity of the issuer or the underlying
issuer of existing shares to which voting rights are
attachedi ii : | | | | |
| --- | --- | --- | --- | --- |
| 1b. Please indicate if
the issuer is a non-UK issuer (please mark with an "X" if
appropriate) | | | | |
| Non-UK issuer | | | | |
| 2. Reason for the notification (please
mark the appropriate box or boxes with an "X") | | | | |
| An
acquisition or disposal of voting rights | | | | X |
| An
acquisition or disposal of financial instruments | | | | |
| An
event changing the breakdown of voting rights | | | | |
| Other
(please specify) iii : | | | | |
| 3. Details of person subject to the
notification obligation iv | | | | |
| Name | | BlackRock,
Inc. | | |
| City
and country of registered office (if applicable) | | Wilmington, DE,
USA | | |
| 4. Full name of shareholder(s) (if
different from 3.) v | | | | |
| Name | | | | |
| City
and country of registered office (if applicable) | | | | |
| 5. Date on which the threshold was crossed or
reached vi : | | 14/08/2017 | | |
| 6. Date on which issuer notified
(DD/MM/YYYY): | | 15/08/2017 | | |
| 7. Total positions of person(s) subject to the notification
obligation | | | | |
| | % of
voting rights attached to shares (total of 8. A) | % of
voting rights through financial instruments(total of 8.B 1 + 8.B
2) | Total
of both in % (8.A + 8.B) | Total
number of voting rights of issuer vii |
| Resulting
situation on the date on which threshold was crossed or
reached | 5.82% | 0.81% | 6.63% | 19,757,174,696 |
| Position of
previous notification (if applicable) | 3.36% | 3.25% | 6.62% | |
| 8. Notified details of the resulting situation on the date on which
the threshold was crossed or reached viii | | | | | |
| --- | --- | --- | --- | --- | --- |
| A: Voting rights attached to shares | | | | | |
| Class/type ofshares ISIN
code (if possible) | Number of voting rights ix | | % of voting rights | | |
| | Direct (Art 9
of Directive 2004/109/EC) (DTR5.1) | Indirect (Art
10 of Directive 2004/109/EC) (DTR5.2.1) | Direct (Art 9
of Directive 2004/109/EC) (DTR5.1) | | Indirect (Art
10 of Directive 2004/109/EC) (DTR5.2.1) |
| GB0007980591 | | 1,151,157,762 | | | 5.82% |
| SUBTOTAL 8. A | 1,151,157,762 | | 5.82% | | |
| B 1: Financial Instruments according to Art. 13(1)(a) of Directive
2004/109/EC (DTR5.3.1.1 (a)) | | | | | |
| Type of financial instrument | Expirationdate x | Exercise/Conversion Period xi | Number of voting rights that may be acquired if the instrument
is exercised/converted. | | % of voting rights |
| Securities
Lending | | | 17,161,729 | | 0.08% |
| American
Depository Receipt | | | 58,336,494 | | 0.29% |
| Physically Settled
Call Option | 18/01/2019 | | 40,987,260 | | 0.20% |
| Physically Settled
Put Option | 18/01/2019 | | 40,987,260 | | 0.20% |
| | | SUBTOTAL 8. B 1 | 157,472,743 | | 0.79% |
| B 2: Financial Instruments with similar economic effect according
to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1
(b)) | | | | | |
| Type of financial instrument | Expirationdate x | Exercise/Conversion Period xi | Physical or cash settlement xii | Number of voting rights | % of voting rights |
| CFD | | | Cash | 3,211,948 | 0.01% |
| | | | SUBTOTAL 8.B.2 | 3,211,948 | 0.01% |
| 9. Information in relation to the person subject to the
notification obligation (please mark
the applicable box
with an "X") | | | |
| --- | --- | --- | --- |
| Person
subject to the notification obligation is not controlled by any
natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer xiii | | | |
| Full chain
of controlled undertakings through which the voting rights and/or
thefinancial instruments are effectively held starting with the
ultimate controlling natural person or legal entity xiv (please add additional rows as necessary) | | | X |
| Name xv | % of voting rights if it equals or is higher than the notifiable
threshold | % of voting rights through financial instruments if it equals or is
higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable
threshold |
| See
Attachment | | | |
| 10. In case of proxy voting, please identify: | | | |
| Name
of the proxy holder | | | |
| The
number and % of voting rights held | | | |
| The
date until which the voting rights will be held | | | |
| 11. Additional information xvi | | | |
| BlackRock
Regulatory Threshold Reporting Team Jana
Blumenstein 020
7743 3650 | | | |
| Place of completion | 12
Throgmorton Avenue, London, EC2N 2DL, U.K. |
| --- | --- |
| Date of completion | 15
August, 2017 |
Section 9 Attachment
| Name xv |
|---|
| BlackRock, |
| Inc. |
| BlackRock Holdco |
| 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock |
| International Holdings, Inc. |
| BR |
| Jersey International Holdings L.P. |
| BlackRock Group |
| Limited |
| BlackRock Advisors |
| (UK) Limited |
| BlackRock, |
| Inc. |
| BlackRock Holdco |
| 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock |
| International Holdings, Inc. |
| BR |
| Jersey International Holdings L.P. |
| BlackRock Group |
| Limited |
| BlackRock |
| International Limited |
| BlackRock, |
| Inc. |
| BlackRock Holdco |
| 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock |
| International Holdings, Inc. |
| BR |
| Jersey International Holdings L.P. |
| BlackRock |
| Australia Holdco Pty. Ltd. |
| BlackRock |
| Investment Management (Australia) Limited |
| BlackRock, |
| Inc. |
| BlackRock Holdco |
| 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock |
| International Holdings, Inc. |
| BR |
| Jersey International Holdings L.P. |
| BlackRock Group |
| Limited |
| BlackRock |
| Investment Management (UK) Limited |
| BlackRock, |
| Inc. |
| BlackRock Holdco |
| 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock |
| International Holdings, Inc. |
| BR |
| Jersey International Holdings L.P. |
| BlackRock |
| (Singapore) Holdco Pte. Ltd. |
| BlackRock |
| (Singapore) Limited |
| BlackRock, |
| Inc. |
| Trident Merger, |
| LLC |
| BlackRock |
| Investment Management, LLC |
| BlackRock, |
| Inc. |
| BlackRock Holdco |
| 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock Capital |
| Holdings, Inc. |
| BlackRock |
| Advisors, LLC |
| BlackRock, |
| Inc. |
| BlackRock Holdco |
| 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock Holdco |
| 4, LLC |
| BlackRock Holdco |
| 6, LLC |
| BlackRock Delaware |
| Holdings Inc. |
| BlackRock Fund |
| Advisors |
| BlackRock |
| Institutional Trust Company, National Association |
| BlackRock, |
| Inc. |
| BlackRock Holdco |
| 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock |
| International Holdings, Inc. |
| BR |
| Jersey International Holdings L.P. |
| BlackRock |
| (Singapore) Holdco Pte. Ltd. |
| BlackRock Asia-Pac |
| Holdco, LLC |
| BlackRock HK |
| Holdco Limited |
| BlackRock Asset |
| Management North Asia Limited |
| BlackRock, |
| Inc. |
| BlackRock Holdco |
| 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock Holdco |
| 4, LLC |
| BlackRock Holdco |
| 6, LLC |
| BlackRock Delaware |
| Holdings Inc. |
| BlackRock Fund |
| Advisors |
| BlackRock, |
| Inc. |
| BlackRock Holdco |
| 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock |
| International Holdings, Inc. |
| BR |
| Jersey International Holdings L.P. |
| BlackRock |
| (Singapore) Holdco Pte. Ltd. |
| BlackRock Asia-Pac |
| Holdco, LLC |
| BlackRock HK |
| Holdco Limited |
| BlackRock Cayco |
| Limited |
| BlackRock Trident |
| Holding Company Limited |
| BlackRock Japan |
| Holdings GK |
| BlackRock Japan |
| Co., Ltd. |
| BlackRock, |
| Inc. |
| BlackRock Holdco |
| 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock, |
| Inc. |
| BlackRock Holdco |
| 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock |
| International Holdings, Inc. |
| BR |
| Jersey International Holdings L.P. |
| BlackRock Group |
| Limited |
| BlackRock |
| Investment Management (UK) Limited |
| BlackRock Asset |
| Management Deutschland AG |
| BlackRock, |
| Inc. |
| BlackRock Holdco |
| 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock |
| International Holdings, Inc. |
| BR |
| Jersey International Holdings L.P. |
| BlackRock Holdco |
| 3, LLC |
| BlackRock Canada |
| Holdings LP |
| BlackRock Canada |
| Holdings ULC |
| BlackRock Asset |
| Management Canada Limited |
| BlackRock, |
| Inc. |
| BlackRock Holdco |
| 2, Inc. |
| BlackRock |
| Financial Management, Inc. |
| BlackRock |
| International Holdings, Inc. |
| BR |
| Jersey International Holdings L.P. |
| BlackRock Group |
| Limited |
| BlackRock |
| (Netherlands) B.V. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
BP p.l.c.
(Registrant)
Dated: 16 August 2017
/s/ J. BERTELSEN
J. BERTELSEN
Deputy Company Secretary
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