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Boyaa Interactive International Limited — Share Issue/Capital Change 2013
Oct 31, 2013
49215_rns_2013-10-31_d9f88f3c-60f3-4dec-857e-c6204634ca36.pdf
Share Issue/Capital Change
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Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的 香港發售股份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投 資者戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格 This Application Form uses the same terms as defined in the prospectus of Boyaa Interactive International Limited (the “Company”) dated October 31, 2013 (the “Prospectus”). 本申請表格使用博雅互動國際有限公司(「本公司」)於二零一三年十月三十一日刊發的招股章程(「 招股章程 」)所界定的 詞語。 Neither this Application Form nor the Prospectus constitutes an offer to sell or the solicitation of an offer to bu y any Hong Kong Off er Shares in any jurisdiction other than Hong Kong. The Hong Kong Offer Shares may not be offered or sold in the U nited States without registra tion or an exemption from registration under the U.S. Securities Act. 本申請表格及招股章程概不構成在香港以外司法權區要約出售或游說要約購買香港發 售股份。若無根據美國《證券法》登 記或豁免登記,香港發售股份不得在美國提呈發售或出售。 This Application Form and the Prospectus may not be forwarded or distributed or reproduced (i n whole or in part) in any manner whatsoever in any jurisdiction where such forwarding, distribution or reproduction is not permitted und er the law of that jurisdiction. 任何根據當地法例不得發送、派發或複製本申請表格及招股章程的司法權區 內概不得發送或派發或複製(不論方式,也 不論全部或部分)本申請表格及招股章程。 Copies of the Prospectus, all related Application Forms and the other documents s pecified in the “Documents Delivered to the Regi strar of Companies and Available for Inspection” section in Appendix V to the Prospec tus, have been registered by the Registrar of Com panies in Hong Kong. Hong Kong Exchanges and Clearing Limited, The Stock Exchan ge of Hong Kong Limited (the “Stock Exchange”), Hong Kong Securities Clearing Company Limited (“HKSCC”), the Securities and Futu res Commission of Hong Kong (the “SFC”) and t he Registrar of Companies of Hong Kong take no responsibility for the contents of thes e documents. 招股章程、所有相關申請表格及招股章程附錄五「送呈公司註 冊處處長及備查文件」一節所述其他文件已 送呈香港公司註 冊處處長登記。香港交易及結算所有限公司、香港聯合交易所 有限公司(「聯交所」)、香港中央結算 有限公司(「香港結 算」)、香港證券及期貨事務監察委員會(「證監會」)及香港公 司註冊處處長對此等文件的內容概不 負責。 Boyaa Interactive International Limited 博雅互動國際有限公司 (Incorpo rated in the Cayman Islands with limited l iability) (於開曼群島註冊成立的有限公司) Stock code : 434 股份代號 : 434 Maximum Offer Price : HK$5.60 per Hong Kong Offer Share, plus 1.0% brokerage, SFC transaction levy of 0.003% and Stock Exchange trading fee of 0.005% 最高發售價 : 每股香港發售股份5.60港元,另加1.0%經紀佣 金、0.003%證監會交易徵費及0.005%聯交所交 易費 You should read this Application Form in conjunction with the Prospectus, which contains further information on the application procedures. , 一 。 招股章程尚有其他關於申請程序的其他資料 本申請表格應與招股章程 併閱讀 Application Form 申請表格 To: B oyaa Interactive Internati onal Limited 致:博雅互動國際有限公司 Join t Bookrunners 聯席賬簿管理人 The H ong Kong Unde rwriters 香港包銷商 Applicants’ declaration 申請人聲明 I/We agree to the terms and conditions and application 本人/吾等同意本申請表格及招股章程的條款及 procedures in this Application Form and the 條件以及申請程序。見本申請表格「填交本申請 Prospectus. Please refer to the “Effect of completing 表格的效用」一節。 and submitting this Application Form” section of this Application Form.
an exemption from registration under the U.S. Securities Act.
本申請表格及招股章程概不構成在香港以外司法權區要約出售或游說要約購買香港發 售股份。若無根據美國《證券法》登
Warning: Only one application may be made for the benefit of any person. Please refer to the last four bullets of “Effect of completing and submitting this Application Form” section.
警告:任何人士只限作出一次為其利益而進行的 認購申請。請參閱「填交本申請表格的效用」一節 最後四點。
Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的 香港發售股份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投 資者戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格
Staple your Signed by (all) applicant(s) (all joint For Broker use 此欄供經紀填寫 Lodged by 遞交申請的經紀 applicants must sign): payment 由(所有)申請人簽署(所有聯名申請 Broker No. 經紀號碼 Broker’ s Chop 經紀印章 here 人必須簽署): ................................................................... 請將股款 Date: 日期: ........... / ........... / ........... 緊釘在此 D 日 M 月 Y 年 Number of Hong Kong Offer Shares applied for (not more than Cheque/banker’s cashi er order number 支票/銀行本票號碼 9,220,000 shares) 申請香港發售股份數目(不超過9,220,000股股份) Name of ban k on which cheque/Banker ~~’~~ s cashier order is draw n (see “How to make your application ~~”~~ section) 兌現支票/銀 行 Total amount 總額 本票的 銀行名稱(見「申請手續」一節) HK$ 港元 Name in English 英文姓名/名稱 Family name or company name 姓氏或公司名稱 F orename(s) 名字 Name in Chinese 中文姓名/名稱 Family name or company name 姓氏或公司名稱 Forename(s) 名字 Occupation in English 職業(以英文填寫) Hong Kong Identity Card N o./Passport No./Hong Kong Business Registration No.* (Please delete as appropriate) 香港身份證號碼/ 護照號碼/香港商業登 記號碼 (請刪除不適用者) Names of all other joint applicants in Englis h (if any) 所有其他聯名申請人的英文姓名/ 名稱(如有) Hong Kong Iden tity Card No./Passport No./Hong Kong Business Registration N o. of all other joint applicants(Please delete as 1) appropriate) 所有其他聯名申請人的香港身份證號碼/護照號碼 /香港商 業登記號碼 (請刪除不適用者) 2) 1) 2) 3) 3) Hong Kong addr ess in English and telephone no. (joint applicants should give the address and the telephone number of first-named applicant only) 香港地 址(以英文填寫)及電話號碼(聯名申請人只 須填寫排名首位申請人的地址及電話號碼) Telephone No. 電話號碼 For Nominees: You will be treated as applying for your own benefit if THIS BOX MUST BE DULY COMPLETED you d o not complete this section. Please prov ide an account number or 必須填妥此欄 identific ation code for each (joint) benefic ial owner. 由代名人遞交: Participant I.D. of the CCASS Investor Participant or designated 代名人若 不填寫本節,是項認購申 請將視作為 閣下利益提 CCASS Participant 中央結算系統投資者戶口持有人或指定的中央 出。請填寫 每名(聯名)實益擁 有人的賬戶號碼或識別編碼。 結算系統參與者的參與者編號 ADDRESS LABEL 地址標 貼 (Your name(s) and address in Hong Kong in BLOCK letters 請用英文正楷填寫 姓名╱名稱 及香港 地 For designated CCASS Participant or Corporate CCASS Investor 址* ) Participant, please also affix the company chop bearing its company name
THIS BOX MUST BE DULY COMPLETED 必須填妥此欄 Participant I.D. of the CCASS Investor Participant or designated CCASS Participant 中央結算系統投資者戶口持有人或指定的中央 結算系統參與者的參與者編號 For designated CCASS Participant or Corporate CCASS Investor Participant, please also affix the company chop bearing its company name 指定的中央結算系統參與者或中央結算系統公司投資者戶口持有 人,請加蓋顯示公司名稱的公司印鑑
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(See paragraph 2 in the section “How to make your application”) (請參 閱「申請手續」一節第 2 段)
For Internal use 此欄供內部使用
Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的 香港發售股份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投 資者戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格 * (1) If you are a CCASS Investor Participant, only a Hong Kong Identity Card number (if you are an individual) or a Hong Kong Business Registration number (if you are a body corporate) will be accepted for th is appli cation, please see paragraph 2 under the section “How to make your application”. 如 閣下為中央結算系統投資者戶口持有人,是項申請僅接納香港身份 證號碼(如屬個別人 士) 或香港商業登記號碼(如屬法人團體);請參閱「申請手續」一節第2段 。 (2) If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant): For an individual, you must provide your Hong Kong Identity Card number or pa ssport number. If you hold a Hong Kong Identity Card, please provide that number. If you do not hold a Hon g Kong Identity Card, please provide you r passport number. For a body corporate, please provide your Hong Kong Business Registration number. 如 閣下透過中央結算系統投資者戶口持有人以外 的指定中央結算系統參與者提出申請 :如屬 個別人士,必須填寫 閣下的香港身份證號碼或 護照號碼(持有香港身份證者請填寫香 港身份證 號碼,否則請填寫護照號碼);如屬法人團體, 請填寫香港商業登記號碼。 (3) Part of the Hong Kong Identity Card number/passport number of you or, for joint applic ants, the first-named applicant may be printed on your refund cheque (i f any). Such data will be used for checking the validity of Application Form and such data would also be t ransferred to a third party for such p urpose and refund purpose. Your banker may require verification of your Hong Kong Identity Card number/p assport number before you can cash your refund cheque. 日後如需退回申請股款,退款支 票上或會印有 閣下或(如屬聯名 申請人)排名首位申請人的香 港身份證號碼╱護照號碼的 一部分。有關資料將用於核實申請表 格的有效性,亦會轉交第三方 作資料核實和退款。銀行 兌現退款支票前或會要求查證 閣 下的香港身份證號碼╱護照號碼。 (4) If an application is made by an unlisted company and: • the principal busi ness of that company is dealing in securi ties; and • you exercise statutory control over that company, then the applic ation will be treated as being made for yo ur benefit. 倘若申請 人是一家非上市公司,而: ‧ 該 公司主要從事證券買賣業務;及 ‧ , 閣下對該公司可行使法定控制權 是項申請將視作為 閣下的利益提 出。 ( 5) All joint applicants must give (if they are individuals) their Hong Kong Identity Card numbers or, where applicable, passport numbers, or (if they are bodies corporate) their Hong Kong Business Registration numbers. 所 有聯名申請人必須提供 (如屬個別人士)其香港身份證號碼或(如適用)護照號碼,或(如屬法人 團體) 其香港商業登記 號碼。
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Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant
How to make your application
| How to make your application | How to make your application |
|---|---|
| 1. Use the table below to calculate how much you must pay. Your application must be for a minimum of 1,000 Hong |
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| Kong Offer Shares and in one of the numbers set out in the table, or your application will be rejected. (1)Maximum number of Hong Kong Offer Shares you may apply for. 2. You, as the applicant(s), must complete the form in English as indicated below and sign on the first page of the Application Form. Only written signatures will be accepted (and not by wayof personal chop). If you are applying through a designated CCASS Participant (other than a CCASS investor participant): • the designated CCASS Participant must endorse the form with its company chop (bearing its company name) and insert its participant I.D.in the appropriate box. If you are applying as an individual CCASS Investor Participant: • the form must containyour NAME and Hong Kong I.D. Card number; • your participant I.D.must be inserted in the appropriate box. If you are applying as ajoint individual CCASS Investor Participant: • the form must contain all joint investor participants’ NAMES and the Hong Kong I.D. Card number of all joint investorparticipants; • your participant I.D. mustbe inserted in the appropriate box. If you are applying as a corporate CCASS Investor Participant: • the form must contain your company NAME and Hong Kong Business Registration number; • your participant I.D. and your company chop (bearing your company name) must be inserted in the appropriate box. Incorrect or omission of details of the CCASSParticipant including participant I.D. and/ or company chop bearing its company name or other similar mattersmay render your application invalid. 3. Staple your cheque or banker’s cashier order to the form. Each application for the Hong Kong Offer Shares must be accompanied by either one separate cheque or one separate banker’s cashier order. Your application will be rejected if your cheque or banker’s cashierorder does not meet all the following requirements: The cheque must: Banker’s cashier order must: • be inHong Kong dollars; • not be post-dated; • be made payable to“Bank of China (Hong Kong) Nominees Limited – Boyaa Interactive Public Offer”; NUMBER OF SHARES THAT MAY BE APPLIED FOR AND PAYMENTS Number of Amount payable Number of Amount payable Number of Amount payable Hong Kong Offer on application Hong Kong Offer on application Hong Kong Offer on application Shares applied for HK$ Shares applied for HK$ Shares applied for HK$ 1,000 5,656.45 2,000 11,312.90 3,000 16,969.34 4,000 22,625.79 5,000 28,282.24 6,000 33,938.69 7,000 39,595.14 8,000 45,251.58 9,000 50,908.03 10,000 56,564.48 15,000 84,846.72 20,000 113,128.96 25,000 141,411.20 30,000 169,693.44 35,000 197,975.68 40,000 226,257.92 45,000 254,540.16 50,000 282,822.40 60,000 339,386.88 70,000 395,951.36 80,000 452,515.84 90,000 509,080.32 100,000 565,644.80 200,000 1,131,289.60 300,000 1,696,934.40 400,000 2,262,579.20 500,000 2,828,224.00 600,000 3,393,868.80 700,000 3,959,513.60 800,000 4,525,158.40 900,000 5,090,803.20 1,000,000 5,656,448.00 1,500,000 8,484,672.00 2,000,000 11,312,896.00 2,500,000 14,141,120.00 3,000,000 16,969,344.00 3,500,000 19,797,568.00 4,000,000 22,625,792.00 4,500,000 25,454,016.00 5,000,000 28,282,240.00 6,000,000 33,938,688.00 7,000,000 39,595,136.00 8,000,000 45,251,584.00 9,220,000 (1) 52,152,450.56 Sample 樣版 |
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| • be crossed “Account Payee Only”; |
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be drawn on your Hong Kong dollar bank account in be issued by a licensed bank in Hong Kong, and have Hong Kong; and your name certified on the back by a person authorized
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• show your account name, which must either be by the bank. The name on the banker’s cashier order pre-printed on the cheque, or be endorsed on the back must correspond with your name. If it is a joint by a person authorized by the bank. This account application, the name on the back of the banker’s cashier name must correspond with your name. If it is a joint order must be the same as the first-named applicant’s application, the account name must be the same as name. the first-named applicant’s name.
Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant
- Tear off the Application Form, fold it once and lodge your completed Application Form (with cheque or banker’s cashier order attached) to one of the collection boxes at any of the following branches of: • Bank of China (Hong Kong) Limited Branch Name Address Hong Kong Island Bank of China Tower Branch 3/F, 1 Garden Road Shek Tong Tsui Branch 534 Queen’s Road W est, Shek Tong Tsui Connaught Road Central Branch 13-14 Connaught Road Central Chai Wan Branch Block B, Walton Estate, 341-343 Chai Wan Road , Chai Wan Kowloon Shanghai Street (Mong Kok) 611-617 S hanghai Street, Mong Kok Branch Kowloon Plaza Branch Unit 1, Kowloon Plaza, 485 Castle Peak Road Humphrey’s Avenue Branch 4- 4A Humphrey ~~’~~ s Avenue, Tsim Sha Tsui East Point City Branch Shop 101, East Point City, Tseung Kwan O New Territories Lucky Plaza Branch Lucky Plaza, Wang Pok Street, Sha T in Yuen Long (Hang Fat Man sion) 8-18 Castle Peak Road, Yuen Long Branch • The Bank of East Asia, Limited Branch Name Address Hong Kong Island Queen’s Road Cent ral Branch Shop A-C, G/F, Wah Ying Cheong Central Building, 158-164 Quee n’s Road Central North Point Branch 326-328 King ’s Road Quarry B ay Branch Shop G2-G4 , G/F, Fok Cheong Building, 1032-1044 King’s Road, Quarry Bay Ad miralty Branch Shop 1007 -1008, 1/F, United Centre, 95 Qu eensway Kowloon Ma Tau Wei Road Branch 23-2 7 Ma Tau Wei Road Whampoa Garden Branch Sh op 1-3, G/F, Site 9, Whampoa Garden Mei Foo Sun Chuen Branch Shop N57, G/F, Mount Sterling Mall New Territories Tai Po Branch 62-66 Po Heung Street, Tai Po Market East Point City Branch Shop 217B, Level 2, East Point City, 8 Chung Wa Road, Tseung Kwan O Yuen Long Branch 77 Castle Peak Road 5. Your Application Form can be lodged at these t imes: — Thursday, October 31, 2013 9:00 a.m. to 5:00 p.m. — Friday, November 1, 2013 9:00 a.m. to 5:00 p.m. — Saturday, November 2, 2013 9:00 a.m. to 1:00 p.m. — Monday, November 4, 2013 9:00 a.m. to 5:00 p.m. Tuesday, November 5, 2013 — 9:00 a.m. to 12:00 noon 6. T he latest time for lodging yo ur application is 12:00 noon on Tuesday, November 5, 2013. The application lists will be open between 11:45 a.m. to 12:00 noon on that day, subject only to the weather conditions, as described in “Effec t of Bad Weather on the Opening of the Application Lists” in the “How to Apply for Hong Kong Offer Shares” s ection of the Prospectus.
如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港發售股 份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持 有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格
申請手續
| 申請手續 | 申請手續 | 申請手續 | 申請手續 |
|---|---|---|---|
| 1. 使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為1,000股香港發售股份,並為 |
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| 下表所列的其中一個數目,否則恕不受理。 (1) 閣下可申請認購的香港發售股份最高數目。 2. 閣下作為申請人,必須按照下列指示以英文填妥表格,並於申請表格首頁簽署,只接納親筆簽 名(不得以個人印章代替)。 如 閣下透過中央結算系統投資者戶口持有人以外的指定中央結算系統參與者提出申請: ‧ 該指定中央結算系統參與者必須於表格蓋上公司印鑑(附有公司名稱),並在適當方格內填 寫參與者編號。 如 閣下以個人中央結算系統投資者戶口持有人名義提出申請: ‧ 表格須載有閣下的姓名和香港身份證號碼。 ‧ 須在適當方格內填寫 閣下的參與者編號。 如 閣下以聯名個人中央結算系統投資者戶口持有人名義提出申請: ‧ 表格須載有所有聯名投資者戶口持有人的姓名和香港身份證號碼; ‧ 須在適當方格內填寫 閣下的參與者編號。 如 閣下以公司中央結算系統投資者戶口持有人名義提出申請: ‧ 表格須載有 閣下的公司名稱和香港商業登記號碼; ‧ 須在適當方格內填寫 閣下的參與者編號並蓋上公司印鑑(附有公司名稱)。 中央結算系統參與者的資料(包括參與者編號及╱或顯示公司名稱之公司印鑑)或其他類似事項 如有不確或遺漏,均可能導致申請無效。 3. 閣下須將支票或銀行本票釘於表格上。每份香港發售股份申請須附一張獨立開出支票或一張獨 立開出銀行本票。支票或銀行本票必須符合以下所有規定,否則有關的認購申請不獲接納: 支票必須: 銀行本票必須: ‧ 為港元; ‧ 不得為期票; 可供申請認購股份數目及應繳款項 申請認購的 申請時 申請認購的 申請時 申請認購的 申請時 香港發售股份數目 應繳款項 香港發售股份數目 應繳款項 香港發售股份數目 應繳款項 港元 港元 港元 1,000 5,656.45 2,000 11,312.90 3,000 16,969.34 4,000 22,625.79 5,000 28,282.24 6,000 33,938.69 7,000 39,595.14 8,000 45,251.58 9,000 50,908.03 10,000 56,564.48 15,000 84,846.72 20,000 113,128.96 25,000 141,411.20 30,000 169,693.44 35,000 197,975.68 40,000 226,257.92 45,000 254,540.16 50,000 282,822.40 60,000 339,386.88 70,000 395,951.36 80,000 452,515.84 90,000 509,080.32 100,000 565,644.80 200,000 1,131,289.60 300,000 1,696,934.40 400,000 2,262,579.20 500,000 2,828,224.00 600,000 3,393,868.80 700,000 3,959,513.60 800,000 4,525,158.40 900,000 5,090,803.20 1,000,000 5,656,448.00 1,500,000 8,484,672.00 2,000,000 11,312,896.00 2,500,000 14,141,120.00 3,000,000 16,969,344.00 3,500,000 19,797,568.00 4,000,000 22,625,792.00 4,500,000 25,454,016.00 5,000,000 28,282,240.00 6,000,000 33,938,688.00 7,000,000 39,595,136.00 8,000,000 45,251,584.00 9,220,000 (1) 52,152,450.56 Sample 樣版 |
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| ‧ 註明抬頭人為「中國銀行(香港)代理人有限公司-博雅互動公開發售」; |
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‧ 劃線註明「只准入抬頭人賬戶」;
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‧ 從 閣下在香港的港元銀行賬戶中開出;及 ‧ 須由香港持牌銀行開出,並由有關銀行授權
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‧ 顯示 閣下的賬戶名稱,而該賬戶名稱必須 的人士在銀行本票背面簽署核證 閣下姓名 已預印在支票上,或由有關銀行授權的人士 /名稱。銀行本票所示姓名/名稱須與 閣 在支票背書。賬戶名稱必須與 閣下姓名/ 下姓名/名稱相同。如屬聯名申請,銀行本 名稱相同。如屬聯名申請,賬戶名稱必須與 票背面所示姓名/名稱必須與排名首位申請 排名首位申請人的姓名/名稱相同。 人的姓名/名稱相同。
如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港發售股 份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持 有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格
- 請撕下申請表格,對摺一次,然後將填妥的申請表格(連同支票或銀行本票)投入下列任何一家 分行特設的收集箱: ‧ 中國銀行(香港)有限公司 分行名稱 地址 港島 中銀大廈分行 花園道1號3樓 石塘咀分行 石塘咀皇后大道 西534號 干諾道中分行 干諾道中13-14 號 柴灣分行 柴灣柴灣 道341-343號宏德居B座 九龍 旺角上海街分行 旺角 上海街611-617號 九龍廣場分行 青 山道485號九龍廣場1號 堪富利士道分行 尖沙咀堪富利士道4-4A 東港城分行 將軍澳東港城101號 新界 好運中心分行 沙田橫壆街好運中心 元朗囱發樓分行 元朗青山公路8-18號 ‧ 東亞銀行有限公司 分行名稱 地址 香港島 皇后大道 中分行 皇后大道中1 58-164號華英昌中區大廈 地下A-C 號 北角 分行 英皇道 326至328號 朂魚涌分行 朂魚 涌英皇道1032-1044號福昌樓 地下G2-G4號 金鐘分行 金鐘道95號統一中心1樓1007-1008號 九龍 馬頭圍道分行 馬頭圍道23至27號 黃埔花園分行 黃埔花園第9期地下1-3號 美孚新擥分行 萬事達廣場地下N57號 新界 大埔分行 大埔墟寶鄉街62至66號 東港城分行 將軍澳重華路8號東港城2樓217B號 元朗分行 青山道77號 5. 閣下 可於下列時間遞交 申請表格: 二零一三年十月三十一日(星期四)-上午九時正至下午五時正 二零一三年十一月一日(星期五)-上午九時正至下午五時正 二零一三年十一月二日(星期六)-上午九時正至下午一時正 二零一三年十一月四日(星期一)-上午九時正至下午五時正 二零一三年十一月五日(星期二)-上午九時正至中午十二時正 6. 截止遞交申請的時間為二零一三年十一月五日(星期二)中午十二時正。本公司將於當日上午十 一時四十五分至中年十二時正期間登記認購申請,唯一會影響此時間的變化因素為當日的天氣 情況(詳見招股章程「如何申請香港發售股份」一節「惡劣天氣對辦理申請登記的影響」)。
Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant Boyaa Interactive International Limited 博雅互動國際有限公司 (Incorporated in the Cayman Islands with limited liability) GLOBAL OFFERING Conditions of your application contained in the Prospectus in making your application and will A. Who can apply not rely on an y other information or representations except those 1. You and any person(s) for whose benefit you are applying must • in any supconfir m that you are aware of the restrictions on the Glplement to the Prospectus; obal be 18 years of age or older and must have a Hong Kong address. 2. If you are a firm, the application must be in the individualmembers’ names. • Offea gree that none of the Company, the Joint Bookruring in the prospectus; nners, the Underwriters, their respective directors, officer s, employees, 3. The number of joint applicants may not exceed 4. 4. If you are a body corporate, the application must be signed by a partners, agents, advisers and any other partie s involved in the Global Offering is or will be liable for an y information and duly authorized officer, who must state his representative representations not in the Prospectus (an d any supplement to it); 5. capacity, and stamped with your corporation’s chop.You must be outside the United States, not be a United States • undertake and confirm that you or the p erson(s) for whose benefit you have made the application hav e not applied for or taken up, Person (as defined in Regulation S under the U.S. Securities or indicated an interest for, and will not apply for or take up, or Act) and not be a legal or natural person of the PRC. 6. Unless permitted by the Listing Rules, you cannot ap ply for indicate an interest for, any O ffer Shares under the International Offering nor participated in the International Offering; •any Hong Kong Offer Shares if you are: an existing beneficial owner of shares in t he Company • agree to disclose to the Company, our Hong Kong Share Registrar, receiv ing banks, the Joint Bookrunners, the and/or any of its subsidiaries; • an Eligible Director; Underwriters and/o r their respective advisers and agents any • a connected person of the Compa ny or will become a personal data wh ich they may require about you and the person(s) for wh ose benefit you have made the application; connected person of the Comp any immediately upon • if the laws o f any place outside Hong Kong apply to your completion of the Global Off ering; • an associate of any of the above; or applicatio n, agree and warrant that you have complied with all • have been allocated or have applied for or indicated an such la ws and none of the Company, the Joint Bookrunners and the Underwriters nor any of their respective officers or interest in any Off er Shares under the International advisers will breach any law outside Hong Kong as a result of Offering. the acceptance of your offer to purchase, or any action arising B. If you are a nominee from your rights and obligations under the terms and conditions You, as a nominee, m ay make more than one application for the Hong contained in the Prospectus and this Application Form; Kong Offer Share s by: (i) giving electronic instructions to HKSCC • agree that once your application has been accepted, you may via Central Clea ring and Settlement System (“CCASS”) (if you a re a not rescind it because of an innocent misrepresentation; CCASS Pa rticipant); or (ii) using a WHITE or YELLOW • agree that your application will be governed by the laws of Hong Applicati on Form, and lodge more than one application in your own Kong; name o n behalf of different beneficial owners. • represent, warrant and undertake that (i) you understand that C. Effect of completing and submitting this Application Form the Hong Kong Offer Shares have not been and will not be B y completing and submitting this Application F orm, you (and if you registered under the U.S. Securities Act; and (ii) you and any person for whose benefit you are applying for the Hong Kong are j oint applicants, each of you jointly and sev erally) for yourself or as Offer Shares are outside the United States (as defined in an age nt or a nominee on behalf of each pe rson for whom you act: • und ertake to execute all relevan t documents and instruct and Regulation S) or are a person described in paragraph (h)(3) of authori ze the Company and/o r the Joint Bookrunners (or their Rule 902 of Regulation S; • warrant that the information you have provided is true and agents or nominees), as age nts of the Company, to execute any documents fo r you and t o do on your behalf all things necessary accurate; • agree to accept the Hong Kong Offer Shares applied for, or any to register any Hong Kong Offer Shares allocated to you in the lesser number allocated to you under the application; name of HKSCC Nominees as required by the Articles of Association; • authorize the Company to place the name of the HKSCC
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authorize the Company to place the name of the HKSCC Nominees on the Company’s register of members as the holder(s) of any Hong Kong Offer Shares allocated to you, and the Company and/or its agents to deposit any share certificate(s) into CCASS and/or to send any refund cheque(s) to you or the first-named applicant for joint application by ordinary post at your own risk to the address stated on the application, unless you have chosen to collect refund cheque(s) in person;
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agree to comply with the Hong Kong Companies Ordinance and the Articles of Association;
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confirm that you have read the terms and conditions and application procedures set out in the Prospectus and in this Application Form and agree to be bound by them;
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confirm that you have received and read the Prospectus and have only relied on the information and representations
Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant
• agree that the shares to be allotted shall be issued in the name of no allotment of any Hong Kong Offer Shares will be made until the HKSCC Nominees and deposited directly into CCASS for credit application lists close. to your investor participant stock account or the stock account The Company expects to announce the fixed offer price, the level of of your designated CCASS participant; indication of interest in the International Offe ring, the level of • agree that each of HKSCC and HKSCC Nominees reserves the applications under the Hong Kong Public Offering a nd the basis of right (1) not to accept any or part of such allotted shares issued allocation of the Hong Kong Public Offer Shares o n Monday, in the name of HKSCC Nominees or not to accept such allotted November 11, 2013 in South China Morning Post (in Eng lish) and shares for deposit into CCASS; (2) to cause such allotted shares Hong Kong Economic Times (in Chinese), the website of the Stock to be withdrawn from CCASS and issued in your name at your Exchange at www.hkexnews.hk and the Company’s websit e at own risk and costs; and (3) to cause such allotted shares to be www.boyaa.com.hk . Resul ts of allocations in Hong Kong Public Offering, and the Hong Kong Identity Card/passport/Hong Kong issued in your name (or, if you are a joint applicant, to the firstbusiness registration numbers of successful applicants (where named applicant) and in such a case, to post the certificates for applicable) will be available on the above websites. such allotted shares at your own risk to the address on your application form by ordinary post or to make available the same If your application for Hong Kong Offer Shares is successful (in for your collection; whole or in part) • agree that each of HKSCC and HKSCC Nominees may adjust If your a pplication is wholly or partially successful, yo ur Share the number of allotted shares issued in the name of HKSCC certifi cate(s) (subject to their becoming valid certific ates of title Nominees; pro vided that the Hong Kong Public Offering has become • agree that neither HKSCC nor HKSCC Nominees shall have unconditional and not having been terminated at 8:00 a.m. on any liability for the information and representations not so November 12, 2013) will be issued in the name o f HKSCC Nominees contained in the Prospectus and this application form; a nd deposited directly into CCASS for credit t o your CCASS Investor • agree that neither HKSCC nor HKSCC Nominees shall be liable Participant stock account or the stock ac count of your designated to you in any way; CCASS Participant as instructed by you in your Application Form on • declare and represent that this is the only application made and November 11, 2013 or, in the even t of a contingency, on any other the only application intended by you to be made to benef it you date as shall be determined by H KSCC or HKSCC Nominees. or the person for whose benefit you are applying; • If you are applying thro ugh a designated CCASS Participant • understand that the Company and the Joint Book runners will (other than a CCASS I nvestor Participant): For Hong Kong Offer rely on your declarations and representations in d eciding whether Shares credited to t he stock account of your designated CCASS Participant (other th an a CCASS Investor Participant), you can or not to make any allotment of any of the Hong Kong Offer check the number of Hong Kong Offer Shares allotted to you Shares to you and that you may be pros ecuted for making a false declaration; with that CCAS S Participant. • (if the application is made for your o wn benefit) warrant that no • If you are a pplying as a CCASS Investor Participant: The Company expects to publish the results of CCASS Investor other application has been or will be made for your benefit on a WHITE or YELLOW A pplication Form or by giving Particip ants’ applications together with the results of the Hong electronic application instr uctions to HKSCC or through White Kon g Public Offering in South China Morning Post (in English) a nd Hong Kong Economic Times (in Chinese) on Monday, form eIPO Service by you or by any one as your agent or by November 11, 2013. You should check the announcement any other person; an d • (if you are makin g the application as an agent for the benefit of published by the Company and report any discrepancies to HKSCC before 5:00 p.m. on Monday, November 11, 2013 or another perso n) warrant that (i) no other application has been such other date as shall be determined by HKSCC or HKSCC or will be made by you as agent for or for the benefit of th at Nominees. Immediately after the credit of the Hong Kong Offer person o r by that person or by any other person as agent fo r that Shares to your stock account you can check your new account perso n on a WHITE or YELLOW Application For m or by balance via the CCASS Phone System and CCASS Internet gi ving electronic application instructions to HKSC C; and (ii) System (under the procedures contained in HKSCC’s “An you have due authority to sign the Application Form or give Operating Guide for Investor Participants” in effect from time electronic application instructions on behalf o f that other person to time). HKSCC will also make available to you an activity as their agent. statement showing the number of Hong Kong Offer Shares D. Power of attorney credited to your stock account. If your application is made through a n authorized attorney, the No receipt will be issued for application money paid. The Company Company and the Joint Bookrunne rs may accept or reject your will not issue temporary documents of title. application at their discretion, and on any conditions they think fit, including eviden ce of the attorn ey’s authority. Refund of your money If you do not receive any Hong Kong Offer Shares or if your Determination of Offer Price and Allocation of Hong Kong Offer application is accepted only in part, the Company will refund to you Shares
If you do not receive any Hong Kong Offer Shares or if your application is accepted only in part, the Company will refund to you your application monies (including the related 1% brokerage, 0.003% SFC transaction levy and 0.005% Stock Exchange trading fee) without interest. If the offer price is less than the maximum Offer Price, the Company will refund to you the surplus application monies (including the related 1% brokerage, 0.003% SFC transaction levy and 0.005% Stock Exchange trading fee) without interest.
The Offer Price is expected to be fixed on or around Tuesday, November 5, 2013. Applicants are required to pay the maximum Offer Price of HK$5.60 for each Hong Kong Offer Share together with 1% brokerage, 0.003% SFC transaction levy and 0.005% Stock Exchange trading fee. If the Offer Price is not agreed between the Company, and the Joint Bookrunners (on behalf of the underwriters) on or before Friday, November 8, 2013, the Global Offering will not proceed. Applications for Hong Kong Offer Shares will not be processed and
The refund procedures are stated in the “Dispatch/Collection of share certificates and refund monies” in the “How to Apply for Hong Kong Offer Shares” section of the Prospectus.
如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港發售股 份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持 有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格 Boyaa Interactive International Limited 博雅互動國際有限公司 (於開曼群島註冊成立的有限公司) 全球發售 申請條件 補充文件外, 不會依賴任何其他資料或陳述; ‧ 確認 閣 下知悉招股章程內有關全球發售的限制; 甲、可提出申請的人士 ‧ 同意本 公司、聯席賬簿管理人、包銷商、彼等各自 的 1. 閣下及 閣下為其利益提出申請的人士必須年滿18歲 董事 、高級職員、僱員、合夥人、代理、顧問及 參與 並有香港地址。 全球發售的任何其他人士現時及日後均毋須 對並非載 2. 如 閣下為商號,申請須以個別成員名義提出。 於招股章程(及其任何補充文件)的任何資 料及陳述負 3. 聯名申請人不得超過四名。 責; 4. 如 閣下為法人團體,申請須經獲正式授權人員簽 ‧ 承諾及確認 閣下或 閣下為其利 益提出申請的人士 署,並註明其所屬代表身份及蓋上公司印鑑。 並無申請或接納或表示有意認購 (亦不會申請或接納 5. 閣下必須身處美國境外,並非美國籍人士(定義見美 或表示有意認購)國際發售的 任何發售股份,也沒有 國證券法S規例),亦非中國法人或自然人。 ~~參與~~ 國際發售; 6. 除上市規則批准外,下列人士概不得申請認購任 何香 ‧ 同意在本公司、香港證 券登記處、收款銀行、聯席賬 港發售股份: 薄管理人、包銷商及 /或彼等各自的顧問及代理提出 ‧ 本公司及╱或其任何附屬公司股份的 現有實益擁 要求時,向彼等 披露其所要求提供有關 閣下及 閣 有人; 下為其利益提出 申請的人士的個人資料; ‧ 合資格董事; ‧ 若香港境外任何 地方的法例適用於 閣下的申請,則 ‧ 本公司關連人士或緊隨全球 發售完成後成為本公 同意及保證 閣下已遵守所有有關法例,且本公司、 司關連人士的人士; 聯席賬簿 管理人及包銷商和彼等各自的高級職員或顧 ‧ 上述任何人士的聯繫 人;或 問概不 會因接納 閣下的購買要約,或 閣下在招股 ‧ 已獲分配或已申請 或表示有意申請國際發售的任 章 程及本申請表格所載的條款及條件項下的權利及責 何發售股份。 任所引致的任何行動,而違反香港境外的任何法例; 乙、如 閣下為代名人 ‧ 同意 閣下的申請一經接納,即不得因無意的失實陳 閣下作為代名人可 提交超過一份香港發售股份申請,方法 述而撤銷; 是:(i)透過中 央結算及交收系統(「中央結算系統」)向香港 ‧ 同意 閣下的申請受香港法例規管; 結算發出電 子認購指示(如 閣下為中央結算系統參 與 ‧ 聲明、保證及承諾:(i)閣下明白香港發售股份不曾亦 者);或( ii)使用 白色 或 黃色 申請表格以自身名義代 表不同 不會根據美國證券法登記;及(ii)閣下及 閣下為其 的實 益擁有人提交超過一份申請。 利益申請香港發售股份的人士均身處美國境外(定義 丙、填交本申請表格的效用 見 S規例),或屬 S規例第 902條第 (h)(3)段所述的人 閣 下填妥並遞交本申請表格,即表示 閣下(如屬聯名申 士; ‧ 請人 ,即各人共同及個別)代表 閣 下本身,或作為 閣 保證 閣下提供的資料真實及準確; 下代其 行事的每位人士的代理或代 名人: ‧ 同意接納所申請數目或根據申請分配予 閣下但數目 ‧ 承諾 促使所有相關文件生 效,並指示及授權本公司及 較少的香港發售股份; ‧ ╱或作為 本公司代理的 聯席賬簿管理人(或彼等的代 授權本公司將香港結算代理人的名稱列入本公司股東 理或代名人) ,代表 閣下促使任何文件生效,並為 名冊,作為 閣下獲分配的任何香港發售股份的持有 按照組織章程細則的規定將 閣下獲分配的任何香港 人,並授權本公司及╱或其代理將任何股票存入中央 發售股份以香港結算代理人的名義登記; 結算系統及/或以普通郵遞方式按申請所示地址向
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‧ 授權本公司將香港結算代理人的名稱列入本公司股東 名冊,作為 閣下獲分配的任何香港發售股份的持有 人,並授權本公司及╱或其代理將任何股票存入中央 結算系統及/或以普通郵遞方式按申請所示地址向 閣下或聯名申請的首名申請人發送任何退款支票,郵 誤風險由 閣下承擔,除非 閣下已選擇親身領取退 款支票;
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‧ 確認 閣下已細閱招股章程及本申請表格所載的條款 及條件以及申請程序,並同意受其約束;
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‧ 同意獲配發的股份是以香港結算代理人的名義發行, 並直接存入中央結算系統,以便記存於 閣下的中央
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‧ 確認 閣下已接獲及細閱招股章程,提出申請時也僅 依據招股章程載列的資料及陳述,而除招股章程任何
‧ 同意遵守香港公司條例及組織章程細則;
如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港發售股 份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持 有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格
結算系統投資者戶口持有人股份戶口或 閣下的指定 中央結算系統參與者股份戶口;
本公司預期於二零一三年十一月十一日(星期一)在《南華 早報》(英文)、《香港經濟日報》(中文)、聯交所網站 ( www.hkexnews.hk )及本公司網站(及本公司網站(( www.boyaa.com.hk )公公 布協定發售價、國際發售踴躍程度、 香港公 開發售認購水 平及香港公開發售股份分配基準。 香港公開發售 的分配結 果以及成功申請人的香港身份 證╱護照╱香港商業 登記號 碼(如適用)亦同於上述網站 公布。
‧ 同意香港結算及香港結算代理人各自保留權利(1)不 ( www.hkexnews.hk )及本公司網站(及本公司網站(( www.boyaa.com.hk )公公 接納以香港結算代理人名義發行的該等獲配發的任何 布協定發售價、國際發售踴躍程度、 香港公 開發售認購水 或部分股份,或不接納該等獲配發的股份存入中央結 平及香港公開發售股份分配基準。 香港公開發售 的分配結 算系統;(2)促使該等獲配發的股份從中央結算系統 果以及成功申請人的香港身份 證╱護照╱香港商業 登記號 提取,並轉入 閣下名下,有關風險及費用概由 閣 碼(如適用)亦同於上述網站 公布。 下自行承擔;及(3)促使該等獲配發的股份以 閣下 如 閣下成功申請認購香港發售股份(全部或部分) 名義發行(或如屬聯名申請人,則以排名首位申請人 如 閣下的申請全 部或部分獲接納, 閣下的股票(前提 的名義發行),而在此情況下,會以普通郵遞方式將 是到二零一三年 十一月十二日上午八時正香港公開發售成 該等獲配發股份的股票寄往 閣下在申請表格上所示 為無條件而並 無終止,股票成為有效的所有權證明)將以 地址(郵誤風險概由 閣下自行承擔)或提供該等股票 香港結算 代理人名義發出,並按 閣下在申請表格的 指示 予 閣下領取; 於二零 一三年十一月十一日或在特別情況下由香港 結算或 ‧ 同意香港結算及香港結算代理人均可調整獲配發以香 香港 結算代理人指定的任何其他日期直接存入 中央結算系 港結算代理人名義發行的股份數目; 統,記入 閣下的中央結算系統投資者戶口 持有人股份戶 ‧ 同意香港結算及香港結算代理人對招股章程及本申請 口或 閣下指定的中央結算系統參與者股 份戶口。 表格未有載列的資料及陳述概不負責; ‧ 如 閣下透過中央結算系統投資 者戶口持有人以外的 ‧ 同意香港結算及香港結算代理人概不以任何方式對 指定中央結算系統參與者提出 申請:香港發售股份將 閣下負責; 存入 閣下指定的中央結算 系統參與者(非中央結算 ‧ 聲明及表示此乃 閣下為本身或 閣下為其利益 提出 系統投資者戶口持有人 )股份戶口, 閣下可向該中 申請的人士提出及擬提出的唯一申請; 央結算系統參與者查 詢 閣下獲配發的香港發售股份 ‧ 明白本公司及聯席賬簿管理人將依據 閣 下的聲明及 數目。 陳述而決定是否向 閣下分配任何香港 發售股份, ‧ 如 閣下以中央 結算系統投資者戶口持有人身份提出 閣下如作出虛假聲明,可能會被檢控 ; 申請:本公司預 期於二零一三年十一月十一日(星期 ‧ (如本申請是為 閣下本身利益提 出)保證 閣下或作 一)在《南華早 報》(英文)、《香港經濟日報》(中文)刊 為 閣下代理的任何人士或任 何其他人士不曾亦不會 登中央結算 系統投資者戶口持有人的申請結果及香港 為 閣下利益而以 白色 或 黃色 申請表格或透過香港結 公開發 售的結果。 閣下應查閱本公司刊發的公告, 算或 白表eIPO 服務發出 電子認購指示而提出其他申 如有 任何資料不符,請於二零一三年十一月十一日 請;及 (星期一)或香港結算或香港結算代理人釐定的任何其 ‧ (如 閣下作為代 理為另一人士的利益提出申請)保證 他日期下午五時正前知會香港結算。在香港發售股份 (i) 閣下(作為 代理或為該人士利益)或該人士或任何 存入 閣下的股份戶口後, 閣下即可透過「結算通」 其他作為該 人士代理的人士不曾亦不會以 白色 或 黃色 電話系統及中央結算系統互聯網系統(根據香港結算 申請表格 或向香港結算發出電子認購指示而提出其 他 當時生效的《投資者戶口操作簡介》所載程序)查詢 申請; 及(ii) 閣下獲正式授權作為該人士的代 理代 閣下的新戶口結餘。香港結算亦將向 閣下提供一份 為 簽署本表格或發出電子認購指示。 活動結單,列出存入 閣下股份戶口的香港發售股份 丁、授權書 數目。 如 閣下透過授權人士提出申請,本公司 及聯席賬簿管理 本公司不會就申請時繳付的款項發出收據,亦不會發出臨 人 可按其認為合適的條件(包括出示獲 授權證明)酌情接納 時所有權文件。 或拒絕 閣下的申請。 退回款項 釐定發售價及香港發售股份的分配 若 閣下未獲分配任何香港發售股份或申請僅部分獲接 預期發售價於 二零一三年十 一月五日(星期二)或前後釐 納,本公司將不計利息退回 閣下的申請股款(包括相關 定。申請人須繳 付每股香 港發售股份5.60港元的最高發售 的1%經紀佣金、0.003%證監會交易徵費及0.005%聯交所 價,另加1%經紀佣金、0.003%證監會交易徵費及0.005% 交易費)。如最終釐定的發售價低於最高發售價,本公司 聯交所交易費。倘若本公司與聯席賬簿管理人(代表包銷 將不計利息退回多收申請股款(包括相關的1%經紀佣金、 商)並無於二零一三年十一月八日(星期五)或之前協定發 0.003%證監會交易徵費及0.005%聯交所交易費)。 售價,全球發售將不會進行。
有關退款程序載於招股章程「如何申請香港發售股份」一節 「發送╱領取股票及退回股款」一段。
截止登記認購申請前概不處理香港發售股份的申請或配發 任何香港發售股份。
Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant
- disclosing relevant information to facilitate claims on entitlements; and
Personal Data
Personal Information Collection Statement • This Personal Information Collection Statement informs any other incidental or associated p urposes relating to the above and/or to enable t he Com pany and the the applicant for, and holder of, Hong Kong Offer Shares, Hong Kong Share Regist rar to disch arge their of the policies and practices of the Company and its Hong obligations to securities’ ho lders and/or regulat ors and/ Kong Share Registrar in relation to personal data and the or any other purposes t o which the securities’ ho lders Personal Data (Privacy) Ordinance (Chapter 486 of the Laws of Hong Kong) (the “Ordinance”). may from time to ti me agree. 1. Reasons for the collection of your personal data 3. Transfer of personal data Personal data hel d by the Company and its Hong Kong It is necessary for applicants and registered holders of Share Registr ar relating to the securities holders will be securities to supply correct personal data to the Company kept confide ntial but the Company and its Hong Kong Sh are or its agents and the Hong Kong Share Registrar when Registra r may, to the extent necessary for achieving any of applying for securities or transferring securities into or out the ab ove purposes, disclose or transfer (whether within or of their names or in procuring the services of the Hong ou tside Hong Kong) the personal data to any of the Kong Share Registrar. following: Failure to supply the requested data may result in your • the Company’s appointed agents such as financial application for securities being rejected, or in delay or the advisers, receiving bankers an d overseas principal inability of the Company or its Hong Kong Share Registrar share registrar; to effect transfers or otherwise render their services. It ma y • where applicants for secur ities request a deposit into also prevent or delay registration or transfers of the Hong CCASS, HKSCC or H KSCC Nominees, who will Kong Offer Shares which you have successfully applied use the personal da ta for the purposes of operating for and/or the dispatch of share certificate(s) and /or refund CCASS; cheque(s) to which you are entitled. • any agents, cont ractors or third-party service providers It is important that securities holders info rm the Company who offer adm inistrative, telecommunications, and the Hong Kong Share Registrar immediately of any computer, pay ment or other services to the Company inaccuracies in the personal data s upplied. or the Hon g Kong Share Registrar in connection with their res pective business operation; 2. Purposes • the S tock Exchange, the SFC and any other statutory The personal data of the s ecurities holders may be held re gulatory or governmental bodies or otherwise as and processed for the fo llowing purposes: required by laws, rules or regulations; and • • processing your application and refund cheque, where any persons or institutions with which the securities’ applicable, v erification of compliance with the terms holders have or propose to have dealings, such as their and applic ation procedures set out in this Applicatio n bankers, solicitors, accountants or stockbrokers etc. Form a nd the Prospectus and announcing result s of allo cation of the Hong Kong Offer Shares; 4. Access to and correction of personal data • c ompliance with applicable laws and regu lations in Securities holders have the right to ascertain whether the Hong Kong and elsewhere; Company or the Hong Kong Share Registrar hold their • registering new issues or transfers in to or out of the personal data, to obtain a copy of that data, and to correct names of securities’ holders i ncluding, where any data that is inaccurate. The Company and the Hong applicable, HKSCC Nominees ; Kong Share Registrar have the right to charge a reasonable • ma intaining or updating th e register of securities’ fee for the processing of such requests. holde rs of the Company; All requests for access to data or correction of data should • verifyin g securities ho lders’ identities; be addressed to us, at our registered address disclosed in • establishing benefit entitlements of securities’ holders the “Corporate Information” section of the Prospectus or of the Compan y , such as dividends, rights issues and as notified from time to time, for the attention of the bonus issues; company secretary, or our Hong Kong Share Registrar for • distributing communications from the Company and the attention of the privacy compliance officer.
- distributing communications from the Company and its subsidiaries;
By signing an Application Form or by giving electronic application instructions to HKSCC, you agree to all of the above.
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compiling statistical information and shareholder profiles;
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disclosing identities of successful applicants by way of press announcement(s) or otherwise;
如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港發售股 份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持 有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格
- ‧ 披露有關資料以便就權益索償;及
個人資料
‧ 與上述有關的任何其他附帶或相關目的及╱ 個人資料收集聲明 或使本公司及香港證券登 記處能 履行對證券 此項個人資料收集聲明是向香港發售股份的申請 持有人及╱或監管機構 承擔的責任及 ╱或證 人和持有人說明有關本公司及其香港證券登記處 券持有人不時同意的 任何其他目的。 有關個人資料和香港法例第486章《個人資料(私486章《個人資料(私章《個人資料(私 隱)條例》(「《條例》」)方面的政策和慣例。 3. 轉交個人資料 本公司及其香港 證券登記處所持有關證券持有人 1. 收集 閣下個人資料的原因 的個人資料 將會保密,但本公司及其香港證券登 證券申請人及登記持有人以本身名義申請證券或 , 記處可以 在為達到上述任何目的之必要情況下 轉讓或受讓證券時或尋求香港證券登記處的服務 向下 列任何人士披露或轉交(無論在香港境 內或 時,必須向本公司或其代理人及香港證券登記處 境 外)有關個人資料: 提供準確個人資料。 ‧ 本公司委任的代理人,例如財務 顧問、收款 未能提供所要求的資料可能導致 閣下申請證券 銀行和主要海外股份過戶登 記處; 被拒或延遲,或本公司或其香港證券登記處無法 ‧ (如證券申請人要求將證 券存於中央結算系 落實轉讓或提供服務。此舉也可能妨礙或延遲 登 ~~統)~~ 香港結算或香港結 算代理人;彼等將會 記或轉讓 閣下成功申請的香港發售股份 及╱或 就中央結算系統的 運作使用有關個人資料; 寄發 閣下應得的股票及╱或退款支票。 ‧ 向本公司或香港 證券登記處提供與其各自業 證券持有人所提供的個人資料如有 任何錯誤,須 務營運有關的 行政、電訊、電腦、付款或其 立即通知本公司及香港證券登記 處。 他服務的任何 代理人、承包商或第三方服務 供應商; 2. 目的 ‧ 聯交所 、證監會及任何其他法定監管機關或 證券持有人的個人資料 可作以下目的持有及處 政 府部門或遵照其他法例、規則或法規;及 理: ‧ 證券持有人與其進行或擬進行交易的任何人 ‧ 處理 閣下 的申請及退款支票(如適用)、核 士或機構,例如彼等的銀行、律師、會計師 實是否符 合本申請表格及招股章程載列的條 或股票經紀等。
此項個人資料收集聲明是向香港發售股份的申請 人和持有人說明有關本公司及其香港證券登記處 有關個人資料和香港法例第486章《個人資料(私486章《個人資料(私章《個人資料(私 隱)條例》(「《條例》」)方面的政策和慣例。
- ‧ 處理 閣下 的申請及退款支票(如適用)、核 實是否符 合本申請表格及招股章程載列的條 款和申 請程序以及公布香港發售股份的分 配 結 果;
4. 查閱和更正個人資料
證券持有人有權確定本公司或香港證券登記處是 否持有其個人資料,並有權索取有關該資料的副 本並更正任何不準確資料。本公司和香港證券登 記處有權就處理任何查閱資料的要求收取合理費 用。
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‧ 遵守香港及其他地區的適用法律及 法規;
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‧ 以證券持有人(包括香港結算代 理人(如適 用))的名義登記新發行證券 或轉讓或受讓證 券;
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‧ 存置 或更新本公司證券 持有人的名冊;
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‧ 核實證 券持有人的 身份;
所有查閱資料或更正資料的要求應按招股章程 「公司資料」一節所披露或不時通知的本公司註冊 地址送交公司秘書,或向本公司的香港證券登記 處的個人資料私隱事務主任提出。
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‧ 確定本公司 證券 持有人的受益權利,例如股 息、供股和紅股等;
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‧ 分發本公司及其附屬公司的通訊;
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‧ 編製統計數據和股東資料;
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‧ 透過報章公告或其他方式披露成功申請人士 之身份;
閣下簽署申請表格或向香港結算發出電子認購指 示,即表示同意上述各項。