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BOX INC — Director's Dealing 2023
Feb 1, 2023
31068_dirs_2023-02-01_03d8426d-a478-4bf4-aa62-c55ca06fd0fb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BOX INC (BOX)
CIK: 0001372612
Period of Report: 2023-01-30
Reporting Person: Smith Dylan C (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-01-30 | Class A Common Stock | M | 140000 | $4.63 | Acquired | 1428904 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-01-30 | Employee Stock Option (right to buy) | $4.63 | M | 140000 | Disposed | 2023-02-07 | Class A Common Stock (140000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 85000 | Indirect |
Footnotes
F1: Reporting Person exercised Employee Stock Options set to expire on 02/07/2023 and held the shares following the exercise.
F2: Certain of these shares are represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.
F3: The shares are held of record by the DCS GRAT of 2014, for which the Reporting Person serves as trustee.
F4: All of this option grant's shares became fully exercisable as of 02/01/2017.