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BOX INC — Director's Dealing 2022
Jan 27, 2022
31068_dirs_2022-01-27_27dfe1a8-2924-4a3b-a5ea-adab839f1544.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BOX INC (BOX)
CIK: 0001372612
Period of Report: 2022-01-25
Reporting Person: Smith Dylan C (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-01-25 | Class A Common Stock | M | 200949 | $0.00 | Acquired | 1300961 | Direct |
| 2022-01-25 | Class A Common Stock | M | 56875 | $0.00 | Acquired | 1357836 | Direct |
| 2022-01-25 | Class A Common Stock | M | 39051 | $0.00 | Acquired | 1396887 | Direct |
| 2022-01-25 | Class A Common Stock | M | 83125 | $0.00 | Acquired | 1480012 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-01-25 | Employee Stock Option (right to buy) | $1.16 | M | 200949 | Disposed | 2022-04-01 | Class A Common Stock (200949) | Direct |
| 2022-01-25 | Employee Stock Option (right to buy) | $1.16 | M | 56875 | Disposed | 2022-04-01 | Class A Common Stock (56875) | Direct |
| 2022-01-25 | Employee Stock Option (right to buy) | $1.16 | M | 39051 | Disposed | 2022-04-01 | Class A Common Stock (39051) | Direct |
| 2022-01-25 | Employee Stock Option (right to buy) | $1.16 | M | 83125 | Disposed | 2022-04-01 | Class A Common Stock (83125) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 85000 | Indirect |
Footnotes
F1: The shares are held of record by the DCS GRAT of 2014, for which the Reporting Person serves as trustee.
F2: The transactions reported on this Form 4 represent the exercise by the Reporting Person of stock options that were set to expire on April 1, 2022. All of this option grant's shares became fully exercisable as of 1/1/2015.
F3: The transactions reported on this Form 4 represent the exercise by the Reporting Person of stock options that were set to expire on April 1, 2022. All of this option grant's shares became fully exercisable as of 1/1/2016
F4: The transactions reported on this Form 4 represent the exercise by the Reporting Person of stock options that were set to expire on April 1, 2022. All of this option grant's shares became fully exercisable as of 12/1/2014.