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BOX INC — Director's Dealing 2022
Mar 12, 2022
31068_dirs_2022-03-11_0a14387c-3622-42d5-b570-c6c5e20d6944.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BOX INC (BOX)
CIK: 0001372612
Period of Report: 2022-03-10
Reporting Person: Levie Aaron (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-03-10 | Class A Common Stock | M | 770000 | $1.16 | Acquired | 3011275 | Direct |
| 2022-03-10 | Class A Common Stock | M | 1230000 | $4.00 | Acquired | 4241275 | Direct |
| 2022-03-10 | Class A Common Stock | F | 50101 | — | Disposed | 4191174 | Direct |
| 2022-03-10 | Class A Common Stock | F | 867953 | — | Disposed | 3323221 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-03-10 | Employee Stock Option (right to buy) | $1.16 | M | 770000 | Disposed | 2022-04-01 | Class A Common Stock (770000) | Direct |
| 2022-03-10 | Employee Stock Option (right to buy) | $4.00 | M | 410000 | Disposed | 2022-04-01 | Class A Common Stock (410000) | Direct |
| 2022-03-10 | Employee Stock Option (right to buy) | $4.00 | M | 410000 | Disposed | 2022-04-01 | Class A Common Stock (410000) | Direct |
| 2022-03-10 | Employee Stock Option (right to buy) | $4.00 | M | 410000 | Disposed | 2022-04-27 | Class A Common Stock (410000) | Direct |
Footnotes
F1: Shares owned by the Reporting Person that were delivered to the Company in payment of the aggregate exercise price with respect to 508,082 stock options that were set to expire in April 2022. The net result was an increase of 457,981 shares held.
F2: Shares withheld for the payment of exercise price and tax withholding with respect to the exercise of shares otherwise deliverable to the Reporting Person upon the exercise of 1,491,918 stock options that were set to expire in April 2022. The net result was an increase of 623,965 shares held.
F3: The shares subject to the option were fully vested and exercisable.