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BOX INC — Director's Dealing 2022
Dec 7, 2022
31068_dirs_2022-12-06_eff15d7b-ce5d-4456-84a0-c784f94cfaee.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BOX INC (BOX)
CIK: 0001372612
Period of Report: 2022-12-02
Reporting Person: LEVIN DANIEL J (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-12-02 | Class A Common Stock | M | 59914 | $0.00 | Acquired | 59914 | Indirect |
| 2022-12-02 | Class A Common Stock | S | 59914 | $28.939 | Disposed | 0 | Indirect |
| 2022-12-05 | Class A Common Stock | M | 42847 | $0.00 | Acquired | 42847 | Indirect |
| 2022-12-05 | Class A Common Stock | S | 42847 | $28.184 | Disposed | 0 | Indirect |
| 2022-12-06 | Class A Common Stock | M | 933 | $0.00 | Acquired | 933 | Indirect |
| 2022-12-06 | Class A Common Stock | S | 933 | $28.014 | Disposed | 0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-12-02 | Employee Stock Option (right to buy) | $4.63 | M | 50000 | Disposed | 2023-04-19 | Class A Common Stock (50000) | Indirect |
| 2022-12-02 | Employee Stock Option (right to buy) | $12.09 | M | 9914 | Disposed | 2026-05-24 | Class A Common Stock (9914) | Indirect |
| 2022-12-05 | Employee Stock Option (right to buy) | $12.09 | M | 42847 | Disposed | 2026-05-24 | Class A Common Stock (42847) | Indirect |
| 2022-12-06 | Employee Stock Option (right to buy) | $12.09 | M | 933 | Disposed | 2026-05-24 | Class A Common Stock (933) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 36888 | Direct |
Footnotes
F1: The shares are held of record by Daniel J. Levin and Naomi J. Andrews, as Trustees of the Levin/Andrews Family Trust.
F2: This sale price represents the weighted average sale price of the shares sold ranging from $28.54 to $29.14 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F3: This sale price represents the weighted average sale price of the shares sold ranging from $28.00 to $28.59 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F4: This sale price represents the weighted average sale price of the shares sold ranging from $28.00 to $28.06 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F5: All of this option grant's shares became fully exercisable as of 12/01/2016.
F6: 149,999 of this option grant's shares became fully exercisable as of 3/20/2018. The remaining options were subsequently cancelled due to the terms of the grant.