Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

BOX INC Director's Dealing 2022

Dec 16, 2022

31068_dirs_2022-12-15_b3d1be3c-0033-429e-83d5-46c255819431.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BOX INC (BOX)
CIK: 0001372612
Period of Report: 2022-12-13

Reporting Person: LEVIN DANIEL J (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-12-13 Class A Common Stock M 50000 $4.63 Acquired 50000 Indirect
2022-12-13 Class A Common Stock M 6340 $17.85 Acquired 56340 Indirect
2022-12-13 Class A Common Stock M 73506 $17.85 Acquired 129846 Indirect
2022-12-13 Class A Common Stock M 1 $14.05 Acquired 129847 Indirect
2022-12-13 Class A Common Stock S 73506 $31.385 Disposed 56341 Indirect
2022-12-14 Class A Common Stock M 76494 $17.85 Acquired 132835 Indirect
2022-12-14 Class A Common Stock S 76494 $31.559 Disposed 56341 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2022-12-13 Employee Stock Option (right to buy) $4.63 M 50000 Disposed 2023-04-19 Class A Common Stock (50000) Indirect
2022-12-13 Employee Stock Option (right to buy) $17.85 M 6340 Disposed 2024-04-02 Class A Common Stock (6340) Indirect
2022-12-13 Employee Stock Option (right to buy) $17.85 M 73506 Disposed 2024-04-02 Class A Common Stock (73506) Indirect
2022-12-13 Employee Stock Option (right to buy) $14.05 M 1 Disposed 2025-01-02 Class A Common Stock (1) Indirect
2022-12-14 Employee Stock Option (right to buy) $17.85 M 76494 Disposed 2024-04-02 Class A Common Stock (76494) Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 36888 Direct

Footnotes

F1: The shares are held of record by Daniel J. Levin and Naomi J. Andrews, as Trustees of the Levin/Andrews Family Trust.

F2: This sale price represents the weighted average sale price of the shares sold ranging from $31.11 to $31.63 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3: This sale price represents the weighted average sale price of the shares sold ranging from $31.09 to $31.99 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F4: All of this option grant's shares became fully exercisable as of 02/01/2017.

F5: All of this option grant's shares became fully exercisable as of 01/01/2018.

F6: All of this option grant's shares became fully exercisable as of 02/01/2018.

F7: 1 of this option grant's shares became fully exercisable as of 01/20/2017. The remaining options were subsequently cancelled due to the terms of the grant.