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BOX INC Director's Dealing 2020

Jun 4, 2020

31068_dirs_2020-06-04_4aec2636-cc51-4404-a889-2ade364ca2bf.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BOX INC (BOX)
CIK: 0001372612
Period of Report: 2020-06-02

Reporting Person: LEVIN DANIEL J (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-06-02 Class A Common Stock M 151945 $0.00 Acquired 280545 Indirect
2020-06-02 Class A Common Stock S 151945 $19.83 Disposed 128600 Indirect
2020-06-03 Class A Common Stock M 23185 $0.00 Acquired 151785 Indirect
2020-06-03 Class A Common Stock S 23185 $19.85 Disposed 128600 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-06-02 Employee Stock Option (right to buy) $4.63 M 151945 Disposed 2023-04-19 Class A Common Stock (151945) Indirect
2020-06-03 Employee Stock Option (right to buy) $4.63 M 23185 Disposed 2023-04-19 Class A Common Stock (23185) Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 11106 Direct

Footnotes

F1: The shares are held of record by Daniel J. Levin and Naomi J. Andrews, as Trustees of the Levin/Andrews Family Trust.

F2: This sale price represents the weighted average sale price of the shares sold ranging from $19.80 to $19.94 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3: This sale price represents the weighted average sale price of the shares sold ranging from $19.81 to $19.94 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.