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BOX INC Director's Dealing 2018

Jan 11, 2018

31068_dirs_2018-01-10_5e8ee612-a6b5-4f31-93e4-e3b5081a0932.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BOX INC (BOX)
CIK: 0001372612
Period of Report: 2018-01-08

Reporting Person: Draper Fisher Jurvetson Fund VIII L P (10% Owner)
Reporting Person: DRAPER FISHER JURVETSON GROWTH FUND 2006 LP (10% Owner)
Reporting Person: DRAPER FISHER JURVETION PARTNERS GROWTH FUND 2006 LLC (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-01-08 Class A Common Stock C 1490428 Acquired 1490428 Indirect
2018-01-08 Class A Common Stock J 1490428 Disposed 0 Indirect
2018-01-08 Class A Common Stock C 33121 Acquired 33121 Indirect
2018-01-08 Class A Common Stock J 33121 Disposed 0 Indirect
2018-01-08 Class A Common Stock C 466056 Acquired 466056 Indirect
2018-01-08 Class A Common Stock J 466056 Disposed 0 Indirect
2018-01-08 Class A Common Stock C 12630 Acquired 12630 Indirect
2018-01-08 Class A Common Stock J 12630 Disposed 0 Indirect
2018-01-08 Class A Common Stock J 368647 Acquired 368647 Indirect
2018-01-08 Class A Common Stock J 368647 Disposed 0 Indirect
2018-01-08 Class A Common Stock J 102975 Acquired 102975 Indirect
2018-01-08 Class A Common Stock J 102975 Disposed 0 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-01-08 Class B Common Stock $ C 1490428 Disposed Class A Common Stock (1490428) Indirect
2018-01-08 Class B Common Stock $ C 33121 Disposed Class A Common Stock (33121) Indirect
2018-01-08 Class B Common Stock $ C 466056 Disposed Class A Common Stock (466056) Indirect
2018-01-08 Class B Common Stock $ C 12630 Disposed Class A Common Stock (12630) Indirect

Footnotes

F1: Represents the conversion of Class B Common Stock into Class A Common Stock held by Draper Fisher Jurvetson Fund VIII, L.P. (Fund VIII).

F2: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX).

F3: Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

F4: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey, Timothy C. Draper and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

F5: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund VIII to its partners or members and includes the subsequent distribution by Draper Fisher Jurvetson Fund VIII Partners, L.P. to its respective partners or members.

F6: Represents the conversion of Class B Common Stock into Class A Common Stock held by Partners VIII.

F7: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Partners VIII to its partners or members.

F8: Represents the conversion of Class B Common Stock into Class A Common Stock held by Fund IX.

F9: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund IX to its partners or members and includes the subsequent distribution by Draper Fisher Jurvetson Fund IX Partners, L.P. to its respective partners or members.

F10: Represents the conversion of Class B Common Stock into Class A Common Stock held by Partners IX.

F11: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Partners IX to its partners or members.

F12: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Fund VIII.

F13: Shares held by Draper Fisher Jurvetson Fund VIII Partners, L.P. (Fund VIII Partners).

F14: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund VIII Partners to its partners or members.

F15: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Fund IX.

F16: Shares held by Draper Fisher Jurvetson Fund IX Partners, L.P. (Fund IX Partners).

F17: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund IX Partners to its partners or members.

F18: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F19: 1,170,740 of these shares are owned directly by DALP, 466,056 of these shares are owned directly by Fund IX, 1,490,429 of these shares are owned directly by Fund VIII, 12,626 of these shares are owned directly by Partners IX, 33,117 of these shares are owned directly by Partners VIII, 556,218 of these shares are owned directly by Growth Fund, and 44,968 of these shares are owned directly by Growth Partners.