Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

BOX INC Director's Dealing 2018

Feb 14, 2018

31068_dirs_2018-02-13_356e419a-df0f-4995-820d-60644a0f02c4.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BOX INC (BOX)
CIK: 0001372612
Period of Report: 2018-02-12

Reporting Person: Smith Dylan C (Director, Chief Financial Officer, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-02-12 Class A Common Stock C 13000 $0.00 Acquired 13000 Direct
2018-02-12 Class A Common Stock S 13000 $20.423 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-02-12 Class B Common Stock $ C 13000 Disposed Class A Common Stock (13000) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Class B Common Stock $ Class A Common Stock (85000) 85000 Indirect

Footnotes

F1: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 4, 2017.

F2: This sale price represents the weighted average sale price of the shares sold ranging from $20.19 to $20.59 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4: The shares are held of record by the DCS GRAT of 2014, for which the Reporting Person serves as trustee.