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BOX INC Director's Dealing 2018

Mar 16, 2018

31068_dirs_2018-03-15_b71919f4-230a-4876-837e-83298d657990.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BOX INC (BOX)
CIK: 0001372612
Period of Report: 2018-03-13

Reporting Person: McGoff Peter M (Chief Legal Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-03-13 Class A Common Stock C 2079 $0.00 Acquired 273166 Direct
2018-03-13 Class A Common Stock S 2079 $21.131 Disposed 271087 Direct
2018-03-14 Class A Common Stock C 39183 $0.00 Acquired 310270 Direct
2018-03-14 Class A Common Stock S 39183 $20.821 Disposed 271087 Direct
2018-03-15 Class A Common Stock C 18738 $0.00 Acquired 289825 Direct
2018-03-15 Class A Common Stock S 18738 $20.758 Disposed 271087 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-03-13 Employee Stock Option (right to buy) $1.16 M 2079 Disposed 2022-04-27 Class B Common Stock (2079) Direct
2018-03-13 Class B Common Stock $ M 2079 Acquired Class A Common Stock (2079) Direct
2018-03-13 Class B Common Stock $ C 2079 Disposed Class A Common Stock (2079) Direct
2018-03-14 Employee Stock Option (right to buy) $1.16 M 39183 Disposed 2022-04-27 Class B Common Stock (39183) Direct
2018-03-14 Class B Common Stock $ M 39183 Acquired Class A Common Stock (39183) Direct
2018-03-14 Class B Common Stock $ C 39183 Disposed Class A Common Stock (39183) Direct
2018-03-15 Employee Stock Option (right to buy) $1.16 M 18738 Disposed 2022-04-27 Class B Common Stock (18738) Direct
2018-03-15 Class B Common Stock $ M 18738 Acquired Class A Common Stock (18738) Direct
2018-03-15 Class B Common Stock $ C 18738 Disposed Class A Common Stock (18738) Direct

Footnotes

F1: Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of Reporting Person.

F2: Includes 253,438 RSUs that represent contingent rights to receive 253,438 shares of the Issuer's Class A Common Stock upon settlement.

F3: Includes 6,642 RSUs that represent contingent rights to receive 6,642 shares of the Issuer's Class B Common Stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4: This sale price represents the weighted average sale price of the shares sold ranging from $21.10 to $21.15 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F5: This sale price represents the weighted average sale price of the shares sold ranging from $20.75 to $20.93 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F6: This sale price represents the weighted average sale price of the shares sold ranging from $20.75 to $20.80 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F7: All of this option grant's shares became fully exercisable as of 4/23/2016

F8: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.