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BOX INC — Director's Dealing 2018
Mar 16, 2018
31068_dirs_2018-03-15_b71919f4-230a-4876-837e-83298d657990.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BOX INC (BOX)
CIK: 0001372612
Period of Report: 2018-03-13
Reporting Person: McGoff Peter M (Chief Legal Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-03-13 | Class A Common Stock | C | 2079 | $0.00 | Acquired | 273166 | Direct |
| 2018-03-13 | Class A Common Stock | S | 2079 | $21.131 | Disposed | 271087 | Direct |
| 2018-03-14 | Class A Common Stock | C | 39183 | $0.00 | Acquired | 310270 | Direct |
| 2018-03-14 | Class A Common Stock | S | 39183 | $20.821 | Disposed | 271087 | Direct |
| 2018-03-15 | Class A Common Stock | C | 18738 | $0.00 | Acquired | 289825 | Direct |
| 2018-03-15 | Class A Common Stock | S | 18738 | $20.758 | Disposed | 271087 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-03-13 | Employee Stock Option (right to buy) | $1.16 | M | 2079 | Disposed | 2022-04-27 | Class B Common Stock (2079) | Direct |
| 2018-03-13 | Class B Common Stock | $ | M | 2079 | Acquired | Class A Common Stock (2079) | Direct | |
| 2018-03-13 | Class B Common Stock | $ | C | 2079 | Disposed | Class A Common Stock (2079) | Direct | |
| 2018-03-14 | Employee Stock Option (right to buy) | $1.16 | M | 39183 | Disposed | 2022-04-27 | Class B Common Stock (39183) | Direct |
| 2018-03-14 | Class B Common Stock | $ | M | 39183 | Acquired | Class A Common Stock (39183) | Direct | |
| 2018-03-14 | Class B Common Stock | $ | C | 39183 | Disposed | Class A Common Stock (39183) | Direct | |
| 2018-03-15 | Employee Stock Option (right to buy) | $1.16 | M | 18738 | Disposed | 2022-04-27 | Class B Common Stock (18738) | Direct |
| 2018-03-15 | Class B Common Stock | $ | M | 18738 | Acquired | Class A Common Stock (18738) | Direct | |
| 2018-03-15 | Class B Common Stock | $ | C | 18738 | Disposed | Class A Common Stock (18738) | Direct |
Footnotes
F1: Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of Reporting Person.
F2: Includes 253,438 RSUs that represent contingent rights to receive 253,438 shares of the Issuer's Class A Common Stock upon settlement.
F3: Includes 6,642 RSUs that represent contingent rights to receive 6,642 shares of the Issuer's Class B Common Stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F4: This sale price represents the weighted average sale price of the shares sold ranging from $21.10 to $21.15 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F5: This sale price represents the weighted average sale price of the shares sold ranging from $20.75 to $20.93 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F6: This sale price represents the weighted average sale price of the shares sold ranging from $20.75 to $20.80 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F7: All of this option grant's shares became fully exercisable as of 4/23/2016
F8: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.