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BOX INC — Director's Dealing 2018
Mar 17, 2018
31068_dirs_2018-03-16_6d6779ef-fd97-4191-a50a-00ab5c5f52dc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BOX INC (BOX)
CIK: 0001372612
Period of Report: 2018-03-15
Reporting Person: LEVIN DANIEL J (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-03-15 | Class A Common Stock | C | 100000 | $0.00 | Acquired | 100000 | Indirect |
| 2018-03-15 | Class A Common Stock | S | 100000 | $20.908 | Disposed | 0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-03-15 | Class B Common Stock | $ | C | 100000 | Disposed | Class A Common Stock (100000) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 5790 | Direct |
Footnotes
F1: The shares are held of record by Daniel J. Levin and Naomi J. Andrews, as Trustees of the Levin/Andrews Family Trust.
F2: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 10, 2017.
F3: This sale price represents the weighted average sale price of the shares sold ranging from $20.52 to $21.10 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F4: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.