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BOX INC — Director's Dealing 2018
Mar 23, 2018
31068_dirs_2018-03-22_c1e67da0-0a09-43e7-92fc-a1d303bf6e8d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BOX INC (BOX)
CIK: 0001372612
Period of Report: 2018-03-20
Reporting Person: McGoff Peter M (Chief Legal Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-03-20 | Class A Common Stock | F | 10641 | $21.69 | Disposed | 260626 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $ | Class A Common Stock (15492) | 15492 | Direct |
Footnotes
F1: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units (RSUs) and does not represent a sale by the Reporting Person.
F2: Includes 1,334 shares acquired in March 2018 by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan.
F3: Includes 4,688 RSUs that represent contingent rights to receive 4,688 shares of the Issuer's Class B Common Stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F4: Includes 225,000 RSUs that represent contingent rights to receive 225,000 shares of the Issuer's Class A Common Stock upon settlement.
F5: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F6: Includes 1,154 shares of Class B Common Stock issued in connection with the net settlement of RSUs on March 20, 2018