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BOX INC Director's Dealing 2018

May 14, 2018

31068_dirs_2018-05-14_846bb27a-1499-46a0-bdd2-4fadec06cda0.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BOX INC (BOX)
CIK: 0001372612
Period of Report: 2018-05-10

Reporting Person: Draper Fisher Jurvetson Fund VIII L P (10% Owner)
Reporting Person: DRAPER FISHER JURVETSON PARTNERS VIII LLC (10% Owner)
Reporting Person: Draper Fisher Jurvetson Fund IX LP (10% Owner)
Reporting Person: Draper Fisher Jurvetson Partners IX, LLC (10% Owner)
Reporting Person: DRAPER ASSOCIATES L P (10% Owner)
Reporting Person: DRAPER TIMOTHY C (10% Owner)
Reporting Person: Fisher John H N (10% Owner)
Reporting Person: BAILEY MARK W (10% Owner)
Reporting Person: Schuler Barry (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-05-10 Class A Common Stock C 556218 Acquired 556218 Indirect
2018-05-10 Class A Common Stock J 556218 Disposed 0 Indirect
2018-05-10 Class A Common Stock C 44968 Acquired 44968 Indirect
2018-05-10 Class A Common Stock J 44968 Disposed 0 Indirect
2018-05-10 Class A Common Stock J 83637 Acquired 83637 Indirect
2018-05-10 Class A Common Stock J 83637 Disposed 0 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-05-10 Class B Common Stock $ C 556218 Disposed Class A Common Stock (556218) Indirect
2018-05-10 Class B Common Stock $ C 44968 Disposed Class A Common Stock (44968) Indirect

Footnotes

F1: Represents the conversion of Class B Common Stock into Class A Common Stock held by Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund).

F2: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Draper Fisher Jurvetson Fund VIII, L.P. (Fund VIII) and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX).

F3: Timothy C. Draper and John H.N. Fisher are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper and John H.N. Fisher. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

F4: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey and Timothy C. Draper. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

F5: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Growth Fund to its partners or members and includes the subsequent distribution by Draper Fisher Jurvetson Growth Fund 2006 Partners, L.P. (Growth Fund 2006 Partners) to its respective partners or members.

F6: Represents the conversion of Class B Common Stock into Class A Common Stock held by Growth Partners.

F7: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Growth Partners to its partners or members.

F8: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Growth Fund.

F9: Shares held by Growth Fund 2006 Partners.

F10: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Growth Fund 2006 Partners to its partners or members.

F11: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F12: Shares held by DALP.