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BOX INC — Director's Dealing 2018
Jun 6, 2018
31068_dirs_2018-06-05_29031edd-d80f-421a-9851-b9b0fc903290.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BOX INC (BOX)
CIK: 0001372612
Period of Report: 2018-06-01
Reporting Person: McGoff Peter M (Chief Legal Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-06-01 | Class A Common Stock | M | 14843 | $0.00 | Acquired | 45781 | Direct |
| 2018-06-01 | Class A Common Stock | C | 65000 | $0.00 | Acquired | 110781 | Direct |
| 2018-06-01 | Class A Common Stock | C | 25000 | $0.00 | Acquired | 135781 | Direct |
| 2018-06-01 | Class A Common Stock | C | 29687 | $0.00 | Acquired | 165468 | Direct |
| 2018-06-01 | Class A Common Stock | C | 15492 | $0.00 | Acquired | 180960 | Direct |
| 2018-06-01 | Class A Common Stock | S | 150022 | $26.31 | Disposed | 30938 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-06-01 | Employee Stock Option (right to buy) | $1.16 | M | 65000 | Disposed | 2022-04-27 | Class B Common Stock (65000) | Direct |
| 2018-06-01 | Employee Stock Option (right to buy) | $17.85 | M | 25000 | Disposed | 2024-04-02 | Class B Common Stock (25000) | Direct |
| 2018-06-01 | Employee Stock Option (right to buy) | $14.05 | M | 29687 | Disposed | 2025-01-02 | Class B Common Stock (29687) | Direct |
| 2018-06-01 | Employee Stock Option (right to buy) | $17.52 | M | 14843 | Disposed | 2025-06-18 | Class A Common Stock (14843) | Direct |
| 2018-06-01 | Class B Common Stock | $ | M | 65000 | Acquired | Class A Common Stock (65000) | Direct | |
| 2018-06-01 | Class B Common Stock | $ | M | 25000 | Acquired | Class A Common Stock (25000) | Direct | |
| 2018-06-01 | Class B Common Stock | $ | M | 29687 | Acquired | Class A Common Stock (29687) | Direct | |
| 2018-06-01 | Class B Common Stock | $ | C | 65000 | Disposed | Class A Common Stock (65000) | Direct | |
| 2018-06-01 | Class B Common Stock | $ | C | 25000 | Disposed | Class A Common Stock (25000) | Direct | |
| 2018-06-01 | Class B Common Stock | $ | C | 29687 | Disposed | Class A Common Stock (29687) | Direct | |
| 2018-06-01 | Class B Common Stock | $ | C | 15492 | Disposed | Class A Common Stock (15492) | Direct |
Footnotes
F1: This number reflects the cancellation of unvested RSUs in connection with the Reporting Person's departure from Box, Inc., as reported in the Form 8-K that was filed with the SEC on 5/8/2018.
F2: This sale price represents the weighted average sale price of the shares sold ranging from $25.99 to $26.51 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F3: All of this option grant's shares became fully exercisable as of 4/23/2016.
F4: All of this option grant's shares became fully exercisable as of 02/01/18.
F5: One fourth of the shares subject to the option vested on March 20, 2016 and one forty-eighth of the shares vest monthly thereafter, provided that the Reporting Person was a Service Provider as of each vesting date.
F6: This number reflects the cancellation of unvested options in connection with the Reporting Person's departure from Box, Inc., as reported in the Form 8-K that was filed with the SEC on 5/8/2018.
F7: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.