BOX INC — Director's Dealing 2018

Jun 19, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BOX INC (BOX)
CIK: 0001372612
Period of Report: 2018-06-14

Reporting Person: Levie Aaron (Director, Chief Executive Officer, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-06-14	Class A Common Stock	C	2565372	$0.00	Acquired	2598072	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-06-14	Class B Common Stock	$	C	2565372	Disposed		Class A Common Stock (0)	Direct
2018-06-14	Employee Stock Option (right to buy)	$0.29	J	588841	Disposed	2020-07-14	Class B Common Stock (588841)	Direct
2018-06-14	Employee Stock Option (right to buy)	$0.29	J	588841	Acquired	2020-07-14	Class A Common Stock (588841)	Direct
2018-06-14	Employee Stock Option (right to buy)	$0.59	J	25000	Disposed	2021-04-06	Class B Common Stock (25000)	Direct
2018-06-14	Employee Stock Option (right to buy)	$0.59	J	25000	Acquired	2021-04-06	Class A Common Stock (25000)	Direct
2018-06-14	Employee Stock Option (right to buy)	$1.16	J	770000	Disposed	2022-04-01	Class B Common Stock (770000)	Direct
2018-06-14	Employee Stock Option (right to buy)	$1.16	J	770000	Acquired	2022-04-01	Class A Common Stock (770000)	Direct
2018-06-14	Employee Stock Option (right to buy)	$4.00	J	410000	Disposed	2022-04-01	Class B Common Stock (410000)	Direct
2018-06-14	Employee Stock Option (right to buy)	$4.00	J	410000	Acquired	2022-04-01	Class A Common Stock (410000)	Direct
2018-06-14	Employee Stock Option (right to buy)	$4.00	J	410000	Disposed	2022-04-01	Class B Common Stock (410000)	Direct
2018-06-14	Employee Stock Option (right to buy)	$4.00	J	410000	Acquired	2022-04-01	Class A Common Stock (410000)	Direct
2018-06-14	Employee Stock Option (right to buy)	$4.00	J	410000	Disposed	2022-04-26	Class B Common Stock (410000)	Direct
2018-06-14	Employee Stock Option (right to buy)	$4.00	J	410000	Acquired	2022-04-26	Class A Common Stock (410000)	Direct

Footnotes

F1: This does not represent a sale or purchase of Issuer's common stock; rather, it represents the automatic conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock, which occurred when outstanding Class B Common Stock no longer represented at least 5% of the Issuer's total outstanding common stock, as set forth in the Issuer's Amended and Restated Certificate of Incorporation.

F2: In connection with the automatic conversion described in footnote (1) above, outstanding Class B Common Stock restricted stock units and options that were issued under the Issuer's 2011 Equity Incentive Plan and 2006 Stock Incentive Plan remain unchanged, except that the underlying shares are now Class A Common Stock.

F3: The shares subject to the option are fully vested and exercisable.