BOX INC — Director's Dealing 2017

Jun 9, 2017

SEC Form 4/A — Form 4/A

Issuer: BOX INC (BOX)
CIK: 0001372612
Period of Report: 2017-06-02

Reporting Person: Presidio Management Group IX, L.L.C. (10% Owner)
Reporting Person: U S Venture Partners IX L P (10% Owner)
Reporting Person: FEDERMAN IRWIN (10% Owner)
Reporting Person: LIDDLE DAVID E (10% Owner)
Reporting Person: Matteucci Paul A (10% Owner)
Reporting Person: ROOT JONATHAN D (10% Owner)
Reporting Person: Tansey Casey M (10% Owner)
Reporting Person: YOUNG PHILIP M (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-06-02	Class A Common Stock	C	8000000	—	Acquired	8000000	Indirect
2017-06-02	Class A Common Stock	J	8000000	—	Disposed	0	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-06-02	Class B Common Stock	$	C	8000000	Disposed		Class A Common Stock (8000000)	Indirect

Footnotes

F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2: Prorata distribution in kind from the partnership without consideration to its limited partners.

F3: The shares are held of record by U.S. Venture Partners IX, L.P. ("USVP IX"). Presidio Management Group IX, LLC ("PMG IX") is the general partner of USVP IX and may be deemed to have sole voting and dispositive power over the shares held by USVP IX. Steven M. Krausz, a director of the Issuer, and each of Irwin Federman, David E. Liddle, Paul A Matteucci, Jonathan D. Root, Casey M. Tansey, and Philip M. Young, are managing members of PMG IX, and may be deemed to share voting and dispositive power over the shares held by USVP IX. Such persons and entities disclaim beneficial ownership of shares held by USVP IX, except to the extent of any proportionate pecuniary interest therein.