BOX INC — Director's Dealing 2017

Jul 12, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BOX INC (BOX)
CIK: 0001372612
Period of Report: 2017-07-05

Reporting Person: Draper Fisher Jurvetson Fund VIII L P (10% Owner)
Reporting Person: DRAPER FISHER JURVETSON PARTNERS VIII LLC (10% Owner)
Reporting Person: Draper Fisher Jurvetson Fund IX LP (10% Owner)
Reporting Person: Draper Fisher Jurvetson Partners IX, LLC (10% Owner)
Reporting Person: DRAPER ASSOCIATES L P (10% Owner)
Reporting Person: DRAPER TIMOTHY C (10% Owner)
Reporting Person: Fisher John H N (10% Owner)
Reporting Person: Jurvetson Stephen T (10% Owner)
Reporting Person: BAILEY MARK W (10% Owner)
Reporting Person: Schuler Barry (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-07-05	Class A Common Stock	C	320000	—	Acquired	320000	Indirect
2017-07-05	Class A Common Stock	S	320000	$18.067	Disposed	0	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-07-05	Class B Common Stock	$	C	320000	Disposed		Class A Common Stock (320000)	Indirect

Footnotes

F1: Represents the conversion of Class B Common Stock into Class A Common Stock held by Draper Associates, L.P. (DALP).

F2: The General Partner of DALP is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Draper Fisher Jurvetson Fund VIII, L.P. (Fund VIII) and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX).

F3: Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

F4: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey, Timothy C. Draper and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

F5: This sale price represents the weighted average sale price of the shares sold ranging from $18.04 to $18.21 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F6: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7: 1,170,740 of these shares are owned directly by DALP, 2,330,280 of these shares are owned directly by Fund IX, 7,452,141 of these shares are owned directly by Fund VIII, 63,146 of these shares are owned directly by Partners IX, 165,601 of these shares are owned directly by Partners VIII, 1,390,544 of these shares are owned directly by Growth Fund, and 112,421 of these shares are owned directly by Growth Partners.