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BOX INC — Director's Dealing 2017
Sep 15, 2017
31068_dirs_2017-09-14_7d3a1d73-404a-4dc3-9acc-4100e2b6cd9d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BOX INC (BOX)
CIK: 0001372612
Period of Report: 2017-09-12
Reporting Person: McGoff Peter M (SVP, Gen. Counsel & Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-09-12 | Class A Common Stock | C | 80000 | $0.00 | Acquired | 286135 | Direct |
| 2017-09-12 | Class A Common Stock | S | 80000 | $18.515 | Disposed | 206135 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-09-12 | Class B Common Stock | $ | C | 80000 | Disposed | Class A Common Stock (80000) | Direct |
Footnotes
F1: This sale price represents the weighted average sale price of the shares sold ranging from $18.40 to $18.715 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F2: Includes 10,548 RSUs that represent contingent rights to receive 10,548 shares of the Issuer's Class B Common Stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F3: Includes 190,314 RSUs that represent contingent rights to receive 190,314 shares of the Issuer's Class A Common Stock upon settlement.
F4: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.