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BOX INC — Director's Dealing 2017
Sep 23, 2017
31068_dirs_2017-09-22_506bfc8a-3396-4df4-8973-2314571b046f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BOX INC (BOX)
CIK: 0001372612
Period of Report: 2017-09-20
Reporting Person: Mannie Jeff (VP Controller & Chief Acct Ofr)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-09-20 | Class A Common Stock | F | 1282 | $17.84 | Disposed | 46226 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $ | Class A Common Stock (38364) | 38364 | Direct |
Footnotes
F1: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units (RSUs) and does not represent a sale by the Reporting Person.
F2: Includes 5,313 RSUs that represent contingent rights to receive 5,313 shares of the Issuer's Class B Common Stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F3: Includes 38,875 RSUs that represent contingent rights to receive 38,875 shares of the Issuer's Class A Common Stock upon settlement.
F4: Includes 205 shares acquired by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan.
F5: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F6: Includes 1,072 shares of Class B Common Stock issued in connection with the net settlement of RSUs on September 20, 2017.