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BOX INC — Director's Dealing 2017
Oct 18, 2017
31068_dirs_2017-10-17_ec644bc0-be43-4739-9d7d-c23232d0ac23.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BOX INC (BOX)
CIK: 0001372612
Period of Report: 2017-10-13
Reporting Person: Stein Josh (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-10-10 | Class A Common Stock | G | 25000 | $0.00 | Disposed | 134752 | Indirect |
| 2017-10-13 | Class A Common Stock | J | 201 | — | Acquired | 134953 | Indirect |
| 2017-10-13 | Class A Common Stock | J | 17668 | — | Acquired | 152621 | Indirect |
| 2017-10-13 | Class A Common Stock | J | 6799 | — | Acquired | 159841 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 5382 | Direct |
Footnotes
F1: Shares are held by the Joshua and Jennifer Stein Revocable Trust for which the Reporting Person serves as trustee.
F2: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Partners IX, LLC.
F3: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Fund VIII Partners, L.P.
F4: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Fund IX Partners, L.P.
F5: Reflects 421 shares of Class A Common Stock of the Issuer received by virtue of a pro rata in-kind distribution by Draper Fisher Jurvetson Fund VIII Management Company, LLC. ("Management VIII").
F6: Includes 5,382 RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.
F7: Reflects the transfer of shares to Management VIII, as mandated by Draper Fisher Jurvetson policy. The transfer did not represent a discretionary trade by the Reporting Person.