BOX INC — Director's Dealing 2017

Oct 25, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BOX INC (BOX)
CIK: 0001372612
Period of Report: 2017-10-20

Reporting Person: Draper Fisher Jurvetson Fund VIII L P (10% Owner)
Reporting Person: DRAPER FISHER JURVETSON GROWTH FUND 2006 LP (10% Owner)
Reporting Person: DRAPER FISHER JURVETION PARTNERS GROWTH FUND 2006 LLC (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-10-20	Class A Common Stock	C	834326	—	Acquired	834326	Indirect
2017-10-20	Class A Common Stock	J	834326	—	Disposed	0	Indirect
2017-10-20	Class A Common Stock	C	67453	—	Acquired	67453	Indirect
2017-10-20	Class A Common Stock	J	67453	—	Disposed	0	Indirect
2017-10-20	Class A Common Stock	J	12616	—	Acquired	12616	Indirect
2017-10-20	Class A Common Stock	J	12616	—	Disposed	0	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-10-20	Class B Common Stock	$	C	834326	Disposed		Class A Common Stock (834326)	Indirect
2017-10-20	Class B Common Stock	$	C	67453	Disposed		Class A Common Stock (67453)	Indirect

Footnotes

F1: Represents the conversion of Class B Common Stock into Class A Common Stock held by Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund).

F2: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Draper Fisher Jurvetson Fund VIII, L.P. (Fund VIII) and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX).

F3: Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

F4: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey, Timothy C. Draper and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

F5: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Growth Fund to its partners or members and includes the subsequent distribution by Draper Fisher Jurvetson Growth Fund 2006 Partners, L.P. (Growth Fund 2006 Partners) to its respective partners or members.

F6: Represents the conversion of Class B Common Stock into Class A Common Stock held by Growth Partners.

F7: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Growth Partners to its partners or members.

F8: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Growth Fund.

F9: Shares held by Growth Fund 2006 Partners.

F10: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Growth Fund 2006 Partners to its partners or members.

F11: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F12: 1,170,740 of these shares are owned directly by DALP, 1,398,168 of these shares are owned directly by Fund IX, 4,471,285 of these shares are owned directly by Fund VIII, 37,886 of these shares are owned directly by Partners IX, 99,359 of these shares are owned directly by Partners VIII, 556,218 of these shares are owned directly by Growth Fund, and 44,968 of these shares are owned directly by Growth Partners.