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BOX INC — Director's Dealing 2016
Jun 14, 2016
31068_dirs_2016-06-13_3415b460-327c-40fb-9544-ea9fa8a27f3d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BOX INC (BOX)
CIK: 0001372612
Period of Report: 2016-06-09
Reporting Person: LEVIN DANIEL J (Director, President & COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-06-09 | Class A Common Stock | C | 83011 | $0.00 | Acquired | 83011 | Indirect |
| 2016-06-09 | Class A Common Stock | J | 83011 | $0.00 | Disposed | 0 | Indirect |
| 2016-06-09 | Class A Common Stock | C | 83011 | $0.00 | Acquired | 83011 | Indirect |
| 2016-06-09 | Class A Common Stock | J | 83011 | $0.00 | Disposed | 0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-06-09 | Class B Common Stock | $ | C | 83011 | Disposed | Class A Common Stock (83011) | Indirect | |
| 2016-06-09 | Class B Common Stock | $ | C | 83011 | Disposed | Class A Common Stock (83011) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 3079 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $ | Class A Common Stock (1388600) | 1388600 | Indirect |
Footnotes
F1: The shares are held of record by the Daniel Levin GRAT dated 12/10/13 ("Levin GRAT"), for which the Reporting Person serves as trustee.
F2: Shares of Class A Common Stock were distributed pursuant to the terms of, and in connection with, the termination of the Levin GRAT.
F3: The shares are held of record by the Naomi J. Andrews GRAT dated 12/10/13 ("Andrews GRAT"), for which the Reporting Person's spouse serves as trustee.
F4: Shares of Class A Common Stock were distributed pursuant to the terms of, and in connection with, the termination of the Andrews GRAT.
F5: These shares were acquired by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan.
F6: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F7: This amount reflects the transfer of 51,173 shares of Class B Common Stock from the Levin GRAT and 51,173 shares of Class B Common Stock from the Andrews GRAT to Daniel J. Levin and Naomi J. Andrews, as Trustees of the Levin/Andrews Family Trust dated 9/18/99 ("Levin/Andrews Family Trust") as an annuity payment.
F8: The shares are held of record by Daniel J. Levin and Naomi J. Andrews, as Trustees of the Levin/Andrews Family Trust.