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BOX INC Director's Dealing 2016

Jun 14, 2016

31068_dirs_2016-06-13_3415b460-327c-40fb-9544-ea9fa8a27f3d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BOX INC (BOX)
CIK: 0001372612
Period of Report: 2016-06-09

Reporting Person: LEVIN DANIEL J (Director, President & COO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-06-09 Class A Common Stock C 83011 $0.00 Acquired 83011 Indirect
2016-06-09 Class A Common Stock J 83011 $0.00 Disposed 0 Indirect
2016-06-09 Class A Common Stock C 83011 $0.00 Acquired 83011 Indirect
2016-06-09 Class A Common Stock J 83011 $0.00 Disposed 0 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-06-09 Class B Common Stock $ C 83011 Disposed Class A Common Stock (83011) Indirect
2016-06-09 Class B Common Stock $ C 83011 Disposed Class A Common Stock (83011) Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 3079 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Class B Common Stock $ Class A Common Stock (1388600) 1388600 Indirect

Footnotes

F1: The shares are held of record by the Daniel Levin GRAT dated 12/10/13 ("Levin GRAT"), for which the Reporting Person serves as trustee.

F2: Shares of Class A Common Stock were distributed pursuant to the terms of, and in connection with, the termination of the Levin GRAT.

F3: The shares are held of record by the Naomi J. Andrews GRAT dated 12/10/13 ("Andrews GRAT"), for which the Reporting Person's spouse serves as trustee.

F4: Shares of Class A Common Stock were distributed pursuant to the terms of, and in connection with, the termination of the Andrews GRAT.

F5: These shares were acquired by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan.

F6: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7: This amount reflects the transfer of 51,173 shares of Class B Common Stock from the Levin GRAT and 51,173 shares of Class B Common Stock from the Andrews GRAT to Daniel J. Levin and Naomi J. Andrews, as Trustees of the Levin/Andrews Family Trust dated 9/18/99 ("Levin/Andrews Family Trust") as an annuity payment.

F8: The shares are held of record by Daniel J. Levin and Naomi J. Andrews, as Trustees of the Levin/Andrews Family Trust.