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BOX INC — Director's Dealing 2015
Jul 7, 2015
31068_dirs_2015-07-07_0c1bc9fd-d1a7-4156-8ea3-98455acbdf0c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BOX INC (BOX)
CIK: 0001372612
Period of Report: 2015-07-07
Reporting Person: Meritech Capital Associates IV, L.L.C. (10% Owner)
Reporting Person: Meritech Capital Partners IV L.P. (10% Owner)
Reporting Person: Meritech Capital Affiliates IV L.P. (10% Owner)
Reporting Person: Ward Rob (10% Owner)
Reporting Person: Sherman Craig (10% Owner)
Reporting Person: MADERA PAUL S (10% Owner)
Reporting Person: GORDON MICHAEL B (10% Owner)
Reporting Person: Bischof George (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-07-07 | Class A Common Stock | C | 4498408 | $0.00 | Acquired | 4498408 | Indirect |
| 2015-07-07 | Class A Common Stock | C | 111089 | $0.00 | Acquired | 111089 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-07-07 | Class B Common Stock | $ | C | 4498408 | Disposed | Class A Common Stock (4498408) | Indirect | |
| 2015-07-07 | Class B Common Stock | $ | C | 111089 | Disposed | Class A Common Stock (111089) | Indirect |
Footnotes
F1: The reported securities are held of record by Meritech Capital Partners IV L.P. ("MCP IV"). Meritech Capital Associates IV L.L.C., the general partner of MCP IV, has sole voting and dispositive power with respect to the securities held by MCP IV. Paul S. Madera, Michael B. Gordon, Robert D. Ward, George H. Bischof and Craig Sherman, the managing members of Meritech Capital Associates IV L.L.C., share voting and dispositive power with respect to the shares held by MCP IV. Such persons and entities disclaim beneficial ownership of the securities held by MCP IV except to the extent of any pecuniary interest therein.
F2: The reported securities are held of record by Meritech Capital Affiliates IV L.P. ("MCA IV"). Meritech Capital Associates IV L.L.C., the general partner of MCA IV, has sole voting and dispositive power with respect to the securities held by MCA IV. Paul S. Madera, Michael B. Gordon, Robert D. Ward, George H. Bischof and Craig Sherman, the managing members of Meritech Capital Associates IV L.L.C., share voting and dispositive power with respect to the shares held by MCA IV. Such persons and entities disclaim beneficial ownership of the securities held by MCA IV except to the extent of any pecuniary interest therein.
F3: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.