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BOSTON SCIENTIFIC CORP — Director's Dealing 2020
Oct 5, 2020
29821_dirs_2020-10-05_bd1fe627-2b26-42f6-8092-db11209275ce.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Pulmonx Corp (LUNG)
CIK: 0001127537
Period of Report: 2020-10-05
Reporting Person: BOSTON SCIENTIFIC CORP (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-10-05 | Common Stock | C | 3787878.0000 | $0.0000 | Acquired | 3788019.0000 | Direct |
| 2020-10-05 | Common Stock | C | 2081909.0000 | $0.0000 | Acquired | 5869928.0000 | Direct |
| 2020-10-05 | Common Stock | C | 47536.0000 | $0.0000 | Acquired | 5917464.0000 | Direct |
| 2020-10-05 | Common Stock | C | 40705.0000 | $0.0000 | Acquired | 5958169.0000 | Direct |
| 2020-10-05 | Common Stock | C | 23180.0000 | $0.0000 | Acquired | 5981349.0000 | Direct |
| 2020-10-05 | Common Stock | C | 6215.0000 | $0.0000 | Acquired | 5987564.0000 | Direct |
| 2020-10-05 | Common Stock | C | 542.0000 | $0.0000 | Acquired | 5988106.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-10-05 | Series A-1 Preferred Stock | $ | C | 40705.0000 | Disposed | Common Stock (40705.0000) | Direct | |
| 2020-10-05 | Series B-1 Preferred Stock | $ | C | 47536.0000 | Disposed | Common Stock (47536.0000) | Direct | |
| 2020-10-05 | Series C-1 Preferred Stock | $ | C | 23180.0000 | Disposed | Common Stock (23180.0000) | Direct | |
| 2020-10-05 | Series D-1 Preferred Stock | $ | C | 542.0000 | Disposed | Common Stock (542.0000) | Direct | |
| 2020-10-05 | Series E-1 Preferred Stock | $ | C | 6215.0000 | Disposed | Common Stock (6215.0000) | Direct | |
| 2020-10-05 | Series F-1 Preferred Stock | $ | C | 3787878.0000 | Disposed | Common Stock (3787878.0000) | Direct | |
| 2020-10-05 | Series G-1 Preferred Stock | $ | C | 2081909.0000 | Disposed | Common Stock (2081909.0000) | Direct |
Footnotes
F1: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date.
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