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BOSTON BEER CO INC — Director's Dealing 2016
Sep 6, 2016
31558_dirs_2016-09-06_568c1cb0-03fb-443d-8470-e28f39e53cb7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BOSTON BEER CO INC (SAM)
CIK: 0000949870
Period of Report: 2016-09-02
Reporting Person: ROPER MARTIN F (Director, President and C.E.O.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-09-02 | Class A Common | M | 10000 | $43.55 | Acquired | 24273 | Direct |
| 2016-09-02 | Class A Common | S | 2257 | $182.82 | Disposed | 22016 | Direct |
| 2016-09-02 | Class A Common | S | 1940 | $183.73 | Disposed | 20076 | Direct |
| 2016-09-02 | Class A Common | S | 1803 | $184.48 | Disposed | 18273 | Direct |
| 2016-09-02 | Class A Common | S | 1000 | $185.88 | Disposed | 17273 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-09-02 | Class A Common Stock Option | $43.55 | M | 10000 | Disposed | 2017-08-11 | Class A Common (180000) | Direct |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 29, 2016. The Rule 10b5-1 trading plan and the transactions contemplated thereby were approved by unanimous consent of the Class B Stockholders of the Company.
F2: The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 2,257 shares is from $182.30 to $183.29. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
F3: The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 1,940 shares is from $183.30 to $184.12. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
F4: The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 1,803 shares is from $184.30 to $185.10. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
F5: The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 1,000 shares is from $185.70 to $186.05. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.