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BOSTON BEER CO INC — Director's Dealing 2016
Sep 21, 2016
31558_dirs_2016-09-21_4f0b820a-ed92-4a06-adbf-67ac85f3c1ee.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BOSTON BEER CO INC (SAM)
CIK: 0000949870
Period of Report: 2016-09-20
Reporting Person: ROPER MARTIN F (Director, President and C.E.O.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-09-20 | Class A Common | M | 5000 | $43.55 | Acquired | 37273 | Direct |
| 2016-09-20 | Class A Common | S | 900 | $152.75 | Disposed | 36373 | Direct |
| 2016-09-20 | Class A Common | S | 3100 | $153.62 | Disposed | 33273 | Direct |
| 2016-09-20 | Class A Common | S | 800 | $154.71 | Disposed | 32473 | Direct |
| 2016-09-20 | Class A Common | S | 200 | $155.73 | Disposed | 32273 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-09-20 | Class A Common Stock Option | $43.55 | M | 5000 | Disposed | 2017-08-11 | Class A Common (180000) | Direct |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 29, 2016. The Rule 10b5-1 trading plan and the transactions contemplated thereby were approved by unanimous consent of the Class B Stockholders of the Company.
F2: The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 900 shares is from $152.20 to $153.08. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
F3: The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 3,100 shares is from $153.21 to $154.20. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
F4: The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 800 shares is from $154.23 to $155.19. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
F5: The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 200 shares is from $155.69 to $155.76. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.