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BOSTON BEER CO INC — Director's Dealing 2016
Sep 26, 2016
31558_dirs_2016-09-26_e3679744-8079-4792-884f-65d62039773a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BOSTON BEER CO INC (SAM)
CIK: 0000949870
Period of Report: 2016-09-23
Reporting Person: ROPER MARTIN F (Director, President and C.E.O.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-09-23 | Class A Common | M | 5000 | $43.55 | Acquired | 37273 | Direct |
| 2016-09-23 | Class A Common | S | 500 | $150.52 | Disposed | 36773 | Direct |
| 2016-09-23 | Class A Common | S | 1500 | $151.48 | Disposed | 35273 | Direct |
| 2016-09-23 | Class A Common | S | 2100 | $152.49 | Disposed | 33173 | Direct |
| 2016-09-23 | Class A Common | S | 800 | $153.47 | Disposed | 32373 | Direct |
| 2016-09-23 | Class A Common | S | 100 | $154.52 | Disposed | 32273 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-09-23 | Class A Common Stock Option | $43.55 | M | 5000 | Disposed | 2017-08-11 | Class A Common (180000) | Direct |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 29, 2016. The Rule 10b5-1 trading plan and the transactions contemplated thereby were approved by unanimous consent of the Class B Stockholders of the Company.
F2: The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 500 shares is from $150.02 to $150.85. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
F3: The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 1,500 shares is from $151.02 to $151.88. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
F4: The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 2,100 shares is from $152.03 to $152.92. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
F5: The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 800 shares is from $153.07 to $153.97. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.