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BOSTON BEER CO INC — Director's Dealing 2016
Oct 28, 2016
31558_dirs_2016-10-28_6ab5196c-982d-4128-9357-cf231de51763.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BOSTON BEER CO INC (SAM)
CIK: 0000949870
Period of Report: 2016-10-27
Reporting Person: KOCH C JAMES (Director, Chairman, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-10-27 | Class A Common | M | 7000 | $35.98 | Acquired | 7432 | Direct |
| 2016-10-27 | Class A Common | S | 5200 | $155.50 | Disposed | 2232 | Direct |
| 2016-10-27 | Class A Common | S | 1800 | $156.18 | Disposed | 432 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-10-27 | Class A Common Stock Option | $35.98 | M | 7000 | Acquired | 2016-12-31 | Class A Common Stock (12000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common | 44248 | Indirect |
| Class A Common | 23486 | Indirect |
| Class A Common | 5000 | Indirect |
| Class A Common | 3656 | Indirect |
| Class A Common | 2532 | Indirect |
Footnotes
F1: The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 5,200 shares is from $155.00 to $155.95. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
F2: The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 1,800 shares is from $156.00 to $156.30. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
F3: The option vested in five installments of 2,400 shares each: the first on March 1, 2008 and the last on January 1, 2012.