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BOSTON BEER CO INC — Director's Dealing 2016
Dec 8, 2016
31558_dirs_2016-12-08_684b2719-efd7-407d-882c-f72bf5580bba.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BOSTON BEER CO INC (SAM)
CIK: 0000949870
Period of Report: 2016-12-07
Reporting Person: KOCH C JAMES (Director, Chairman, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-07 | Class A Common | S | 3800 | $173.49 | Disposed | 166200 | Direct |
| 2016-12-07 | Class A Common | S | 10300 | $174.23 | Disposed | 155900 | Direct |
| 2016-12-07 | Class A Common | S | 100 | $174.95 | Disposed | 155800 | Direct |
| 2016-12-07 | Class A Common | S | 800 | $176.08 | Disposed | 155000 | Direct |
| 2016-12-07 | Class A Common | G | 22000 | — | Disposed | 133000 | Direct |
| 2016-12-07 | Class A Common | G | 7500 | — | Disposed | 125500 | Direct |
| 2016-12-07 | Class A Common | G | 22000 | — | Acquired | 22000 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common | 44248 | Indirect |
| Class A Common | 23486 | Indirect |
| Class A Common | 5000 | Indirect |
| Class A Common | 3656 | Indirect |
| Class A Common | 2532 | Indirect |
Footnotes
F1: The transactions reported in these rows were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 7, 2016.
F2: This transaction is a Form 5 transaction being voluntarily reported early. On the Transaction Date, the Reporting Person gifted 22,000 shares from his direct ownership into a foundation he controls. Also on the Transaction Date, the Reporting Person gifted 7,500 shares from his direct ownership to a charitable foundation for which he exercises no control or ownership.
F3: The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 3,800 shares is from $172.90 to $173.80. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
F4: The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 10,300 shares is from $173.90 to $174.78. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
F5: The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 800 shares is from $176.00 to $176.20. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.