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BORGWARNER INC — Director's Dealing 2021
Feb 9, 2021
30633_dirs_2021-02-09_000e6da2-e2e4-4845-a338-781d0f213690.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BORGWARNER INC (BWA)
CIK: 0000908255
Period of Report: 2021-02-06
Reporting Person: Aaron Craig (VP & Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-06 | Common Stock | A | 768.0000 | $0.0000 | Acquired | 12087.8600 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2202.3750 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock | $ | Common Stock (192.1920) | 192.1920 | Direct |
Footnotes
F1: Each performance share represented a contingent right to receive one share of BorgWarner common stock based upon the achievement of specified performance criteria related to relative revenue growth.
F2: From 01/01/20 to 12/31/20, the reporting person acquired 44.915 shares in the 401K plan. Column 5 includes the reporting person's total stock holdings in the 401K plan as of 12/31/20.
F3: Each phantom stock unit is the economic equivalent of one sare of BorgWarner Inc. common stock.
F4: The phantom stock units were acquired under the BorgWarner Inc. Excess Benefit Plan and are to be settled 100% in cash upon the reporting person's retirement or separataion from service.