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BORGWARNER INC Director's Dealing 2019

Mar 6, 2019

30633_dirs_2019-03-06_df0047c0-835c-4759-a1c8-ef2bd1dbc6cb.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: BORGWARNER INC (BWA)
CIK: 0000908255
Period of Report: 2019-03-01

Reporting Person: Aaron Craig (Treasurer)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 14000.8900 Direct
Common Stock 2122.1970 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Phantom Stock $ Common Stock (192.1920) Direct

Footnotes

F1: The information in this report is based on a 401(k) plan statement dated as of 2/28/2019.

F2: The phantom stock units were acquired under the BorgWarner Inc. Excess Benefit Plan and are to be settled 100% in cash upon the reporting person's retirement or separataion from service.

F3: Each phantom stock unit is the economic equivalent of one share of BorgWarner Inc. common stock.