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BORGWARNER INC — Director's Dealing 2014
Feb 11, 2014
30633_dirs_2014-02-11_eefad8f8-6deb-4c67-8d54-990d3c66decf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BORGWARNER INC (BWA)
CIK: 0000908255
Period of Report: 2014-02-07
Reporting Person: Carlson Steven G. (Vice President and Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-07 | Common Stock | F | 1541.0000 | $0.0000 | Disposed | 31179.6223 | Direct |
| 2013-12-31 | Common Stock | A | 135.6562 | $0.0000 | Acquired | 2286.0736 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock option | $29.0900 | 2016-07-26 | Common Stock (24000.0000) | 24000.0000 | Direct |
Footnotes
F1: On December 16, 2013, the common stock of BorgWarner Inc. split 2-for-1, resulting in the reporting person's ownership of 16,360.39 additional shares of common stock. Column 5 includes the reporting person's total common stock holdings as of the date of this report.
F2: From 1/1/13 to 12/31/13, the reporting person acquired 1,278.693 shares in the 401K plan (which number reflects the 2-for-1 stock split that occurred on December 16, 2013). Column 5 includes the reporting person's total stock holdings in the 401K plan as of the date of this report.
F3: The listed securities are currently exercisable.
F4: On December 16, 2013, the common stock of BorgWarner Inc. split 2-for-1, resulting in the reporting person's ownership of 12,000 additional stock options. Column 9 includes the reporting person's total stock options as of the date of this report.