AI assistant
BORGWARNER INC — Director's Dealing 2013
Nov 19, 2013
30633_dirs_2013-11-19_3a2ed6c1-a0c3-4729-aa80-8597237831d0.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BORGWARNER INC (BWA)
CIK: 0000908255
Period of Report: 2013-11-19
Reporting Person: Hundzinski Ronald T (Vice President and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-19 | Common Stock | M | 14600.0000 | $29.0900 | Acquired | 44541.1613 | Direct |
| 2013-11-19 | Common Stock | M | 9450.0000 | $29.0400 | Acquired | 53991.1613 | Direct |
| 2013-11-19 | Common Stock | M | 1500.0000 | $34.9450 | Acquired | 55491.1613 | Direct |
| 2013-11-19 | Common Stock | S | 350.0000 | $103.7029 | Disposed | 55141.1613 | Direct |
| 2013-11-19 | Common Stock | S | 25200.0000 | $103.0571 | Disposed | 29941.1613 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-19 | Stock option | $34.9450 | M | 1500.0000 | Disposed | 2017-02-06 | Common Stock (1500.0000) | Direct |
| 2013-11-19 | Stock option | $29.0900 | M | 14600.0000 | Disposed | 2016-07-26 | Common Stock (14600.0000) | Direct |
| 2013-11-19 | Stock option | $29.0400 | M | 9450.0000 | Disposed | 2015-07-27 | Common Stock (9450.0000) | Direct |
Footnotes
F1: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $103.69 to $103.74, inclusive. The reporting person undertakes to provide BorgWarner, any security holder of BorgWarner, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnote 1 of this Form 4.
F2: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $102.68 to $103.65, inclusive. The reporting person undertakes to provide BorgWarner, any security holder of BorgWarner, or the staff of the SEC, upon reqest, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnote 2 of this Form 4.
F3: The listed securities were currently exercisable.