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BORGWARNER INC — Director's Dealing 2011
Nov 4, 2011
30633_dirs_2011-11-04_d2f84195-389e-4232-9ef2-3b7414d8d4ee.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BORGWARNER INC (BWA)
CIK: 0000908255
Period of Report: 2011-11-02
Reporting Person: MANGANELLO TIMOTHY (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-11-02 | Common Stock | M | 6502.0000 | $12.6625 | Acquired | 405501.0000 | Direct |
| 2011-11-02 | Common Stock | M | 5998.0000 | $22.2800 | Acquired | 411499.0000 | Direct |
| 2011-11-02 | Common Stock | S | 12500.0000 | $75.0043 | Disposed | 398999.0000 | Direct |
| 2011-11-03 | Common Stock | M | 124000.0000 | $29.0400 | Acquired | 522999.0000 | Direct |
| 2011-11-03 | Common Stock | M | 19074.0000 | $22.2800 | Acquired | 542073.0000 | Direct |
| 2011-11-03 | Common Stock | S | 143074.0000 | $75.1701 | Disposed | 398999.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-11-02 | Stock option | $12.6625 | M | 6502.0000 | Disposed | 2012-07-24 | Common Stock (6502.0000) | Direct |
| 2011-11-02 | Stock option | $22.2800 | M | 5998.0000 | Disposed | 2014-07-28 | Common Stock (5998.0000) | Direct |
| 2011-11-03 | Stock option | $29.0400 | M | 124000.0000 | Disposed | 2015-07-27 | Common Stock (124000.0000) | Direct |
| 2011-11-03 | Stock option | $22.2800 | M | 19074.0000 | Disposed | 2014-07-28 | Common Stock (19074.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 33646.9185 | Indirect |
| Common Stock | 187.1817 | Indirect |
Footnotes
F1: The sales on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2011.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $75.00 to $75.05, inclusive. The reporting person undertakes to provide BorgWarner, any security holder of BorgWarner, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnote 2 of this Form 4.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $75.00 to $75.76, inclusive. The reporting person undertakes to provide BorgWarner, any security holder of BorgWarner, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnote 3 of this Form 4.
F4: The listed securities were currently exercisable.