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Boot Barn Holdings, Inc. — Director's Dealing 2021
Aug 27, 2021
31011_dirs_2021-08-27_3b182f35-aa63-4a36-9320-a0a2efa3410b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Boot Barn Holdings, Inc. (BOOT)
CIK: 0001610250
Period of Report: 2021-08-27
Reporting Person: Hackman Gregory V. (EVP, COO & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-27 | Common Stock | M | 3005 | $23.57 | Acquired | 32318 | Direct |
| 2021-08-27 | Common Stock | M | 4079 | $23.92 | Acquired | 36397 | Direct |
| 2021-08-27 | Common Stock | S | 7084 | $89.00 | Disposed | 29313 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-08-27 | Options | $23.57 | M | 3005 | Disposed | 2030-08-09 | Common Stock (3005) | Direct |
| 2021-08-27 | Options | $23.92 | M | 4079 | Disposed | 2026-05-24 | Common Stock (4079) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 17932 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Options | $6.15 | 2025-06-05 | Common Stock (13498) | 13498 | Direct |
| Options | $7.11 | 2024-05-20 | Common Stock (11000) | 11000 | Direct |
| Options | $20.94 | 2030-05-21 | Common Stock (12506) | 12506 | Direct |
| Options | $24.08 | 2030-05-21 | Common Stock (10010) | 10010 | Direct |
| Options | $28.63 | 2029-05-20 | Common Stock (6214) | 6214 | Direct |
Footnotes
F1: Consists of the number of shares of common stock held by the reporting person as of August 27, 2021, but excluding any shares of common stock subject to further vesting conditions. See Note 2 below.
F2: Consists of the total number of shares of common stock underlying restricted stock units held by the reporting person as of August 27, 2021 that remain subject to time-based vesting.
F3: The Options were granted under the Company's 2014 Equity Incentive Plan and are subject to vesting over a four-year period in equal annual installments on each anniversary of the grant date.
F4: The Options were granted under the Company's 2014 Equity Incentive Plan and are subject to vesting over a five-year period in equal annual installments on each anniversary of the grant date.