Boot Barn Holdings, Inc. — Director's Dealing 2020

Nov 12, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Boot Barn Holdings, Inc. (BOOT)
CIK: 0001610250
Period of Report: 2020-11-09

Reporting Person: Hackman Gregory V. (EVP, COO & CFO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-11-09	Common Stock	M	25678	$19.30	Acquired	51841	Direct
2020-11-09	Common Stock	S	25678	$42.0015	Disposed	26163	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-11-09	Options	$19.30	M	25678	Disposed	2023-01-26	Common Stock (25678)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	19494	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Options	$6.15	2025-06-05	Common Stock (20247)	20247	Direct
Options	$7.11	2024-05-20	Common Stock (22000)	22000	Direct
Options	$20.94	2030-05-21	Common Stock (12506)	12506	Direct
Options	$23.57	2030-08-09	Common Stock (12020)	12020	Direct
Options	$23.92	2026-05-24	Common Stock (28667)	28667	Direct
Options	$24.08	2030-05-21	Common Stock (13347)	13347	Direct
Options	$28.63	2029-05-20	Common Stock (12429)	12429	Direct
Options	$28.82	2023-06-09	Common Stock (6506)	6506	Direct

Footnotes

F1: Reflects the weighted average price of sales on November 9, 2020. The shares were sold in multiple transactions at prices ranging from $42.00 to $42.04, inclusive. The reporting person undertakes to provide to Boot Barn Holdings, Inc., any security holder of Boot Barn Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F2: Consists of the total number of shares of common stock underlying restricted stock units held by the reporting person as of November 9, 2020 that are not subject to further vesting conditions.

F3: Consists of the number of shares of common stock held by the reporting person as of November 9, 2020 that remain subject to time-based vesting.

F4: The Options were granted under the Company's 2014 Equity Incentive Plan and are subject to vesting over a five-year period in equal annual installments on each anniversary of the grant date.

F5: The Options were granted under the Company's 2014 Equity Incentive Plan and are subject to vesting over a four-year period in equal annual installments on each anniversary of the grant date.