Boot Barn Holdings, Inc. — Director's Dealing 2018

Apr 26, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Boot Barn Holdings, Inc. (BOOT)
CIK: 0001610250
Period of Report: 2016-06-09

Reporting Person: Grijalva Laurie Marie (Chief Merchandise Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-06-09	Common Stock	F	141	$8.68	Disposed	241	Direct
2017-05-20	Common Stock	F	241	$7.98	Disposed	560	Direct
2017-06-09	Common Stock	F	141	$6.57	Disposed	801	Direct
2018-04-24	Common Stock	M	8311	$6.00	Acquired	15036	Direct
2018-04-24	Common Stock	S	8311	$20.00	Disposed	6725	Direct
2018-04-25	Common Stock	M	10495	$6.00	Acquired	17220	Direct
2018-04-25	Common Stock	S	10495	$20.00	Disposed	6725	Direct
2018-04-26	Common Stock	M	20444	$6.00	Acquired	27169	Direct
2018-04-26	Common Stock	S	20444	$20.00	Disposed	6725	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-04-24	Options	$6.00	M	8311	Disposed	2022-01-27	Common Stock (8311)	Direct
2018-04-25	Options	$6.00	M	10495	Disposed	2022-01-27	Common Stock (10495)	Direct
2018-04-26	Options	$6.00	M	20444	Disposed	2022-01-27	Common Stock (20444)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	5924	Direct

Footnotes

F1: On June 9, 2016, in connection with the vesting of shares underlying 382 previously disclosed restricted stock units, the issuer withheld 141 shares of common stock to satisfy withholding taxes due in connection with such vesting. Such shares had a market value of $8.68 per share, the closing price of the common stock on the vesting date. Consists of the number of shares of common stock held by the reporting person as of June 9, 2016, including the shares awarded in connection with such vesting, but excluding any shares of common stock subject to further vesting conditions.

F2: On May 20, 2017, in connection with the vesting of shares underlying 560 previously disclosed restricted stock units, the issuer withheld 241 shares of common stock to satisfy withholding taxes due in connection with such vesting. Such shares had a market value of $7.98 per share, the closing price of the common stock on the first trading day following the vesting date. Consists of the number of shares of common stock held by the reporting person as of May 20, 2017, including the shares awarded in connection with such vesting, but excluding any shares of common stock subject to further vesting conditions.

F3: On June 9, 2017, in connection with the vesting of shares underlying 382 previously disclosed restricted stock units, the issuer withheld 141 shares of common stock to satisfy withholding taxes due in connection with such vesting. Such shares had a market value of $6.57 per share, the closing price of the common stock on the vesting date. Consists of the number of shares of common stock held by the reporting person as of June 9, 2017, including the shares awarded in connection with such vesting, but excluding any shares of common stock subject to further vesting conditions.

F4: Consists of the number of shares of common stock underlying previously disclosed restricted stock units held by the reporting person as of April 26, 2018 that remain subject to time-based vesting.

F5: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F6: The options were granted under the Company's 2011 Equity Incentive Plan and are fully vested and currently exercisable.