Boot Barn Holdings, Inc. — Director's Dealing 2018

Jun 4, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Boot Barn Holdings, Inc. (BOOT)
CIK: 0001610250
Period of Report: 2018-05-31

Reporting Person: Conroy James Grant (Director, Chief Executive Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-05-31	Common Stock	M	597	$5.47	Acquired	41892	Direct
2018-05-31	Common Stock	S	597	$23.9658	Disposed	41295	Direct
2018-05-31	Common Stock	M	28569	$7.11	Acquired	69864	Direct
2018-05-31	Common Stock	S	28569	$23.8713	Disposed	41295	Direct
2018-05-31	Common Stock	M	3080	$7.47	Acquired	44375	Direct
2018-05-31	Common Stock	S	3080	$23.8764	Disposed	41295	Direct
2018-05-31	Common Stock	M	119580	$9.21	Acquired	160875	Direct
2018-05-31	Common Stock	S	119580	$23.8700	Disposed	41295	Direct
2018-05-31	Common Stock	M	119580	$9.21	Acquired	160875	Direct
2018-05-31	Common Stock	S	119580	$23.8701	Disposed	41295	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-05-31	Options	$5.47	M	597	Disposed	2022-12-20	Common Stock (597)	Direct
2018-05-31	Options	$7.11	M	28569	Disposed	2024-05-20	Common Stock (28569)	Direct
2018-05-31	Options	$7.47	M	3080	Disposed	2022-12-20	Common Stock (3080)	Direct
2018-05-31	Options	$9.21	M	239160	Disposed	2022-12-20	Common Stock (239160)	Direct

Footnotes

F1: All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2: Reflects the weighted average price of sales on May 31, 2018. The shares were sold in multiple transactions at prices ranging from $23.55 to $24.55, inclusive. The reporting person undertakes to provide to Boot Barn Holdings, Inc., any security holder of Boot Barn Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F3: Reflects the weighted average price of sales on May 31, 2018. The shares were sold in multiple transactions at prices ranging from $23.53 to $24.55, inclusive. The reporting person undertakes to provide to Boot Barn Holdings, Inc., any security holder of Boot Barn Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F4: Reflects the weighted average price of sales on May 31, 2018. The shares were sold in multiple transactions at prices ranging from $23.52 to $24.55, inclusive. The reporting person undertakes to provide to Boot Barn Holdings, Inc., any security holder of Boot Barn Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F5: The options were granted under the Company's 2011 Equity Incentive Plan and are fully vested and currently exercisable.

F6: The options were granted under the Company's 2014 Equity Incentive Plan and are fully vested and currently exercisable.