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Bolt Biotherapeutics, Inc. Director's Dealing 2021

Feb 4, 2021

35210_dirs_2021-02-04_ae6d525b-e395-451a-adb8-1687c38a0efa.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Bolt Biotherapeutics, Inc. (BOLT)
CIK: 0001641281
Period of Report: 2021-02-04

Reporting Person: Novo Holdings A/S (10% Owner)

Holdings (Non-Derivative)

Security Shares Ownership
COMMON STOCK 76903 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
SERIES A-1 PREFERRED STOCK $ COMMON STOCK (1096323) Direct
SERIES B PREFERRED STOCK $ COMMON STOCK (2050758) Direct
SERIES C-1 PREFERRED STOCK $ COMMON STOCK (421670) Direct
SERIES C-2 PREFERRED STOCK $ COMMON STOCK (458337) Direct

Footnotes

F1: Each share of Series A-1 Preferred Stock, Series B Preferred Stock, Series C-1 Preferred Stock and Series C-2 Preferred Stock (collectively, the "Preferred Stock") will convert automatically into one share of Common Stock upon the closing of the Issuer's initial public offering. These shares have no expiration date.